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Genomic Testing Strategies

The decreasing sequencing cost and the rapid expansion of our knowledge of human disease genes has fueled a significant increase in the uptake and utilization of clinical genomic testing. It is essential that all healthcare providers understand the basic concepts of genetic testing and how to properly utilize this testing for each patient. There are several factors that need to be considered when choosing the appropriate testing strategy including and their utilization based on different clinical scenarios, test characteristics such as the types of genetic variation identified by each test, turnaround time, and diagnostic yield for different clinical indications. Effective application of this knowledge will aid healthcare providers in utilizing the most appropriate, fastest, and most cost-effective genetic test for their patients, thereby increasing the likelihood of a timely diagnosis and reducing the financial burden on the healthcare system by eliminating unnecessary and redundant testing. This entry is not comprehensive, but will provide the basic knowledge to understand the differences between various testing strategies and their limitations. 

genetic testing diagnostics personalized medicine genetics genomics next generation sequencing pediatrics whole exome sequencing whole genome sequencing

1. Genomic Testing Strategies

Findings from the patient’s clinical assessment, including physical exam, family history, and/or other laboratory or imaging findings, will determine the best genomic testing strategy, which takes into consideration technology (sequencing, microarrays, methylation, etc.), diagnostic yield, cost, turnaround time, and whether testing should be targeted to a few genes or scaling the analysis to include the exome of genome in search of diagnosis (Figure 1 and Table 1).

Figure 1. TAT = turnaround time; FISH = Fluorescence in situ hybridization; MS-MLPA = Methylation-Specific Multiplex Ligation-dependent Probe Amplification. Chance of VUS(--) = very low; (-) = Low; (+) = moderate; (++) = high; (+++) = very high; (+ *) moderate risk for karyotype. Cost—(-) = lowest cost (+) = moderate cost (++) = high cost (+++) = highest cost. TAT—(-) = shortest time (+) = moderate time (++) = long time (+++) = longest time.

Table 1. Overview of common genetic assays.

Test Name Variants Identified When to Use Limitations Diagnostic Yield Turnaround Time ** References
Chromosomal microarray Large chromosomal deletion/duplications
High resolution (up to 25 kb)
MCA, ID or DD, and ASD Cannot identify balanced rearrangements
Cannot identify sequence variants or small copy number variants ≤1–10 kb
15–20% 2–6 weeks+ [1]
Karyotype Large chromosomal deletion/duplications
Balanced rearrangements (translocations/inversions)
Low resolution (3–5 Mb)
Determine recurrence risks for aneuploidies (e.g., Down syndrome)
FHx of Balanced translocations
Hx of multiple miscarriages
Low resolution
Cannot identify sequence variants or copy number variants <3 MB
~3% 1–2 weeks+ [1]
Single gene sequencing and/or del/dup analysis Sequence variants, small deletions (<50 bp), or insertions Phenotype is specific for a single monogenic disorder Very few conditions are monogenic Up to 100% depending on clinical ascertainment 1–4 weeks+  
(Preset or customizable)
Sequence variants, small deletions (<50 bp *), or insertions
* Larger copy number variants can be identified by some laboratories
Clearly defined phenotype
Short differential diagnosis list
Not suitable if no primary phenotype
Not suitable if differential diagnosis is long
Variable between condition/phenotype 2–6 weeks+ [2][3][4][5]
Whole exome sequencing Sequence variants, small deletions (<50 bp *), or insertions
(* Larger copy number variants can be identified by some laboratories)
Unclear/large differential diagnosis
Non-specific clinical findings
Specific test unavailable
Relatively expensive
Long turnaround time
High chance of VUS
Secondary findings
Incidental findings
5–12 weeks+ [6][7][8]
Whole genome sequencing Sequence variants, small deletions, or insertions
Structural rearrangements, including balanced translocations, inversions, and deletion/duplications (large and small)
Unclear/large differential diagnosis
Non-specific clinical findings
Specific test unavailable
Very expensive
Long turnaround time
High chance of VUS
Limited understanding of non-coding variants
Secondary findings
Incidental findings
4–16 weeks+ [7][8]
Triplet repeat analysis Expansion of triplet repeats Triplet repeat expansions, e.g., Fragile X, myotonic dystrophy, spinocerebellar ataxia Requires knowledge of conditions caused by triplet repeat expansions Varies by clinical ascertainment 2–4 weeks+ [9][10][11]
Methylation analysis Imprinting/methylation disorders/
Uniparental disomy
BWS/RSS, PWS/AS Requires knowledge of conditions caused by imprinting defects Variable between conditions 2–4 weeks+ [12][13][14][15]

