2. Probiotic-Based Multi-Components
2.1. Probiotics and Synbiotics
Probiotic-based multi-components are products that contain either one strain or a mixture of strains
[30] and additional functional compounds. These are mainly thermo- or cryoprotectants
[20][21], mainly carbohydrates (e.g., lactose, maltose, trehalose, maltodextrins), proteins (e.g., skim milk powder, whey protein), minerals (e.g., Ca
++), and other compounds (e.g., glycerol), but also antioxidants such as ascorbic acid, tocopherol, and flavonoids
[31]. Such additional compounds are essentially used to protect microbial cells against the changes in stress parameters such as temperature, pressure, oxygen exposure, and relative humidity, which cause losses in cell viability during the drying process of the probiotic culture and the storage of the resulting dry material
[32][33]. Other functional compounds found in probiotic preparations are encapsulating agents when coating/encapsulation techniques are used for ensuring sufficient survival rates of microbial cells, until they reach the human or animal gut
[34]. Among the current components used in such processes are hydrocolloid biopolymers, mainly constituted by proteins and polysaccharides, either for bulk or single-cell encapsulation systems
[24]. According to the physical state of the product (dry or wet form), other extra additives and functional components used in probiotic formulations, for instance, anticaking agents, minerals, buffers, etc., can influence the performance of probiotic cells in terms of metabolic activity and survivability
[35].
When prebiotics are combined with mono- or multi-strain probiotic preparations, the multi-component systems are called synbiotics
[36]. Prebiotics are selective nutrients for beneficial microorganisms harbored by the host, mainly carbohydrate compounds such as inulin and fructo- and galacto-oligosaccharides (FOSs and GOSs), which are considered safe food ingredients in the European Union
[25]. Moreover, as renewable and sustainable resources with a relatively low cost, these biocomponents appear to be eco-friendly and economically advantageous for use in agro-food sectors. Some foods and plant-based materials such as soybean extracts, kojiglycosylceramides, grape extracts, tea polyphenols, and seaweed extracts can also stimulate the proliferation of beneficial microorganisms in the intestine, and are considered as prebiotics
[37]. Although all current prebiotics are carbohydrates, some polyphenols compounds have emerged and mediate beneficial physiological effects by modulating the gut microbiota
[38].
Synbiotics as mixtures of probiotics and prebiotics can be designed in complement to independently target the host microorganisms, or in synergism, for which the prebiotic is selectively utilized by the co-administrated microorganisms to achieve one or more health benefits
[36]. Consequently, such probiotic-based multi-components can be designed using a multitude of combinations with a wide range of properties and functions. The use of synbiotics with regards to the synergistic aspect confers them economic and environmental assets. Numerous benefits of synbiotics to human health have been shown
[36] in comparison with those of animal
[39] and plant cases in nutrition and health
[40]. Synbiotic-based multi-components also appear to be relevant for promoting both food nutritional security and sustainable agriculture, due to their roles as biofertilizers and biopesticides
[2].
Table 1 lists some common synbiotics with their components in probiotics and prebiotics, in addition to their commercial names.
Table 1.
Some examples of synbiotics, their probiotic and prebiotic components, and trade names.
2.2. Postbiotics
The term “postbiotics” has been used for several years in different contexts, and the definition varies from one
resea
uthorrchers to another, sometimes leading to confusion. Substances released by or produced through the metabolic activity of a microorganism that exerts a beneficial effect on the host, directly or indirectly, or substances of microorganism origin that confer beneficial effects to the host and differ from substances of a prebiotic nature, or non-viable probiotics, inanimate microorganisms and/or their components, paraprobiotics, and ghostbiotics, are among the terms currently used to name postbiotics
[41][42]. A panel of scientist experts has declared that postbiotics are preparations of inanimate microorganisms and/or their components that confers a health benefit on the host
[43]. The most recent concept of postbiotics uses the term “substances derived after the microorganisms are no longer alive, inanimate, dead or inactivated”, including intact cells or structural fragments of microbes such as the cell wall
[26]. From a chemical viewpoint, postbiotics are heterogeneous multi-components of microbial metabolites from cell-free supernatants (e.g., supernatants of
L. acidophilus,
L. casei,
L. rhamnosus GG,
S. cerevisae, and
S. boulardii cultures), or microbial fragments and lysates prepared by chemical and mechanical techniques such as sonication and heat treatments
[42]. Metabolite-based postbiotics include exopolysaccharides (EPSs), e.g., β-glucan, antioxidant enzymes, short-chain fatty acids (SCFAs) such as acetic, propionic, and butyric acids, and vitamins; those from cell wall components are lipoteichoic acid, teichoic acids, peptidoglycan, cell surface proteins, and polysaccharides
[44]. Some information on the potential applications of postbiotics for human health and their mechanisms of action related to antibacterial, antiviral, antioxidant, and anticancer activities have extensively been reviewed by different authors
[45][46][47].
