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Minj, S.; Anand, S. Whey Proteins and Its Derivatives. Encyclopedia. Available online: (accessed on 22 June 2024).
Minj S, Anand S. Whey Proteins and Its Derivatives. Encyclopedia. Available at: Accessed June 22, 2024.
Minj, Shayanti, Sanjeev Anand. "Whey Proteins and Its Derivatives" Encyclopedia, (accessed June 22, 2024).
Minj, S., & Anand, S. (2020, December 10). Whey Proteins and Its Derivatives. In Encyclopedia.
Minj, Shayanti and Sanjeev Anand. "Whey Proteins and Its Derivatives." Encyclopedia. Web. 10 December, 2020.
Whey Proteins and Its Derivatives

Milk whey proteins are one of the most valued constituents due to their nutritional and techno-functional attributes. Whey proteins are rich in bioactive peptides, possessing bioactive properties such as being antioxidant and antihypertensive as well as having antimicrobial activities, which, when ingested, confers several health benefits. These peptides have the potential to be used as an active food ingredient in the production of functional foods. In addition to their bioactivities, whey proteins are known to possess enhanced functional attributes that allow them to be utilized in broad applications, such as an encapsulating agent or carrier materials to entrap bioactive compounds, emulsification, and in edible and active packaging.

bioactive functional encapsulation formulation whey proteins

1. Introduction

Bovine milk is one of the most nutritious foods and is widely used for human consumption. It is one of the rich sources of nutrients that have several biological properties that impact the biochemical processes in our body, influences the development and functioning of specific organs, and protection from diseases. Milk provides a wide range of biologically active components such as bioactive proteins and peptides, oligosaccharides, immunoglobulins, and fats/lipids that protect against pathogens and illnesses on regular consumption. 

Milk can be sourced from several milch animals including, cow, buffalo, goat, and sheep. Bovine milk contains approximately a total protein of 3.5%, fats, and essential vitamins, that support growth and development [1]. It is a natural and rich source of well-balanced nutrients that show a diverse range of bio functional properties. These properties are because of the presence of milk proteins/peptides, which support infant development, its growth, and confers health benefits beyond basic nutrition [2]. Besides, proteins extracted from milk are well characterized for their multiple functional characteristics and are utilized by several industries in food applications. The milk protein system is constituted majorly by two kinds of proteins: approximately 80% (w/w) casein, which is generally extracted from skim milk through precipitation using either an acid (isoelectric precipitation) or enzymes (rennet coagulation) and 20% whey, which is a leftover byproduct after the casein is extracted [3]. Majorly whey portion of milk contains five fractions which altogether make up 85% of whey protein. These fractions include α-lactalbumin, β-lactoglobulin, glycomacropeptide, immunoglobulins, protease peptone, and serum albumin whereas the casein portion of milk contains β-casein, αs1-casein, αs2- casein, and κ-casein [4].

Proteins are macronutrients when consumed as supplements may exhibit favorable effects on growth metabolism and health [5][6]. Several reports show that protein deficiency is one of the major health concerns globally [7], and considering this condition, the introduction of dietary protein-rich supplements is of utmost importance. Some of the by-products from agricultural industries like, fruit pomace [8], soy extract [9], cereal brans [10], and milk whey [11], are increasingly getting popular as food ingredients with healthy components. This review focuses on exploiting the bioactive and functional properties of milk whey proteins.

