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Spondylocostal dysostosis (SCDO) is a rare heritable congenital condition, characterized by multiple severe malformations of the vertebrae and ribs.
Biomedical research employs multiple scientific inquiry approaches, such as basic, clinical, and translational research and great advances have been made in any one of these fronts. The ultimate aim is to have such a clear understanding of the molecular and cellular causes of the phenotypical and clinical manifestations of Human diseases, so that a successful therapeutic solution or preventive strategy may be developed. Developmental Biology has greatly contributed to understanding the pathophysiology of multiple congenital diseases. Congenital malformations, defined as structural or functional abnormalities that are present since birth, are globally responsible for 11% of newborn deaths [1]. These are largely due to genetic causes; however, phenotypic variability also depends on epigenetic components and environmental factors to which the individual is exposed during embryo development [2]. Within congenital malformations, spinal dysplasias occur in about 1 in 5000 births [3] and spondylocostal dysostosis (SCDO), considered a rare genetic disease, has an estimated incidence of 1 in every 40,000 births [4].
The term Spondylocostal dysostosis (SCDO) includes an etiologically heterogeneous group of heritable diseases characterized by congenital malformations of the axial skeleton at the level of the vertebrae and ribs, with varying degrees of severity. In 1938, Saul Jarcho and Paul M. Levin made the first description of what is currently classified as Type 2 SCDO [5]. For many years thereafter, the Jarcho-Levin Syndrome classification covered any individual with congenital defects in vertebrae segmentation and rib abnormalities, even if only remotely related to the syndrome originally described [6].
Phenotypically, SCDO patients are characterized by a compressed trunk that is disproportionately short relative to the individual’s total height, a short and rigid neck, and protrusion of the abdomen, often accompanied by moderate and non-progressive scoliosis [6]. Typically, segmentation defects occur in 10 contiguous vertebrae. Respiratory complications are among the most common causes of morbidity and mortality in affected individuals; the restrictions imposed by the deformation of the rib cage affect lung development and signs and symptoms such as tachypnea, fatigue or lung infections are often present as a result of pulmonary hypoplasia [7] and abnormal chest compliance [8]. SCDO usually occurs in isolation, with manifestation of abnormalities restricted to the spine and ribs [6]. A somewhat similar, albeit a clinically and radiologically independent disease, is spondylothoracic dysostosis (STD), first described by Lavy, Palmer, and Merritt in 1966 [4][9]. STD’s main distinguishing feature is a shorter but symmetrical chest, with fused thoracic vertebrae, and overall-normal ribs that are fused next to their vertebral origin acquiring a fan-like or crab-like configuration. STD is often associated with early death from respiratory dysfunction or infection [4][8].
The diagnosis of SCDO is based on the clinic and the radiological images. Radiological findings are diversified and include the involvement of several segments of the spine, especially in the thoracic region, which present butterfly-like vertebrae, fused hemivertebrae or vertebrae, and also diverse alterations to rib morphology (Figure 1). These include rib enlargement, fusion, bifurcation or even agenesis, causing asymmetries with incorrect rib alignment and often with a reduction in the total number of ribs [7]. The identification of the specific disease type is confirmed by genetic tests to identify mutant alleles in one of the seven currently known genes responsible for the different types of SCDO [6].
Figure 1. Vertebral and rib malformations identified in different types of spondylocostal dysostosis (SCDO).
SCDO is a genetic disease with an autosomal inheritance pattern that is predominantly recessive [10]. The disease is most common in cases of consanguinity of the parents and is associated with the transmission of pathological mutations in genes with a key role in the formation of the axial skeleton during embryogenesis. The SCDO-associated genes known to date and their associated SCDO subtypes are the following:
Despite the growing knowledge of the clinical and genetic aspects associated with SCDO, significant challenges still remain in understanding the underlying pathological mechanisms. Developmental engineering is a promising area in terms of treatment strategies for diseases related to embryonic development of the spine. Its success however depends on the ever-growing knowledge of the disease’s embryonic etiology together with the embryonic developmental processes affected [30].
The human axial skeleton is an extraordinarily structured system that starts to form early in embryo development. Soon after blastocyst implantation in the uterus, gastrulation takes place giving rise to the three embryonic germ layers: ectoderm, mesoderm, and endoderm. The PSM, located bilaterally to the axial neural tube, is then segmented into round-shaped transient structures called somites. As new somite pairs are periodically formed in the anterior region, new cells are added to the posterior PSM, allowing somitogenesis to progress simultaneously with axial extension (reviewed in [31][32]). Between the 20th day and the 5th week of gestation, a total of 42 to 44 pairs of somites are formed, with each pair of somites appearing every 5 h [33][34]. Temporal precision of somitogenesis is observed in all vertebrates, with species-specific periodicities, such as 90 min in the chicken and 2 h in the mouse embryo (reviewed in [31]). Later, somites will differentiate into vertebrae, ribs, and the skeletal muscles that provide stability and movement to the axial skeleton.