MCA = multiple congenital anomalies; ID = intellectual disability; DD = developmental delay; ASD = autism spectrum disorder; BWS = Beckwith–Wiedemann syndrome; RSS = Russell–Silver syndrome; PWS = Prader–Willi syndrome; AS = Angelman syndrome; VUS = variant of uncertain significance; FHx = Family history; Hx = History; ** = Turnaround times vary by lab; times stated taken from a survey of labs obtained from

For conditions with very clearly defined, distinct features, targeted testing, using the appropriate technology, would be pursued. For example, Achondroplasia can typically be clinically diagnosed in the newborn period with the findings of proximal shortening of the arms, large head, narrow chest, and short fingers. For this condition, targeted analysis of a single sequence variant in the FGFR3 gene would be the fastest, most cost-effective, and most sensitive testing strategy to be pursued. On the other hand, for a patient who is highly suspected to have Osteogenesis Imperfecta (OI), a disease where large number of sequence variants in the COL1A1 and COL1A2 gene can be causative, a sequencing panel targeting those two genes would be most appropriate. A male boy with intellectual disability and a maternal family history of premature ovarian failure might be best suited for fragile X testing which is designed to enumerate the ‘CGG’ triplet number in the promoter region of the FMRP gene. Finally, a patient with features consistent with DiGeorge syndrome will require targeted deletion analysis of the genomic region encompassing the long arm of chromosome 22 (22q11.2). It is important to note that in the last two examples, sequencing methodologies would most likely have failed to identify the fragile X repeat expansion or the DiGeorge 22q11.2 deletion, highlighting the importance of selecting the appropriate technology even when pursuing targeted testing.

For patients with broader, non-specific clinical presentations, other comprehensive genomic testing approaches will be more appropriate, as discussed below.

1.1. Chromosomal Microarray

Chromosomal microarray (CMA) is a broad, nonspecific, genomic test which analyzes the human chromosomes for large deletions and duplications (also called copy number variants or CNVs) of DNA. For over a decade, CMA has been considered the first-tier genetic test for children with multiple congenital anomalies (MCA), intellectual disability (ID) or developmental delay (DD), and autism spectrum disorders (ASD). CMA has replaced the karyotype for children with these indications, largely due to the higher resolution and, therefore, higher diagnostic yield (15–20%) for a microarray compared to a karyotype (~3%) [1](Table 1). Typically, a karyotype can detect a copy number variant that is 3–5 Mb in size or larger, while a microarray would detect deletions down to 25 kb—and possibly higher depending on probe coverage for specific genomic regions. In addition to performing full CMA analysis for broad indications such as ID, DD, MCA, and ASD, targeted deletion testing for conditions like DiGeorge (AKA 22q11.2 deletion syndrome) can be performed by focusing the analysis on the relevant region—22q11.2 for the DiGeorge example—while masking all other genomic regions. If the clinical team is confident of a specific microdeletion or microduplication condition, then a targeted microarray, can be a cheaper option with a faster turnaround time. An alternative to a targeted microarray would be fluorescence in situ hybridization (FISH) analysis, which can target specific chromosomal disorders.

While CMA platforms utilize sophisticated equipment to analyze chromosomes for CNVs via molecular probes designed to be specific to the human genome, a karyotype is a visual analysis of the chromosomes under a microscope. Therefore, the resolution of a karyotype is significantly lower, since only large CNVs can be visually detected. However, a karyotype has one advantage over CMA, as it can identify balanced structural rearrangements such as balanced translocations and inversions, which cannot be detected by CMA. A karyotype would still be recommended as the first-tier test for certain clinical conditions or settings. For example, approximately 95% of cases of Down syndrome—caused by the addition of an extra copy of chromosome 21—are due to spontaneous meiotic nondisjunction resulting in an extra free chromosome 21 (or trisomy 21) [16].