Whey is a yellow-green colored liquid portion of milk, also called cheese serum is obtained after separation of the curd, during coagulation of milk using proteolytic enzymes or acids [12]. It was considered as a major dairy waste for decades because of the disposal issues related to its high biological oxygen demand and high organic matter [13]. However, nowadays whey proteins are recognized as a potential source of nutrients and are exploited for its bioactive ingredients. Because of its high nutritional composition, it is used in several commercial food product applications and is significantly associated with the dairy industry. Generally, fresh liquid whey from cheese-making is composed of 94.2% water and 50% of the total solids of which 0.8% is whey proteins, 0.5% is minerals, 0.1% is fat and 4.3% is lactose, which is the main constituent [14]. However, the composition and the characteristics of whey may vary with the type of cattle, the diet of the animal, milk from which it is produced, processing techniques used, and other environmental factors [15]. Whey proteins are a form of globular proteins, containing a considerable number of α-helix patterns with evenly distributed hydrophilic and hydrophobic, and acidic and basic amino acids along their polypeptide chain [16]. The major constituents of whey proteins include α-Lactalbumin (α-LA); β-Lactoglobulin (β-LG), bovine serum albumin (BSA), immunoglobulins (IG), bovine lactoferrin (BLF), bovine lactoperoxidase (LP), and minor amounts of glycomacropeptide (GMP). The composition of each constituent is shown in Table 1. However, the whey protein composition will vary based on the whey type i.e., sweet whey or acid whey, type of milk i.e., bovine, ovine or caprine, type of cattle feed, lactation stage, and the type of processing. Whey, acidic in nature will have a pH of approx. 5.1 and is generally produced through direct acidification whereas sweet whey has a pH of around 5.6 is produced through rennet-coagulation particularly during the cheese-making process [17].

Table 1. Whey protein constituents and its composition a.

Whey protein constituent

Concentration (g/L) b, e


Molecular weight in kDa c, d

Number of amino acid residues c






a [3]

b [18]

c [19]

d [20]

e [21]





Bovine serum albumin





(A, M and C)


25,000 (light chain) and 50,000-70,000 (heavy chain)


Bovine Lactoferrin








Bovine Lactoperoxidase




2. Whey protein derivatives: Concentrates, Isolates and Hydrolysates

With the rising popularity of healthy eating, there is a worldwide demand for food products formulated with high protein [22]. The daily average protein intake for a sedentary person should be 0.8g per kg of body weight per day (g/kg/day) [23]. This amount of protein is required to maintain a positive nitrogen balance and healthy metabolic function in the body. There are various forms of supplemental proteins available such as egg, soy, hemp, whey, casein. Among these, milk whey contains the maximum concentration of amino acids that are readily available and easy to digest, making it effectively incorporate into body cells [24].

Besides, milk whey proteins are recognized as healthy ingredients because of their several advantages associated with their regular intake, including appetite control, exercise recovery, and promoting satiety [25]. In recent years, several applications of membrane filtration have enabled the use of different whey protein components as food additives. Using selective membranes, after the milk is coagulated the whey protein is extracted in two main forms: whey protein concentrates (WPCs) (having ~34-89% protein) and whey protein isolates (WPIs) (having at least 90% protein) [26][27]. Passing the whey proteins through various processing treatments leads to the formation of whey products (Figure 1) with different qualitative and quantitative protein profiles, and minerals, lipids, and sugars. Application of selective membranes to fractionate whey proteins include ultrafiltration (UF) to concentrate proteins or the use of the diafiltration (DF) method to exclude the molecular compounds like minerals, lactose, and other low weight components. This leads to the production of whey protein concentrates (WPC) [24]. It is the most concentrated form of protein supplement, that has high calories and contains all the macro and micro-nutrients derived from the manufacturing process. However, based on the protein concentration, it can be of several types like WPC of 35%, 50%, 65%, and 80% (w/w) protein. When most of the components are removed i.e., the whey undergoes an additional purification step to eliminate or minimize the extraneous carbohydrates and fats to obtain a protein threshold of 90% (w/w), it is referred as whey protein isolate (WPI). Though being a high-quality protein, the disadvantage of an isolated form of whey protein is that the purification leads to the elimination of some of the important micro-nutrients and protein fractions like lactoferrins, β-lactoglobulins, and immune-globulins.

Dairy 01 00016 g001

Figure 1. Production of whey protein derivatives

The concentrates and isolates are composed of large intact protein structures, hence, during digestion, the enzymes in our digestive tract break down these proteins, targeting the amino acid bonds, to generate smaller peptides with amino acid sequences. To facilitate this process and make the protein absorption faster, the manufacturers pre-digest the protein to produce protein hydrolysates.