3. Applications and Action Mechanisms
3.1. Human Health
Humans are a reservoir of diverse group of microbes, which together constitute the human microbiome. This microbiome plays a key role in modulating the host internal environment, defending the body against infectious organisms and maintaining the health of humans
[48]. The emergence of superbugs resistant to commonly used antibiotics suggests that the development of simple, low-cost, and intrinsic approaches to maintaining health are crucial. Probiotics have been shown to supplement the host microflora and protect against various pathogens by improving gut barrier function and activate specific genes in host cells, thereby stimulating the host’s immune response
[49]. The gut microbiota in humans exert systemic effects on host health, metabolism, nutrition, and the immune system, which accounts for their designation as a “hidden metabolic organ”
[50]. The evolution of the gut microflora from birth through adulthood is influenced by diet, genetic make-up, lifestyle and age of the host, and use of antibiotics
[48]. Imbalances in the composition and function of intestinal microbes, referred to as gut dysbiosis, are associated with various human diseases
[51]. Consequently, manipulation of intestinal microbiota, through diets that stimulate beneficial bacteria colonization of the GIT
[52] and the administration of probiotics
[53], holds promise for maintaining health and treatment of diseases. A shift from the healthy symbiosis between the microbiota and the host to persistent dysbiosis has also been identified as a factor in obesity
[54]. Probiotics supplement host microflora and provide protection against various enteric pathogens, with demonstrated remarkable functional attributes for meeting most of the basic human nutritional and clinical supplementation requirements
[48]. Although probiotics are essentially beneficial gut microorganisms, some species of probiotics are not part of the normal human gut flora, and the beneficial effects observed are not the same for different strains
[55]. The majority of probiotics are species from three genera, viz.,
Lactobacillus,
Bifidobacterium, and
Saccharomyces [56][57][58]. The most-used vehicles for prebiotic administration have been pharmaceutical formulas and dairy products
[59].
Probiotics have antipathogenic, antidiabetic, anti-obesity, anti-inflammatory, anticancer, anti-allergic, anti-anxiety, and angiogenic properties in humans
[48]. These properties have been successfully harnessed to induce remission in ulcerative colitis
[60] and reduce both weight and blood pressure
[61]. Probiotics have also been shown to ameliorate infection and antibiotic-associated diarrhea,
Clostridium difficile–associated diarrhea, and conditions such as allergic rhinitis and atopic dermatitis (eczema)
[61]. Further research is required into the long-term utility and safety of probiotics in various disease conditions. Probiotics have been used to treat gastrointestinal (GI) and non-GI conditions that include traveler’s diarrhea, acute infectious diarrhea in infants and children, antibiotic-associated diarrhea, irritable bowel syndrome, and ulcer and atopic dermatitis
[62][63], with effects also exercised on the brain and central nervous system
[48][64] and cancer cells
[65]. The advantages of probiotics are, however, more clearly demonstrated for GI-related diseases
[62]. Probiotics significantly reduce the risk for diarrhea
[66][67], with greater effectiveness obtained in children than adults
[68]. Their effectiveness at reducing the frequency of antibiotic-associated diarrhea has also been demonstrated
[67][69][70]. Probiotic strains
L. fermentum NCMB 52221 and 8829 have shown considerable potency for suppressing colorectal cancer cells in vitro
[65]. Probiotics and their fermented metabolites (postbiotics) have shown activities that counter oxidative stress, a factor in ageing, in middle-aged mice
[59].