1.2. Whole Exome Sequencing

Another broad, nonspecific test that is widely utilized clinically is whole exome sequencing (WES). Whereas a CMA analyzes the genome for large CNVs, WES focuses mainly on identifying small sequence variants in coding regions of the genes. Historically, WES could only identify single nucleotide variants (SNVs) and small (<50 bp) deletions or insertions (indels); however, more recently, many laboratories developed new algorithms and computational tools to detect large deletions and duplications from NGS data[17][18]. Given its higher diagnostic yield (36%) relative to CMA (15–20%), it has been suggested that WES should be considered the first-tier test for patients with neurodevelopmental disorders[6]. If copy number calling is available for those patients through WES, this might remove the need to reflex to CMA after a negative result. Starting with a WES assay that can identify CNVs, will allow for an overall faster, more cost-effective, and more sensitive testing paradigm[6]. The diagnostic yield of WES, varies greatly depending on the clinical indication, ranging from 8% for autism spectrum disorders, 70% for epileptic encephalopathies, and 76% for primary ciliary dyskinesia[7].

Generally, WES should be considered when there is no clear diagnosis and the patient’s clinical features are not suggestive of a specific syndrome or a primary presentation which can be caused by variants in a limited number of genes for which a test (or a gene panel) is available. Additionally, a clinician should consider ordering a WES if the primary phenotype can be caused by too many genes to be reasonably analyzed as part of a panel. For example, for conditions such as nonspecific developmental delays where over 200 associated genes can be involved, WES should be the test of choice.

When ordering WES, it is strongly recommended that it is sent as part of a trio, i.e., parental samples are sent along with the patient’s sample. Parental DNA will not be directly analyzed in trio WES but will be used to understand variants’ inheritance patterns in the patient for more accurate interpretation. Specifically, the addition of the parents’ samples in the analysis will allow for the identification de novo variants, and compound heterozygous variants (inheritance of two different heterozygous variants, one from each parent, in a single gene) in the patient. Classification of variants is done according to the American College of Medical Genetics and Genomics (ACMG) and the Association for Molecular Pathology (AMP) sequence variant classification guidelines[19].

Informed consent is an essential component when pursuing any type of genetic testing, but it is especially important when pursuing WES due to its complexity. The pre-test counseling session should not be considered a formality and time needs to be taken to address the families’ questions and concerns before obtaining consent. In addition, families need to be adequately counseled about the possibility of secondary and incidental findings, both of which are unrelated to the patient’s primary indication but can be identified through WES and can have implications for the proband and/or the family.

Secondary findings comprise 83 genes which have been selected by the American College of Medical Genetics, as they are associated with conditions that are both life-threatening and also medically actionable, i.e., a medical intervention can improve outcomes[20]. The associated conditions with the 83 genes include hereditary cancer, cardiac conditions, connective tissue disorders, familial hypercholesteremia and malignant hyperthermia susceptibility. For secondary findings, the default is ‘opt-in’; hence, this information should be reviewed with the family to allow them to ‘opt-out’ if they choose to do so. It should be noted that if a secondary finding is identified in the patient, it will also be identified in one of the parents, unless it is de novo. Conversely, if the patient is negative for secondary findings, it does not necessarily mean the parents are negative, as they may carry the pathogenic variant on the other allele that was not inherited in the patient.

Incidental findings are also unrelated to the primary indication of the WES but can lead to serious health conditions for which useful medical intervention might or might not be available. Incidental findings can also include unexpected biological relationships, such as non-paternity and unlawful marriages through incest. Both such scenarios have legal, ethical, and cultural consequences which the families have to be aware of during the consent process.