When whey protein concentrates or isolates are treated with acids, enzymes, or heat, the intact form of protein breaks down into peptides and amino acids leading to the formation of whey protein hydrolysates (WPH). These pre-digested forms of whey protein are effectively absorbed in the gut, and hydrolysates that are produced through enzymatic hydrolysis using protease enzyme, contains the identical amino acid composition to that of concentrate and isolate, thus on ingestion, can rapidly increase the amino acid concentration in the plasma as compared to intact forms of protein [28]. The final composition of the hydrolysate largely depends on the type of process implied to break the proteins, the type of enzymes used, reaction or hydrolysis conditions applied, and the number of amino acid bonds that are targeted and broken. Therefore, the degree of hydrolysis is measured to determine the release of the amino acids. The greater the degree of hydrolysis, the smaller the amino acids per peptide, resulting in the generation of more bitter peptides [29]. However, all these forms of proteins are enriched with several benefits and used as food additives to exhibit biological properties.

3. Biological properties of whey proteins associated with bioactive peptides

Isolated protein fragments, containing 2 to 20 amino acid residues, that influence health by delivering beneficial effects on body functions are referred to as bioactive peptides. Bioactive peptides can be isolated from different food proteins either through gastrointestinal digestion or through fermentation using proteolytic lactic acid bacteria. Depending on their amino acid chains, bioactive peptides, on ingestion may significantly affect the body functions related to the digestive, immune, cardiovascular, or nervous system. These amino acid sequences are specific to their actions in delivering health effects. For example, peptides exhibiting antioxidative, antimicrobial, ACE inhibition, and immunomodulation will possess specific known peptide sequence [30][31][32][33][34]. Some of these peptides also exhibit multi-functional activities [35]. Hence, these bioactive peptides are recently being used in several food applications for the development of pharmaceutical, nutraceutical, and functional foods [36].

Biological properties of whey proteins (Figure 2) are widely recognized and have been increasingly exploited in scientific research studies and food applications by various industries. β-lactoglobulins contribute to 50% of the whey protein, which helps to bind minerals like zinc and calcium. It also has partial sequence homology to retinol-binding proteins. α-lactalbumin, on the other hand, is strongly advised to be added in the infant formulas or into foods to develop protein rich dietary intakes [37]. Serum albumin can bind fatty acids and immunoglobulins like IgA, IgM, IgG1, and IgG2, which helps to develop passive immunity in consumers [38]. Other protein fractions like lactoferrin is an iron-binding protein that increases the iron absorption in the digestive tract to inhibit enteric microorganisms and promote the growth of desirable microorganisms. It also modulates the immune system and is considered as the major non-specific disease resistance factor in the mammary gland. Lactoferricin is a peptide derived from Lactoferrin is used against intestinal pathogens. Lactoperoxidase is an enzyme with antibacterial properties that is used as a natural preservative to control acid development in milk during refrigerated storage [39]. Whey proteins are a rich source of essential amino acids like cysteine, branched-chain amino acids like leucine, isoleucine, and valine, and in bioactive peptides [40]. Leucine plays an important role in regulating the synthesis of skeletal muscle protein and is 50-75% higher in whey proteins as compared to other sources [41]. It is also high in Sulphur rich amino acids i.e., cysteine which is a precursor of glutathione [42]. Glutathione is a non-enzymatic thiol obtained from the diet, that acts as an antioxidant. It helps to protect from diseases by reducing the antioxidative stress and regulating the cellular processes [43]. Glycomacropeptide (12%), released during rennet coagulation of cheese, is a casein-derived whey peptide that has many health benefits including satiety and phenylketonuria management [44]. Specific biological functions of the whey protein components are given in Table 2.

Dairy 01 00016 g002

Figure 2. Biological properties of the whey protein derivatives. 

Table 2. Biological activities of the major whey protein constituents based on Madureira et al., 2007 [3]

Whey protein constituent

Biological activities



Anticancer activity

Lactose metabolism and synthesis

Treatment of chronic stress-induced disease






Transporter of retinol, fatty acids, palmitate, vitamin D and cholesterol

Increase in pregrastic esterase activity

Mammary gland phosphorus synthesis and metabolism

Passive immunity transfer








Bovine serum albumin

Bind fatty acids

Anti-mutagenic activity

Anti-cancer activity

Immune system modulation through passive immunity






(A, M and C)

