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El Abdallaoui, O.E.A.; Tornyos, D.; Lukács, R.; Szabó, D.; Komócsi, A. P2Y12 De-Escalation Strategies. Encyclopedia. Available online: (accessed on 15 June 2024).
El Abdallaoui OEA, Tornyos D, Lukács R, Szabó D, Komócsi A. P2Y12 De-Escalation Strategies. Encyclopedia. Available at: Accessed June 15, 2024.
El Abdallaoui, Oumaima El Alaoui, Dániel Tornyos, Réka Lukács, Dóra Szabó, András Komócsi. "P2Y12 De-Escalation Strategies" Encyclopedia, (accessed June 15, 2024).
El Abdallaoui, O.E.A., Tornyos, D., Lukács, R., Szabó, D., & Komócsi, A. (2023, June 09). P2Y12 De-Escalation Strategies. In Encyclopedia.
El Abdallaoui, Oumaima El Alaoui, et al. "P2Y12 De-Escalation Strategies." Encyclopedia. Web. 09 June, 2023.
P2Y12 De-Escalation Strategies
Platelets play a vital role in hemostasis. They become activated upon encountering damaged blood vessels or tissues. Various mechanisms can initiate platelet activation, including pathways mediated by thrombin, collagen, and adenosine diphosphate (ADP). The P2Y1 receptor is responsible for inducing rapid calcium influx into the platelet, leading to shape change and granule secretion after it is linked to Gαq. The P2Y12 receptor is involved in platelet aggregation by activating the integrin alpha IIb beta 3 on the platelet surface and completing the ADP-dependent platelet aggregation response initiated by P2Y1 as well as the ADP-dependent amplification of platelet aggregation induced by other agents such as Gq-coupled serotonin receptors, Gq and G12/13-coupled TXA2 and PAR-1 receptors, immune complexes, or when platelets are activated by collagen through the GPVI/tyrosine kinase/PLCγ2 pathway.
antiplatelet therapy de-escalation acute coronary syndrome platelet function testing genetic testing P2Y12

1. Role of Platelet Function Testing in Assessing P2Y12 Inhibitor Therapy

Platelet function testing (PFT) is a valuable ex vivo method for evaluating the effectiveness of clopidogrel treatment [1]. Clopidogrel, a prodrug, requires a two-step activation process in the liver to produce its active metabolite. The absorbed clopidogrel competes with other substrates for the limited metabolic capacity of the liver enzyme CYP2C19 and is subject to non-specific inactivation by plasma esterases. Genetic variations in CYP2C19 activity and the esterase-mediated degradation of over 60% of the drug, as well as absorption issues in critically ill patients, can lead to insufficient active metabolite production and an inadequate response to clopidogrel, increasing the risk of blood clots [2]. ADP-specific PFTs are designed to detect alterations in P2Y12-specific signaling or aggregation and may be used to monitor the achieved antiplatelet action.
Various methods exist for PFT, including light transmission aggregometry (LTA), VerifyNow P2Y12 assay, and Multiplate analyzer. LTA, considered the most reliable method, is time-consuming and requires specialized equipment. The VerifyNow P2Y12 assay and Multiplate analyzer are faster point-of-care methods, but they have limitations in sensitivity and specificity [3].
If patients exhibit a poor response to clopidogrel, alternative antiplatelet medications such as ticagrelor or prasugrel may be more effective. PFT can also be used to monitor the effectiveness of these alternative therapies and adjust dosages as necessary [4].
The limitations of these PFT methods have been discussed extensively elsewhere [5]. PFT analyses were included in trials aiming to characterize optimal antiplatelet dosages. They are considered helpful in identifying individuals with a poor treatment response and can aid in selecting appropriate alternative treatments.