1.3. Targeted Gene Panels

A targeted gene panel is often a more appropriate—sensitive, fast and cost-effective—first-tier test for genetically heterogeneous conditions (<100 genes) with a highly specific phenotype (e.g., Noonan syndrome, Usher syndrome, Waardenburg etc.). Gene panels are a curated, fixed lists of genes which are known to cause a specific condition or phenotype. While nearly every laboratory will include the most common genes that are associated with a given condition, and are expected to identify the highest proportion of positive cases, these lists will typically vary between each lab. This variation is based on the gene-disease evidence required by each laboratory before including the gene on a panel. Until recently, gene validity assessment was somewhat subjective and relied on information from internal databases, case reports, animal models, and other functional studies[21][22][23].

It is, therefore, important to review the genes on a panel before ordering to ensure the desired genes are included for the highest possible clinical sensitivity. Besides their relatively low cost and fast turnaround time, gene panels analysis is highly focused on the indication-relevant genes and often identify few variants for interpretation leading to a significantly lower variants of uncertain clinical significance (VUS) to report relative to WES. However, a major disadvantage of targeted gene panels is the fact that their gene content is static in nature. Any newly discovered genes would require that the panel be redesigned to include new probes targeting the novel genes (assuming they meet the clinical validity criteria to be included on the panel). This new design with then have to be re-validated before clinical implementation[24].

1.4. Customizable Gene Panels

To overcome the static nature of targeted gene panels while still benefiting from low cost, fast turnaround time, and low burden of interpretation and VUSs offered by targeted gene analysis, many labs now offer customizable gene panels in which WES is performed and then the desired indication-relevant genes are virtually targeted (using bioinformatic tools) for analysis. This approach enables the addition of novel genes as soon as they become clinically valid without the need for redesign and revalidation. Furthermore, this testing strategy has the additional flexibility to reflex to a different gene set or to the whole exome, if the original analysis was negative, without the need for a new blood sample or any additional sequencing. If the gene list targeted for analysis becomes very large (greater than 200 genes), pursuing trio WES might be more appropriate. 

For all the above sequencing tests, it is important to note that deletions and duplications, also known as copy number variants (CNVs), can significantly contribute to the diagnostic yield in certain diseases, and might not be easily detectable from NGS[25][26]. Nonetheless, most laboratories currently attempt to call CNVs from NGS data, while applying orthogonal confirmatory methods before reporting[27][28]. It is, therefore, important to understand whether CNVs are major contributors to the pathogenic spectrum of the patient disease, and whether those CNVs can be identified before pursing testing.

1.5. Single Gene Analysis

Single gene analysis has become less utilized due to genetic heterogeneity for most conditions and the widespread use of NGS, which has allowed for the simultaneous analysis of multiple genes via gene panels. Gene panels have a higher yield and lower cost than a traditional single gene testing approach. Nonetheless, certain conditions with highly specific presentations and no allelic or gene heterogeneity might best be tested by targeted variant analysis or full gene sequencing. For example, 99% of achondroplasia cases are due to a single pathogenic variant (Gly380Arg) in the FGFR3 gene, which can best be detected by a targeted variant analysis such as Sanger sequencing or PCR-based genotyping[29]. On the other hand, over 1000 sequence variants in the CFTR gene can cause cystic fibrosis[30]. In this case, the best testing strategy would be full gene sequencing by Sanger, or more effectively by NGS. Although a number of mutations account for the majority of cases in the Caucasian and Ashkenazi Jewish populations, full CFTR gene sequencing by NGS has higher sensitivity to detect all possible SNVs, and possibly CNVs, in cystic fibrosis patients with diverse ancestries, without compromising cost and turnaround time[27][31]. When in doubt of specific diagnosis, it might be a better option to order a gene panel to include other conditions on the differential, as the difference in cost and turnaround time is typically minimal compared to the increase in diagnostic yield.