Antimicrobial activity

Antifungal activity

Opioid activity




Bioactive properties of the peptides are determined based on their amino acid sequence and molecular weight. Mostly the peptides are of short-chain length with 2 to 6 amino acid sequences, however, some peptides with high molecular weight are made of 30 amino acids. Hence, to isolate these peptides, firstly they can be passed through an ultra-filtration membrane of varying molecular weight such as 10kDa, 5kDa, or 3kDa. Another technique that has been commonly used for separating and purifying these bioactive peptides is High-Performance Liquid Chromatography (HPLC). Other methods such as Sodium dodecyl sulfate-polyacrylic gel electrophoresis (SDS-PAGE) and ultra-centrifugation, are also implied for the characterizing the protein and identifying the amino acid composition of the peptides.  Recently, several other methods like electrospray ionization (ESI), mass spectrometry (MS), matrix-assisted laser desorption ionization-time of flight (MALDI-TOF) are being used to isolate, identify, and characterize the bioactive peptides. Among these methods, mass spectrometry has been used to generate the peptide profile and determine the molecular mass and amino acid sequences of the protein hydrolysates.

4. Functional Properties of Whey Proteins

Functional properties of proteins refer to the physicochemical properties that play an important role in imparting a specific behavior and performance to proteins when added in food systems. The properties of whey proteins include thermal stability, hydration, gelling, and emulsification properties, which influence the final quality of foods. These properties vary with the interaction among proteins or with other food components and are strongly affected during preparation, processing, storage, and consumption of the foods. Some of the processing conditions and extrinsic and intrinsic parameters that influence the functionalities of whey proteins are shown in Table 3. Whey proteins and derivatives vary in their composition and, hence, possess different functional properties. As a result, they are used in different food applications.

Table 3. Processing conditions, extrinsic and intrinsic parameters affecting the functional properties of whey proteins (Sourced from [61])

Processing conditions



Counter ions

Ionic strength

Reducing conditions


Storage conditions

Modifications related to physical, chemical, enzymatic, and genetic

Extrinsic parameters



Oxidation-reduction potential

Salts or ions







Intrinsic parameters

Protein composition

Monomeric oligomeric

Protein blends


Hydrophobicity or hydrophilicity

Surface charge

Bound flavor ligands

5. Current Applications of Whey Proteins and Its Derivatives

5.1. Role of Whey Proteins and Derivatives as Food Ingredients

In food applications, whey proteins and derivatives are gaining attention due to their immense benefits owing to several functionalities, including gelation, foaming, emulsification, solubility, and thermal properties. The addition of the whey proteins is known to improve the food sensory quality and enhance the texture. For example, whey proteins have been previously added to foods such as yogurt, bakery foods, energy bars, pasta, and beverages to influence the overall quality and nutrition of the foods. A study reported the effect of adding a complex of non-heat-treated whey protein and high methoxyl pectin in low-fat yogurt [62]. The whey protein acted as a good fat-replacer and texturing agent for the yogurt. Another study showed the ability of the whey proteins to stabilize emulsions and improve the overall texture when added into whole-fat yogurt prepared from skim milk powder. When the droplets merger was used, it yielded whey protein agglomerates with a high molecular weight and reduced emulsifying capacity; however, when passed through a high-pressure homogenizer at 20–100 MPa, it yielded a more stable emulsion [63]. In a study, the effect of the addition of the milk-protein ingredients on the microstructure of probiotic yogurt (prepared with a combination of commercial starter culture and Bifidobacterium lactis Bb12) was analyzed during a 28-day-period refrigerated storage [64]. One sample was added with sodium caseinate at the level of 2% and the other was added with a whey protein concentrate at 2%. It was reported that the addition of sodium caseinate transformed the firmness, adhesiveness, and the overall viscosity of the product, whereas the product added with whey protein demonstrated an improved water holding capacity, viscous texture, and low syneresis as compared to the caseinate. Whey protein in combination with a plant protein was added into a date bar and the nutritional profile was optimized applying a response surface method (RSM) targeting the school children [65]. An addition of 6.05% of whey protein concentrate (WPC) was found to be ideal. Several research studies are still ongoing to utilize whey proteins and their derivatives to develop nutraceutical and functional foods.