The temporal and spatial precision of somitogenesis has long intrigued many scientists. One of the first theoretical models to explain how this process is regulated—the Clock and Wavefront model—proposed the existence of a molecular oscillator (Clock) that would define the tempo of somite formation and of a Wavefront of cell differentiation, that would set the position of each new somite boundary [35]. The experimental evidence of such a molecular oscillator was provided 20 years later, when Palmeirim et al. described hairy1 gene expression oscillations in the chicken PSM with the same periodicity as somite formation, 90 min [36] (Figure 2). Since then, many genes with oscillatory expression in the PSM were found in multiple vertebrate species, suggesting that this is a conserved feature of vertebrate embryos [37]. Strikingly, the clock periodicity in each species is directly coupled to the time required to form a pair of somites. This is 90 min for the chicken embryo, 2 h in the mouse, and approximately 5 h in humans.
Figure 2. The Molecular Clock and Signaling Gradients in temporal/spatial control of vertebrate somitogenesis. (A) Representation of one oscillation of hairy1 gene expression (blue) in the presomitic mesoderm (PSM) of a 48h chicken embryo. A cell in the PSM (red dot) undergoes a complete cycle of gene expression activation-repression-activation as a new somite is formed in the anterior-most PSM. (B) Opposing gradients of retinoic acid (RA) and WNT/FGF signaling converge at the determination front; rostrally, the PSM tissue is already committed to form somites.
The wavefront proposed in the Clock and Wavefront model [35] plays an important role in the correct positioning of each new somite boundary in the anterior-end of the PSM [38]. An anterior retinoic acid (RA) signaling gradient opposes posterior-derived Fgf and Wnt gradients, establishing the so-called determination front, where PSM cells become irreversibly committed to form a somite within the next 3–4 molecular clock oscillations [38][39][40]. Posterior-to-anterior gradients of Wnt and Fgf signaling activity maintain cells in an undifferentiated state in the posterior PSM. Overexpressing Fgf8 at the level of the determination front leads to the formation of smaller somites, while if Fgf signaling is inhibited, larger somites are formed [38]. Moreover, both Fgf and Wnt signaling are crucial for embryo elongation, thus coupling the process of somitogenesis with anterior-to-posterior elongation [41][42].
Somitogenesis clock gene expression oscillations are cell autonomous, maintained by negative feedback loops (Figure 3) (reviewed in [23]). The sum of the temporal delays involved in the process—from transcription, RNA splicing and decay, to protein translation and degradation—is crucial for robust oscillations to occur with a defined rhythm [31]. The deletion of all introns in mouse Hes7, for example, abolished oscillatory expression dynamics, causing sustained Hes7 expression in the PSM and severe vertebral defects [43]. Also, a reduction in the number of Hes7 introns led to accelerated oscillations and supernumerary somites, further evidencing the importance of the temporal delays imposed by mRNA splicing in periodic clock oscillations [44]. Another important feature is the mRNA and protein degradation rates. Nitanda and collaborators (2014) showed that the 3′UTR of clock mRNAs is a key defining feature for their expression patterns. By exchanging the 3′UTRs of Hes7 and Lfng, they found that the expression patterns obtained were dictated by the 3′UTR sequence per se, and not the gene it originally belonged to [45]. 3′UTRs are important to regulate the half-life of the respective mRNAs, partly because these regions are targeted by microRNAs, which can affect both the period and amplitude of the oscillations, or even lead to dampening and loss of the oscillatory dynamics [46][47]. The clock proteins’ half-life also plays an important role in the maintenance of the oscillatory dynamics [48]. Hirata and collaborators (2004) showed that increasing Hes7 half-life from ~20 to ~30 min lead to progressive dampening and loss of oscillations and, consequently, to somite segmentation defects [48]. Interestingly, it was recently shown that the differences in cell-autonomous oscillation periods of the segmentation clock between species can be explained by the difference in the kinetics of the biochemical reactions involved in the different time delays, and not by the gene sequences themselves [49].
Figure 3. Negative feedback loops underlie somitogenesis clock oscillations. The identified mutated genes in SCDO are represented. Upon Notch receptor activation by a Delta ligand from a neighbor cell, the Notch intracellular domain (NICD) translocates to the nucleus where it activates the transcription of HES7, LFNG and DLL3 [23]. Lfng and Dll3 act cooperatively to repress further NICD activation [50], while Hes7 acts to represses its own expression and that of Lfng [23].
At the tissue level, the molecular oscillator needs to be synchronized between neighboring cells, in order to allow the correct number of cells to simultaneously differentiate into a new somite. Work performed in mouse and zebrafish embryos showed that Delta-Notch signaling is required to couple oscillations between adjacent cells [51][52][53]. Additionally, oscillations of genes belonging to different signaling pathways need to be coupled. In fact, many clock genes are components of the Fgf, Wnt, and Notch signaling pathways [54][55], evidencing that the somitogenesis molecular clock is a complex network of oscillators, connected to ensure proper morphogenesis. For example, activation of Hes7 expression in the embryo tail bud is dependent on Fgf and not Notch signaling, which is then required to maintain Hes7 expression throughout the PSM. Hes7 in turn activates Fgf signaling modulators, such as the negative regulator Dusp4 [51]. Wnt signaling-dependent Axin2 also oscillates in the posterior PSM, out-of-phase relative to Lfng and Hes7 [39]. The coupling between Notch, Fgf, and Wnt signaling pathways in somitogenesis was beautifully evidenced by performing experiments with microfluidics devices, which showed that when Notch is entrained, Wnt expression dynamics is altered accordingly [56]. This is particularly important in the anterior PSM where the signaling pathways must converge to the same phase for proper somite segmentation [56].