2. The Use of P2Y12 Inhibitors in Acute Coronary Syndrome

Coronary artery disease (CAD) is a prevalent and severe medical condition that leads to significant morbidity and mortality worldwide. ACS typically results from plaque rupture or erosion, leading to blood clot formation. PCI with stent placement is a common treatment for ACS patients. Antiplatelet medications, particularly P2Y12 inhibitors, play a crucial role in reducing the risk of recurrent ischemic events in patients undergoing PCI, but they may also increase the likelihood of bleeding [6].
Prasugrel, a third-generation thienopyridine, irreversibly inhibits the P2Y12 receptor. The TRITON-TIMI 38 trial compared prasugrel to clopidogrel in patients with ACS undergoing PCI. Prasugrel reduced the risk of the primary endpoint—a composite of death from cardiovascular causes, nonfatal myocardial infarction, or nonfatal stroke—compared to clopidogrel (9.9% vs. 12.1%, HR: 0.81, [95% CI: 0.73–0.90]). However, prasugrel was associated with an increased risk of major bleeding (2.4% vs. 1.8%, HR: 1.32, [95% CI: 1.03–1.68]), including fatal bleeding (0.4% vs. 0.1%, HR: 3.39, [95% CI: 1.78–6.45]) [7].
Ticagrelor is a reversible P2Y12 inhibitor with a faster onset of action than clopidogrel and does not require hepatic metabolism for activation. The PLATO trial investigated ticagrelor compared to clopidogrel in ACS patients. There was no difference in terms of the risk of the primary endpoint—PLATO major bleeding—between ticagrelor and clopidogrel treated patients (11.6 vs. 11.2%, p = 0.43). Ticagrelor reduced the risk of the primary endpoint—a composite of death from cardiovascular causes, myocardial infarction, stroke, and bleeding—compared to clopidogrel (7.86 vs. 8.97%, HR: 0.87, [95% CI 0.77–0.98], p = 0.026). However, it was associated with an increased non-CABG major bleeding (4.5 vs. 3.8%, p = 0.02) and non-procedure related major bleeding (3.1 vs. 2.3%, p = 0.05). The risk of fatal bleeding was similar between the two groups (0.3 vs. 0.3%, p = 0.66) [8].
The ISAR-REACT 5 trial conducted a head-to-head comparison of the two potent P2Y12 inhibitors. In this trial, the composite endpoint of cardiovascular death, myocardial infarction, or stroke showed a highly significant reduction favoring prasugrel vs. ticagrelor (HR: 1.36, [95% CI: 1.09–1.70], p = 0.006), and bleeding events did not differ between groups (HR: 1.12, [95% CI: 0.83–1.51], p = 0.45) [9].
In conclusion of all these trials, both prasugrel and ticagrelor have been shown to minimize the risk of recurrent ischemic events in ACS patients undergoing PCI compared to clopidogrel. The ISAR-REACT 5 trial directly compared prasugrel and ticagrelor, demonstrating that prasugrel was associated with a lower risk of the primary endpoint, which included death, myocardial infarction, or stroke, compared to ticagrelor. However, the risk of bleeding (major bleeding events defined by the Bleeding Academic Research Consortium (BARC) type 3 or 5) was not significantly different between the two groups. Therefore, while prasugrel showed superior efficacy compared to ticagrelor, the risk of bleeding between the two drugs was comparable.

3. Genetic Testing-Based P2Y12 De-Escalation Strategy

Genetic testing can help identify individuals who may not respond well to clopidogrel, which could have long-term implications for their ischemic risk. However, selective use of potent P2Y12 inhibitors in loss-of-function carriers did not result in an improvement of clinical outcomes [10][11]. The TAILOR-PCI trial tested a carrier status-based de-escalation strategy. This trial randomized 5302 ACS patients undergoing PCI to either standard dual antiplatelet therapy (DAPT) with aspirin and clopidogrel or a genotype-guided strategy in which CYP2C19 genotyping was used to determine the choice of P2Y12 inhibitor. The research found that genotype-guided therapy was non-inferior to standard DAPT in terms of the primary endpoint of cardiovascular death, myocardial infarction, stroke, stent thrombosis, or severe bleeding at 12 months (4.0% vs. 5.9%, HR: 0.66, [95% CI: 0.43–1.02], p = 0.06) [12] (Table 1). Both the rate of major adverse cardiovascular events (MACE) and the net clinical benefit showed a beneficial trend in this trial; however, the expected lower rate of major bleeding was not reflected in the trial results (Figure 1).
Figure 1. Network meta-analysis results of randomized trials of P2Y12 de-escalation. Network graph depicts the available trial information. Nodes are proportional with the number of patients included and edges are proportional with the number of studies performed (Panel (A)). Forest plots depict the results of network meta-analysis showing the risk ratio (RR) and its 95% confidence interval (95% CI) compared to the control arm using long-term potent P2Y12 inhibition. Major adverse cardiovascular events (MACE) are defined as composites of cardiovascular mortality, myocardial infarction, and stroke. Net clinical benefit (NACE) is defined as composite of MACE and major bleeding (Panel (BE)).
Table 1. Table 1 describes the main characteristics of the de-escalation studies. Abbreviations: BARC: Bleeding Academic Research Consortium Criteria, NACE: net adverse clinical events, ST: stent thrombosis, TIMI: thrombolysis in myocardial infarction, PLATO: platelet inhibition and patient outcomes, MI: myocardial infarction, PRU: P2Y12 reaction unit, SRI: severe recurrent ischemia, CVD: cardiovascular death, UR: urgent revascularization.