Probiotics have been trialed as a therapy for necrotizing enterocolitis (NEC). NEC is a serious inflammatory gastrointestinal disease that primarily affects premature infants and has a mortality rate as high as 50%. A Cochrane review with a meta-analysis of twenty-four eligible trials involving preterm infants <37 weeks gestational age or <2500 g birth weight showed that enteral probiotic supplementation significantly reduced the incidence of severe NEC (≥stage 2) and no systemic infection with the probiotic organism was reported in the trials
[71]. Putative mechanisms for probiotic action in the gut include: (1) upregulation of cytoprotective genes; (2) competition with other microbes; (3) downregulation of pro-inflammatory gene expression; (4) production of butyrate and other short chain fatty acids that nourish colonocytes; (5) support of barrier maturation and function; and (6) regulation of cellular immunity and Th1:Th2 balance
[61]. Outstanding issues to address include determining which probiotic to use, whether infants <1000 g benefit, and how to mitigate the risk of probiotic sepsis.
Research in animal models has shown that important components in mammalian milk, such as sialylated galacto-oligosaccharides (GOSs), reduce the occurrence of NEC in neonatal rats
[72]. This could account for the 6–10-fold lower NEC risk in breast-fed infants compared to formula-fed infants. Indeed, GOSs appear to shape the components of the intestinal microbiome. Complex polysaccharides such as β-glucan (BGL) with anti-inflammatory properties have also shown promise in boosting growth performance and intestinal epithelium functions in weaned pigs, and hens
[73][74]. More research is needed into the applicability of BGL in managing gastrointestinal inflammatory conditions such as NEC in humans.
Probiotics also play an important role in dentistry, since oral infections are considered prime among other infections affecting humans. Effects of probiotics on oral health are both direct and indirect. Some probiotics produce digestive enzymes for metabolizing proteins and carbohydrates. Several randomized clinical trials have shown the possible benefits of probiotic dairy products for oral health in children, adolescents, adults, and the elderly
[59]. These studies indicate a role for probiotics in caries prophylaxis. The incorporation of probiotics into dairy products is due to their ability to neutralize acidic conditions that promote dental caries, the irreversible microbial disease of the calcified tissues of the teeth
[75], and suppression of the caries pathogen. Given consumers’ concerns about allergens and lactose intolerance in respect of traditional dairy food matrices, there have been concerted efforts towards the development of cereals, soy, fruits, vegetables, and chocolate as innovative food matrices
[76][77]. Although most probiotics are safe, they may sometimes come with side effects that include constipation, flatulence, hiccups, nausea, infection, and rashes
[62]. In recent years, probiotic strains have been considered a powerful ally in fighting and preventing respiratory tract infections
[63]. Reduction in upper and lower respiratory tract infections from the administration of probiotics bacteria has been reported
[78]. The increasing evidence between gut and lung function, resulting from gut–lung cross-talk, suggests a possible role for probiotics in the management of COVID-19, caused by the severe acute respiratory syndrome corona virus 2 (SARS-CoV-2) that assumed a pandemic status in February 2020
[79].
In terms of action mechanisms, probiotics are involved in the maintenance of health through diverse and interconnected mechanisms. Probiotics produce vitamins, enhance nutrient absorption, and possess enzymatic activities, such as β-glucurodinase, β-galactosidase, and bile salt hydrolase, among other, that are essential for the host metabolism
[61][80]. Probiotics modify microbiota populations through the production of short chain fatty acids (SCFAs), which alter luminal pH, and antimicrobial compounds, such as bacteriocin
[81]. Probiotics stimulate the production of mucin glycoproteins and secretory immunoglobulin A (sIgA) by globet and B cells, respectively
[81]. Mucin is necessary for probiotic adhesion to the intestinal mucosa, while impairing the adhesion of pathogen bacteria. sIgA serves as the first line of defense in protecting the gut from pathogens. Probiotics further modulate the immune system by interacting with toll-like receptors, thereby leading to the activation of the innate immune response; activating T-regulatory cells; and increasing the production of anti-inflammatory cytokines and reducing proinflammatory cytokines
[61][82]. The production of SCFAs also plays an important role in the immune and inflammatory responses
[83]. Moreover, SCFAs activate insulin sensitivity and fatty acid oxidation in muscle, decrease lipolysis and increase adipogenesis in adipose tissue, and enhance satiety through the stimulation of intestinal glucagon-like peptide 1 secretion
[61][84]. The relevance of the gut microbiome on distal organs has led to defining the terms gut–brain, gut–lung, and gut–skin axes, among others. In nervous system disorders, the production of neuroactive compounds plays a significant role
[85]. Finally, the interplay between the gut microbiome and other host microbiomes (lung, skin) is thought to contribute to the development of respiratory and skin diseases, in addition to the mitigation of symptoms
[86][87][88][89].