1.6. Triplet Repeat Disorders

These disorders are caused by an expansion of triplet DNA repeats, for example CGG repeat expansion (>200 repeats) in the promoter region of FMR1 in fragile X patients. The genes associated with these conditions typically have a normal number of triplet repeat bases[11]. However, these repeats can increase in number from one generation to the next, resulting in disease. Triplet repeat disorders are not caused by a sudden expansion of repeats from a normal range to a pathogenic one. Rather, there is often a “grey zone” between the normal variation and disease range. This ‘grey zone’ repeat number may not only have some sort of clinical significance for individuals carrying it (e.g., premutation 55–200 carriers in the FMRP gene), but it is also an indicator that it may be expanded in one generation to a larger number of repeats, resulting in disease. The concept of an expansion between generations is called anticipation. Examples of triplet repeat disorders include Fragile X syndrome, myotonic dystrophy, or spinocerebellar ataxia. Triplet repeats cannot be confidently identified using NGS and require specific targeted testing to be able to accurately amplify and size those repeats.

1.7. Methylation Disorders

Methylation is a normal epigenetic modification of the DNA rather than a direct change to the DNA sequence itself. Methylation is important for the normal regulation of transcription, embryonic development, genomic imprinting, genome stability, and chromatin structure[32]. The methylation profile of certain genes or regions of the genome will be different between the maternal and paternal alleles, such that certain genes are inactive (imprinted) in one parent and not in the other, and vice versa, based on gender. Any abnormalities in the inheritance of this imprinting pattern (for example, inheriting two copies of the paternal or maternal methylation markers as opposed to one from each) can lead to conditions called methylation disorders. Such disorders cannot be detected by sequencing or deletion/duplication analysis.

A specific methylation assay, such as Methylation-Specific Multiplex Ligation-Dependent Probe Amplification (MS-MLPA), can accurately diagnosis methylation disorders such as Prader–Willi syndrome, Angelman syndrome, Beckwith–Wiedemann syndrome, and Russell–Silver syndrome. MS-MLPA can determine which parental allele is affected. For most cases where a methylation disorder is suspected, MS-MLPA is typically the most appropriate assay to pursue.

While MS-MLPA is the most appropriate first tier test for methylation disorders, it is not the only test that should be considered, particularly if the MS-MLPA assay is negative. For example, approximately 11% of cases of Angelman syndrome are due to pathogenic sequence variants in the UBE3A gene. Knowledge of the molecular basis of the methylation disorder will have a direct impact on genetic counseling and recurrence risks for the family. For example, in the case of Angelman syndrome, if MS-MLPA identifies a maternal deletion in the Angelman syndrome critical region, the recurrence risks for the family is ~1%, while if a pathogenic sequence variant in UBE3A is found to be maternally inherited, the recurrence risks will be 50%[15].

1.8. Whole Genome Sequencing

The exome represents the protein coding regions of the genome and accounts for approximately 1% of the entire genome. However, approximately 85% of all known pathogenic variants that have been identified so far are located within this protein coding regions of the genome[33]. Whole genome analysis (WGS) sequences the protein coding regions and the remaining ~99% of the genome. While it might initially appear to be beneficial to pursue the larger test from a clinical perspective, there are still limitations associated with this technology. The functional impact of variation within the majority of the noncoding genome outside of the exome has not yet been established and, therefore, the likelihood of identifying a clinically relevant variant is not high, while there can be a significantly large number of VUSs.

It should be noted that many well-established genes have pathogenic variants outside the coding sequences such as intronic variants or variants upstream of the coding regions. Most clinical laboratories make every effort to capture such variants in their exome or panel designs, thus making it less likely for a WGS to have an advantage in this regard. Much like WES, the diagnostic yield of WGS is dependent on the clinical indication [34]

A major advantage of WGS is its ability to capture structural rearrangements, including CNVs, translocations, and inversions using bioinformatics tools, which leverage the ability of WGS to capture those rearrangements’ breakpoints, which are often embedded in the intronic noncoding regions[35]. In addition, several algorithms have been developed to identify repeat expansions and variants in regions of high homology due to pseudogenes (genes which are highly homologous to functional true genes) from WGS data. With its ability to capture SNVs, repeat expansions, CNVs, and other structural rearrangements, WGS promises to become the single genetic test replacing single gene analysis, NGS panels, WES, cytogenetic analysis, and CMA. However, additional work is needed to clinically validate the ability of the new computational tools to robustly capture all the above variants, and to justify its high cost and the data storage issues associated with it. As the cost of WGS decreases in the future and its ability to capture all possible genetic variation improves with time, and as our understanding of non-coding variants increases, it is possible that WGS become the comprehensive single-time genetic test[36][37][38].