4. Platelet Function Testing-Based P2Y12 De-Escalation Strategy

A randomized clinical trial investigated the feasibility and safety of a PFT-based P2Y12 de-escalation strategy in ACS patients. The study aimed to assess whether using PFT to guide P2Y12 inhibitor de-escalation could reduce bleeding complications while maintaining adequate platelet inhibition.
The TROPICAL-ACS trial randomized 2610 ACS patients undergoing PCI to either standard DAPT with aspirin and prasugrel or a de-escalation strategy guided by PFT. In the de-escalation arm, patients received prasugrel for one week followed by clopidogrel for another week. Long-term P2Y12 inhibitor treatment was determined based on the results of the ADP-specific platelet function assay. Patients with acceptable residual platelet reactivity continued clopidogrel, while those with high reactivity were switched back to prasugrel. The latter group constituted 38.8% of the de-escalation arm. The research found that PFT-guided de-escalation was non-inferior to standard DAPT with regard to the composite endpoint of death, myocardial infarction, stroke, and bleeding at 1 year (7% vs. 9%, p = 0.0004 for non-inferiority, HR: 0.81, [95% CI: 0.62–1.06], p-superiority = 0.12) [13].
Similar to genetic testing, the rates of MACE and net clinical events showed beneficial trends, and a 15% reduction in major bleeding risk was also observed. However, none of these reached the level of statistical significance (Figure 1).

5. Trials with uniform P2Y12 De-Escalation Strategy

Several trials have investigated de-escalation protocols for P2Y12 treatment without considering patient-specific genetic or platelet function data. These trials compared long-term, potent DAPT to protocols that switched patients from potent inhibitors to clopidogrel after a predetermined period.

The TOPIC trial (Testing Responsiveness to Platelet Inhibition on Chronic Antiplatelet Treatment for Acute Coronary Syndromes) randomized 646 ACS patients on DAPT to either switch to clopidogrel or continue the newer P2Y12 inhibitor one month after PCI. The primary endpoint of cardiovascular death, myocardial infarction, stroke, or stent thrombosis occurred in 26.3% of patients in the unswitched group and 13.4% of the switched group (HR: 0.48, [95% CI: 0.34 - 0.68], P<0.01). No significant difference in ischemic endpoints was reported between the two groups, while bleeding occurred in 4.0% of patients in the switched DAPT and 14.9% in the unswitched DAPT group (HR: 0.30, [95% CI: 0.18 - 0.50], P<0.01) [14].

The HOST-REDUCE-POLYTECH-ACS trial randomized 2,338 ACS patients on DAPT to either continue their current P2Y12 inhibitor dose of prasugrel (10 mg) or receive a lower dose of prasugrel (5 mg). The primary endpoint of a composite of cardiovascular death, myocardial infarction, definite stent thrombosis, or ischemic stroke occurred in 7.2% of patients in the de-escalation group and 10.1% of patients in the standard care group (P-non-inferiority<0.0001, HR: 0.70, [95% CI: 0.52 - 0.92], P-equivalence=0.012). There was no increase in ischemic risk in the de-escalation group compared with the conventional group (HR: 0.76, [95% CI: 0.40 - 1.45], P=0.40), and the risk of bleeding events was significantly decreased (HR: 0.48, [95% CI: 0.32 - 0.73], P=0.0007) [15].

The TALOS-AMI trial randomized 2,697 patients on DAPT to either undergo de-escalation to clopidogrel with aspirin or continue DAPT with ticagrelor. The primary endpoint of net adverse clinical events (NACE), including cardiovascular death, myocardial infarction, stroke, and BARC 3 or 5 bleeding, occurred in 4.7% of patients in the de-escalation group and 8.3% of patients in the control group (HR: 0.58, [95% CI: 0.38 - 0.87], P=0.009), with a significant decrease in bleeding (HR: 0.52, [95% CI: 0.35 - 0.77], P=0.001) and no increase in ischemic events [16].