Embryo clock synchronization between the left and right PSMs is crucial to ensure that somite segmentation occurs in a bilateral symmetric fashion. In zebrafish embryos Terra/Dmrt2a was shown to be necessary to maintain symmetrical clock gene expression patterns, as well as the same number of somites, in the left-right PSMs [57]. This role in left-right patterning is not conserved in the mouse embryo, but Dmrt2 was found to be indispensable for proper somite maturation [58] and formation of the vertebrae and ribs [59].
PSM cells located posteriorly to the determination front are under the influence of high levels of Wnt and Fgf signaling and express the paraxial mesoderm marker Tbx6 (Figure 4). As the embryo elongates and cells in the anterior PSM leave the Fgf8 domain, Tbx6 and Notch are able to activate Mesp2 expression, delimiting in the caudal boundary of the next somite to be formed. Mesp2 plays a central role in the formation of the somitic boundary (reviewed in [60]). Mesp2 activates Ripply2 expression, which then represses Tbx6 [60][61]. Mesp2 also activates EphA4 which in turn induces the expression of EphrinB2 rostrally, in the caudal region of the somite-to-be. Here, EphrinB2 initiates a molecular cascade leading to rearrangements in the extracellular matrix [62] and to a mesenchymal-to-epithelial (MET) transition, culminating in somite boundary formation. EphA and EphrinB2 are then restricted to the rostral and caudal portion of the somite, respectively, ensuring proper somite polarity [63] (Figure 4).
Figure 4. From somitogenesis clock oscillations to somite boundary formation. Periodic activation of Mesp2 at the rostral PSM, where FGF signaling is greatly decreased, triggers a molecular cascade ultimately leading to the budding off of a new somite. This is a simplified schematic representation, where the identified mutated genes in SCDO are highlighted.
As somitogenesis progresses, the newly formed epithelial somites will undergo modifications and differentiate into multiple structures. Initially, the medial-ventral portion of the somite undergoes an epithelial-to-mesenchymal transition under the influence of Shh signaling emanating from the notochord and neural tube floor plate. This is now the sclerotome, containing the precursors of the vertebrae and ribs (Figure 5). The dorsal-lateral portion of the somite remains epithelial and expresses Pax3, under the influence of Wnt signaling from the dorsal neural tube—the dermomyotome. The latter then further differentiates into the myotome, which will originate the axial musculature and the dermatome, which will form the dermis of the back [32]. Pax3 activates Dmrt2/Terra expression in the dermomyotome [64], where it plays an important role in somite patterning and myogenesis [59][64].
Figure 5. Differentiation of the different somite regions into definitive axial structures. After budding off from the PSM as epithelial spheres, somite differentiation takes place distinguishing the prospective cell populations that will give rise to adult structures. Colors in the figure represent precursor cells in the somite (left) and their respective definitive structures (right).
The sclerotome undergoes a re-segmentation process essential for the final configuration of the vertebrae and all the structures of the spine. After re-segmentation, the caudal segment of a sclerotome joins the rostral segment of the adjacent sclerotome to form a vertebra. Due to this process, each segment of the adult axial skeleton is derived from a caudal and rostral part of two consecutive somites instead of one somite. The dermomyotome maintains the initial segmented configuration of the somites, allowing the derived muscles to intercalate each skeletal segment. This is crucial for the mobility and stability of the axial skeleton in humans. The most ventral portion of the sclerotome then surrounds the notochord to give rise to the body of the vertebrae and the intervertebral discs. The notochord gives rise to the nucleus pulposus of the intervertebral discs. The vertebral arch originates from the sclerotome cells that surround the neural tube. The ribs originate from the sclerotome cells located in the ventro-lateral region (Figure 5) [65][66].
4. EVIDENCE FOR THE EMBRYONIC ORIGIN OF SCDOAs described above, SCDO patients present genetic mutations in genes involved in the somitogenesis molecular clock - DLL3, LFNG and HES7 - and in the formation of the somite boundaries - MESP2, TBX6 and RIPPLY2. Each mutated gene is at the origin of different types of SCDO (described above). An additional mutation in DMRT2 has been reported associated with a phenotype that could represent a new type of SCDO [29]. Clues to how mutations in these genes lead to SCDO and other congenital malformations arise from Developmental Biology studies, where the role of these genes has been extensively studied in the context of vertebrate embryo body segmentation. Mutant mice experimental models have greatly contributed to understanding the role of specific genes in this process and allow to study in further detail the molecular mechanisms that drive the onset of axial skeleton malformations. In fact, mice mutated in each one of the known genes that drive SCDO mostly recapitulate the phenotypes observed in Human SCDO patients, supporting a causal role for these mutations in the morphological malformations observed.