Figure 91 illustrates the action mechanisms of probiotics for promoting human health.
Figure 91. Illustration of action mechanisms of probiotics for promoting human health. GLP1: glucagon-like peptide 1, SCFAs: short-chain fatty acids, sIgA: soluble immunoglobulin A, TLR: toll-like receptor.
When probiotics are mixed with prebiotics, the resulting synbiotic preparation can develop either complementary or synergistic actions for human health
[36]. Synbiotics help to manage several disease pathologies by targeting host gut microbiota, which play a crucial role in metabolism and protection against pathogens
[90][91][92]. Synbiotics can act in balancing the gut microbiota by adjusting the Firmicutes-to-Bacteroidetes ratio, inhibiting harmful bacteria through direct antagonism (such as
Klebsiella,
Escherichia coli, and
C.
difficile) or excluding the latter by competitive adhesion, and accelerating the recovery to a healthy gut microbiome, e.g., by maintaining intestinal pH, producing important metabolites, and improving the gut mucosal barrier
[93]. Health claims from clinical studies on synbiotics are linked to the gut health in order to treat inflammatory bowel syndrome (IBS) and inflammatory bowel disease (IBD), metabolic disease, and colorectal cancers. Other health claims relate to the treatment of systemic diseases such as allergies, hypocholesterolemia, osteoporosis, hepatic encelphalopathy; gut–brain axis diseases such as autism, depression, and anxiety
[94]; and gut–lung axis respiratory diseases such as SARS-CoV-2 pathogenesis
[95][96]. Some selected examples of synbiotic health benefits claimed from clinical studies are listed in
Table 51. For further clinical trial results from studies conducted around the world, some databases are available online (
https://www.clinicaltrials.gov/, accessed on 8 June 2021;
https://www.clinicaltrialsregister.eu/, accessed on 1 January 2021).
Table 51.
Example of human health benefits of synbiotics claimed from clinical studies.
An alternative strategy to achieve the human health benefits of probiotics is the administration of bioactive compound-based preparations derived from probiotics, i.e., postbiotics
[43]. They have several advantages over probiotics in terms of safety and production costs. Postbiotic health benefits rely on their antimicrobial, antioxidant, anticancer, and immunomodulatory potentials
[44]. The postbiotic compounds with antimicrobial activities include bacteriocins and other peptides, SCFAs, organic acids, and hydrogen peroxide. The probiotic antioxidant enzymes catalase, superoxide dismutase, and glutathione peroxidase reduce the concentration of reactive oxygen species. Bacteriocins, and, in particular, enterocin, have cytostatic and apoptotic effects against cancer cells. The health-promoting effects of postbiotics include favoring mineral absorption, relieving constipation, preventing intestinal inflammation, controlling glycaemia, and reducing food allergies. Recent clinical trials have demonstrated the impact of postbiotics in a wide age range of individuals. In infants, the inclusion of postbiotics in an infant formula modifies the fecal microbiome and metabolome towards a profile closer to that observed in breast-fed infants
[106]. In middle-aged individuals, the intake of urolithin A, a postbiotic metabolite of ellagitannins, improves muscle performance
[107].
Figure 102 summarizes the potential applications of postbiotics in promoting human health.
Figure 102.
Potential applications of postbiotics in human health.
3.2. Animal Health
The main use of probiotics, prebiotics, postbiotics, and synbiotics in animal feeding is associated with their verified efficacy in modulation of the intestinal microbiota. Administration of probiotic strains, both individual and combined, may have a significant effect on absorption and utilization of feed, resulting in a daily increase in body weight and an increase in total body weight of various animals, including turkeys, chicken, piglets, sheep, goats, cattle, and horses. Probiotic microorganisms mostly intended for animals include
Lactobacillus (e.g.,
L. brevis,
L. casei,
L. crispatus,
L. farciminisa,
L. fermentum),
Bifidobacterium (e.g.,
B. animalis,
B. longum,
B. pseudolongum,
B. thermophilum), other lactic acid bacteria (e.g.,
Enterococcus faecalis and
faecium,
Lactococcus lactis,
Leuconostoc citreum,
Pediococcus acidilactici) and some species of
Bacillus,
Saccharomyces,
Kluyveromyces, and
Aspergillus [108].