2. Additional Considerations

2.1. Interpreting VUS

The presence of a VUS on a report should not automatically be considered a diagnosis for the patient. A VUS should always be considered in the context of the clinical findings. A VUS on a report means the laboratory found a variant in a gene that happens to have a clinical overlap with the reported phenotype. However, if clinical correlation revealed that the gene has a very strong overlap with the patient phenotype, this might prompt the clinician to pursue further investigations to confirm or rule out a role for the VUS in patient disease. For example, a homozygous VUS in USH2A, a gene known to cause hearing loss and retinitis pigmentosa, identified in a patient with hearing loss, might prompt the physician to perform an electroretinogram eye exam, which if abnormal, might increase the suspicion that this VUS is clinically significant. It is important to keep in mind that the larger the number of genes that are being analyzed, the higher the possibility of identifying a VUS. There is also an increased chance of identifying a VUS amongst ethnic populations that are underrepresented in control population databases such as gnomAD[39]. If a VUS is identified in a report, the variant should be reviewed annually until it is reclassified.

2.2. Negative or Inconclusive Report

It is important to note that our knowledge of the human genes and variants will continue to grow over time and a negative WES or WGS today might turn positive if re-analyzed a year or two later. Similarly, with accumulating evidence over time, a VUS in a panel might be upgraded to pathogenic or likely pathogenic or downgraded to benign or likely benign, leading to significant impacts on patients. It is, therefore, important to check with the testing laboratories about any variant reclassifications especially for patients with highly suspicious VUSs. For WES, when the report is negative, it is generally recommended to request re-analysis within 2–4 years since initial testing to uncover pathogenic variants in novel genes [4][40][41][42].

2.3. Diagnostic Yield

Another important consideration when requesting a genetic test is the diagnostic yield for the condition that is being investigated. For conditions that are well established, particularly monogenic conditions, the absence of a pathogenic variant will effectively exclude it from the diagnosis and further evaluations will be required to find a diagnosis. On the other hand, for many conditions that are less genetically characterized, a negative genetic test result does not necessarily exclude the clinical diagnosis. For example, branchiootorenal (BOR) syndrome has three associated genes, EYA1SIX1, and SIX5, which account for less than 50% of all clinically confirmed cases[43]. A negative genetic test result is not likely to change the clinical diagnosis for this condition due to it relatively low genetic diagnostic yield. Knowing the diagnostic yield for the condition can determine if additional testing may be required in the event of a negative result or not.

2.4. Insurance Coverage

The healthcare service in a given region or country will depend on the level of access the clinician or patient has to genetic testing. For national healthcare systems, patients will often have to meet certain criteria before being eligible for testing. In these situations, it is important to thoroughly evaluate the patient to identify all relevant findings and to determine if the patient is eligible for testing. In private healthcare systems, testing will be dependent on insurance coverage. In some countries, insurance policies may not cover genetic testing or congenital conditions, so it will be important to know this information when pursuing this testing. Many companies will review the insurance claim based on justifications made by the health care provider. Unfortunately, this can be time consuming for providers.

In some healthcare systems, insurance companies may only cover one genetic test, and will not consider stepwise testing, even if it is the most financially optimal testing strategy. In these systems, the considerations for genetic testing discussed above should be combined with considerations about reimbursement models to come up with the most viable testing option at the time. It will still be important to identify the most appropriate genetic test. A simplified way to determine what test to pursue, in this setting, might be to anticipate if any additional follow up testing would be done in the event of a negative result. For example, if the only clinical finding is hearing loss, and a comprehensive hearing loss gene panel is negative, reflexing to a WES analysis will not significantly increase the diagnostic yield, and therefore, a panel would be a suitable first test to order. However, if the panel was negative for another patient with hearing loss and other clinical findings are present, it may be warranted to pursue WES. In this situation, it may be beneficial to start with the most comprehensive test, WES in this case, as it may be subsequently rejected if the hearing loss panel is negative.


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