Ueno et al. randomized 136 ACS patients on DAPT to either undergo de-escalation to clopidogrel with aspirin or continue DAPT with prasugrel. The primary endpoint was the mean P2Y12 reaction unit (PRU) at week 6, which was significantly lower in the continued group relative to the switched group (140.7 and 183.0, respectively; P=0.001) [17].

6. Comparison of Approaches

Comparing the effectiveness of the three de-escalation approaches to P2Y12 de-escalation, including PFT guidance, genetic testing guidance, and uniform de-escalation without laboratory guidance, is challenging due to variations in patient populations, follow-up durations, and endpoints among the trials. Notably, none of these individual trials found a significant reduction in major bleeding, MACE, or net clinical benefit. However, their results supported that protection against ischemic events is not compromised with de-escalation compared to long-term potent P2Y12 treatment.

Risk and benefit of de-escalation related to other strategies antiplatelet strategies were assessed in multiple recent analyses. A recent network meta-analysis aimed to compare the efficacy and safety of different approaches linking standard long-term DAPT with potent P2Y12 antagonists to strategies based on earlier aspirin cessation and potent P2Y12 inhibitor monotherapy after coronary intervention [18]. Ten randomized controlled trials with a total of 42,511 participants were included. They compared four different strategies for abating DAPT: PFT-based P2Y12 de-escalation, genetic testing-based P2Y12 de-escalation, uniform unguided P2Y12 de-escalation, and P2Y12 monotherapy, including ticagrelor monotherapy and clopidogrel arms, which allowed a broader context to relate the efficacy and safety of abatement strategies.

The authors found that both P2Y12 inhibitor de-escalation and P2Y12 inhibitor monotherapy reduce ischemic events and all bleeding (including major and minor events) among PCI-treated ACS patients. However, the different severity of bleeding was differently affected by the abatement strategies. With ticagrelor monotherapy, both major and minor bleeding event risk was significantly reduced, while with de-escalation, only the risk of minor bleeding was significantly reduced.

Among the de-escalation strategies, uniform de-escalation exhibited the highest reduction in bleeding, followed by genetic testing-guided de-escalation, while PFT-guided de-escalation did not show any significant reduction in bleeding (Figure 1). These trends reached significant levels for all bleeding and minor bleeding, but regarding major bleeding, none of the individual de-escalation strategies nor the cumulative estimate of the de-escalation trials reflected a significant reduction. While results of the bleeding risk reduction remained behind expectations for de-escalation strategies, an unexpected benefit was unveiled. Contrary to the anticipated trade-off of accepting a certain increase in ischemic risk, all three P2Y12 inhibitor de-escalation strategies resulted in a similarly lower rate of ischemic events (Figure 2). As these trials were not powered to assess individual endpoints, the cumulative analysis of more than 10,000 randomized patients reflected a highly significant 24% reduction of MACE without signs of major heterogeneity among the trials. Similarly, in net clinical benefit analyses, a significant 22% reduction of adverse event risk was found.

In an extensive network meta-analysis conducted by Kuno et al., aimed to assess the efficacy and safety of various dual antiplatelet therapy (DAPT) approaches. Employment of broader inclusion criteria, permitted a higher number of trials with less stringent requirements regarding de-escalation. The analysis incorporated 19 randomized controlled trials, totaling 69,746 patients, and evaluated six distinct DAPT strategies, including aspirin and clopidogrel, aspirin and low-dose prasugrel, aspirin and standard-dose prasugrel, aspirin and ticagrelor,as well as unguided de-escalation strategy, and guided selection strategy. Although this approach may facilitate a better understanding of de-escalation within a broader range of therapeutic options, it also carries the risk of network results being influenced or dominated by indirect comparisons. Results of Kuno et al.'s findings, were in agreement, indicating that unguided de-escalation was associated with a reduced risk of major adverse cardiovascular events (MACE) when compared to DAPT regimens [19]. Researcher's further analyses revealed no significant difference in MACE risk between guided and unguided strategies, but all studies demonstrated similar reductions that reached statistical significance due to the larger cumulative number of patients included in unguided de-escalation trials.

While ischemic event outcomes suggested a similar benefit for de-escalation with or without laboratory guidance, bleeding rates presented a more heterogeneous picture. A key distinction between researchers's analysis and that of Kuno et al. is that the latter grouped the TROPICAL-ACS and POPULAR-GENETIC trials in the same category. The notable increase in major bleeding in the latter trial, despite significant reductions in major and minor bleeding with genetic 

testing-based de-escalation, remains unexplained. Researchers believe this discrepancy justifies not grouping these two trials together.