5.2. Benefits of Combination of Whey Proteins and Derivatives with Other Supplements

Extensive hydrolysis of whey proteins using enzymes can lead to the formation of bitter peptides, reducing their acceptability in food applications. Enzymatic hydrolysis breaks down the protein fractions like α-lactalbumin, β-lactoglobulin, and serum albumin to generate whey protein hydrolysates containing bitter peptides. This bitter taste of the peptides are often masked using various inhibitors and some of these inhibitory compounds include sucralose, fructose, adenosine 5′ monophosphate, sucrose, adenosine 5′ monophosphate disodium, monosodium glutamate, sodium chloride, sodium gluconate, and sodium acetate [66]. Several techniques involve identifying the bitter peptides and removing them to improve their sensory properties. Liu and coworkers identified four peptides contributing to bitterness in a whey protein hydrolysate. Fractionation techniques (ultra-filtration and chromatography) were used followed by LC-TOF-MS/MS (Liquid chromatography-time of flight-mass spectrometry) to identify the peptides and the constituent amino acids [67]. Gad and his team reported an improvement in the antioxidant and metal chelating activities of the whey protein concentrate (WPC) when supplemented with freshwater algae, spirulina, in both in vitro and in vivo subjects using rat models [68].

5.3. Role of Whey Proteins and Derivatives as Encapsulating Agents and Coating Materials

As consumers become more health-conscious, they are looking for natural ingredients rich in nutrients inside their foods and beverages [69]. Hence, processors are responding to this trend by continually incorporating healthy ingredients in foods or as supplements. Recently, bioactive compounds (e.g., vitamins, antioxidants, minerals and ions, flavor, aroma compounds, lycopene, fats or enzymes or bacterial cells like probiotic microorganisms) have emerged as functional ingredients, leading to the production of novel formulations and value-added foods [70]. However, there are several challenges faced during the application of these bioactive molecules [71]. As a result, to overcome these challenges and considering the increasing demand for value-added novel ingredients in food, food manufacturers started implementing the process of encapsulation [72]. These wide ranges of active compounds can be encapsulated or packaged in a carrier material composed of whey protein. The process of encapsulation involves the incorporation of any solid, liquid, or gaseous materials, including ingredients, enzymes, cells, or other molecules in different carrier materials to produce capsules of varying sizes [69]. This facilitates transporting the agents at the delivery site and based on the strength of the carrier material, the core agents get released at various intervals. Besides, entrapping in a whey protein gel is known to reduce rancidity issues and augment stability. For instance, fortifying foods with iron presents numerous difficulties, and to address this problem, whey protein isolate was used, by utilizing its gelling properties. The isolate was exposed to cold-set gelation to form a matrix, and subsequently iron was entrapped in it in the presence of ascorbate [73]. This led to improving the encapsulation efficiency of the whey protein to recover more iron and improve the in vitro bio-accessibility from 10% to 80%. The use of ascorbate contributed to strengthening the whey protein gel, which led to increased recovery of iron and improved its release characteristics. Similarly, a whey protein concentrate was used as an encapsulant to entrap folic acid. A favorable interaction between the folic acid and the protein matrix was observed, making it a suitable matrix for incorporating vitamins. When compared with a polymer (commercial resistant starch), the WPC capsules imparted a higher stability to folic acid [74]. Whey protein encapsulants can also be formed in combination with other carrier materials, such as carbohydrates and fats. A study demonstrated the efficiency of the whey protein isolate nanoparticle when combined with and without methoxyl pectin [75]. The results showed improved resistance to homogenization and overall stability of the encapsulants formed with pectin. Even during storage at pH 3, the nanoparticle suspension displayed higher interfacial pressures as compared to encapsulants without pectin. Such encapsulants can be potentially used as effective surfactants. An important benefit of the encapsulation process is to prevent the reaction of the core ingredient with other food components, like in the case of essential oils [76]. Besides containing several compounds like phenols, alcohols, esters, ketones, and aldehydes, essential oils exhibit a wide spectrum of antimicrobial activity against bacteria, yeasts, and fungi. Hence, to confer stability inside a food matrix, such oils can be microencapsulated using whey protein derivatives as the carrier material. For example, WPI was used to encapsulate cardamom essential oil [77]. It was found that the WPI microcapsules obtained had a spherical, regular, and smooth texture and, during storage, it was able to retain the oil at a 30% concentration.


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