It is essential to note that none of the trials were designed to demonstrate differences in MACE or major bleeding, but rather to establish non-inferiority based on composite endpoints. Complementing Kuno et al.'s analysis, researchers demonstrated a significant improvement in net clinical benefit with de-escalation strategies. Researchers concur that both guided de-escalation approaches resulted in a higher number of prasugrel treatments in the de-escalation arm, which may explain the less pronounced reduction in major and minor bleeding rates. This observation, combined with cost and logistical concerns, renders unguided de-escalation a more attractive option [19]

Researchers lack a clear mechanistic explanation for the risk reduction, but together with the findings of minor bleeding rate, it has been hypothesized that reduction of these nuisance events may have permitted a more tolerable treatment with higher compliance. If this hypothetical higher adherence translated to the observed clinical benefit, however, researchers lack conclusive data [18]. The rate of bleeding events may also be influenced by additional factors. Both genetic testing and PFT were incorporated into the de-escalation strategies to implement pharmacokinetic-based risk stratification for identifying patients at the highest risk. However, the practical application of this strategy led to approximately 40% of patients in the individualized treatment arm receiving clopidogrel. A selection strategy resulting in a higher rate of potent treatment might be the reason why these trials' observed bleeding risk reduction fell short of expectations. It has been suggested that platelet function measurements' negative predictive values are excellent, potentially providing a valuable tool for identifying patients who can safely remain on clopidogrel therapy. For instance, in a group of ACS patients with access to more potent antiplatelet drugs, continuing clopidogrel therapy may be non-inferior to switching to prasugrel or ticagrelor. However, the positive predictive values of platelet function measurements are mostly fair or poor. While platelet function tests assess residual platelet reactivity, the connection between ischemic risk and genetic predisposition may be even weaker, which could explain the discrepancies in these trials.

Cumulative analyses of P2Y12 inhibitor de-escalation studies demonstrated significant benefits in MACE, NACE, and major + minor bleeding, with slightly greater benefits observed in the uniform studies. However, major bleeding did not show a significant reduction; it was more prevalent in uniform studies, followed by PFT de-escalation strategies, and lastly, genetic testing de-escalation, which exhibited a lesser trend of major bleeding reduction. These results might be attributed to the long-term prasugrel treatment in the de-escalation arms (40%) of both PFT and genetic testing de-escalation, which can impact clinical outcomes, particularly bleeding events. Additionally, these results suggest that risk assessment with PFT may be more precise compared to metabolizer status. Nonetheless, further studies will be necessary to support these assumptions.

Most trials demonstrated trends for improvement concerning these endpoints. A cumulative analysis resulted in a significant reduction in all three endpoints (Figure 1).

In summary, network analyses suggest that uniform unguided de-escalation may be an effective strategy for reducing potent P2Y12 antagonist-based DAPT after coronary intervention (Figure 2). However, this approach might be associated with an increased risk of ischemic events, as it does not consider each patient's individual bleeding and ischemic risk to select the optimal approach for DAPT abatement.

Overall, these network analyses suggest that uniform unguided de-escalation may be an effective strategy for abating potent P2Y12 antagonist-based DAPT after coronary intervention (Figure 2). However, this approach may be associated with an increased risk of ischemic events since it does not take into consideration the individual patient's bleeding and ischemic risk in order to select the optimal approach for DAPT abatement.

Figure 2. Treatment ranking of P2Y12 de-escalation strategies. The scatterplot depicts the treatment ranking with regard to the risk of MACE, major bleeding, and NACE. Uniform de-escalation was ranked first in all analyses.

In conclusion, uniform unguided P2Y12 de-escalation strategies have consistently shown a reduction in bleeding events without compromising efficacy. Genetic testing-guided de-escalation strategies and de-escalation using PFT guidance provided results showing no difference in bleeding or ischemic events between the de-escalation group and the standard group (4.0% vs. 5.9% and 7% vs. 9%, respectively). Overall, the use of uniform unguided de-escalation appears to be the most effective strategy in reducing bleeding events while maintaining efficacy. However, it is important to note that uniform unguided de-escalation may be associated with an increased risk of ischemic events, that would be more difficult to manage than bleeding, since it does not take into consideration the individual patient's bleeding and ischemic risk in order to select the optimal approach for DAPT abatement, which can lead to serious complications and can be fatal. Further studies will be required to support these assumptions and to determine the most effective approach for individualized patient care.


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