3.3. Plant and Soil Health
In the past decade, probiotics have been much applied to a wide range of industries such as aquaculture, food industries, human medicine, and agriculture. Some studies have been focused on successful practices, mechanisms of probiotics activities, and methods for optimizing the successful use of strains
[109][110]. According to research results published in agriculture fields, the microbiome community known as probiotics can offer benefits to plant growth promotion, nutrient use efficiency (
Figure 113), and pest and phytopathogen control
[111][112]. Although many authors have demonstrated the interactions of probiotics with plants, a very little knowledge is available in the literature on the action mechanisms of prebiotics in the ecosystem. Results from research on forest ecosystems showed that fungal and bacterium communities can respond to environmental changes in accordance with host trees
[113]. Vassilev et al.
[114] demonstrated that
Piriformospora indica, a beneficial microorganism for plants, can be used to produce a phosphate-enriched fermentation liquid through a repeated-batch fermentation process for improving soil fertility and plant productivity. In other work, it was proved that
Bacillus amyloliquefaciens BChi1 and
Paraburkholderia fungorum BRRh-4 can also increase growth and fruit yield of strawberries, and enhance their functional properties, such as the content of total antioxidants, carotenoids, flavonoids, phenolics, and anthocyanins
[115]. In addition, other work demonstrated that microbial and biochemical indicators of soil health can be used to assess the ecological risk of soil. These results confirmed that soil respiration can be used for estimations of the soil ecological conditions and microbiological activity
[116].
Figure 113. Diagram showing the three strategies for microbial soil–plant management based on prebiotics, probiotics, and postbiotics approaches. Legend: Full lines show the direct effect, dashed lines show the interactions, dotted lines show the formulation/production processes
[117].
Basically, the ecosystem has been defined as a system of two components, constituting living organisms and inanimate or physical factors, respectively called biotic and abiotic components
[118]. Biotic components comprise animals, microbial organisms, and plants, which are fed by nutrients, among which prebiotics and postbiotics constitute important elements. Prebiotics are molecules capable of stimulating both the intestinal microflora and other bacterial populations, including those growing in agricultural soils, by improving plant and soil health. Diverse sources of plant prebiotics such as fructo-oligosaccharides (FOSs), inulin, and galacto-oligosaccharides (GOS) are commonly cited, but xylans, pectins, and fructans are also among substrates used as carbohydrate-based prebiotics
[119]. Information on postbiotics is very limited and associated research is quite recent. However, their role has been tested recently on animal, human, and plant health. It has been reported that postbiotics contribute to promoting plant growth by enhancing proliferation of shoots and rooting, and also having biocontrol effects on plants
[117][120]. Limited studies on the effect of postbiotics on plants are available. Indeed, these derivate molecules from the plant probiotic microorganisms’ metabolism play mediating roles between probiotics and plants, acting as plant growth activators or in the defense of plants against certain stresses. Postbiotics interact via biochemical mechanisms with plant cellular membrane receptors through transduction of systemic signals, which leads to changes in plant gene expression at the plant level
[121]. A large number of molecules obtained from probiotics activities act on plants, and significantly contribute to enhancing plant health performance, such as in terms of growth, yield, and resistance to stresses (biotic and abiotic).
3.4. Environmental Health
Probiotics play an important role as remediation agents, helping the host in responding to environmental changes. Certain genera also act as bioremediation or decomposing agents of hazardous substances
[10], such as the case of a bacterial consortium (
Xanthomonadaceae,
Brachybacterium sp.,
Bhargavaea sp.,
Gordonia sp.,
Thalassospira sp.,
Pseudomonas sp.,
Dietzia sp.,
Mesorhizobium sp.,
Cytophaga sp.,
Martelella sp.), providing an innovative bioremediation approach. In this work, chitosan used as an encapsulated agent can stimulate the bacterial community of mangrove sediments
[122]. Bioremediation in this case is based on the use of probiotics to degrade, reduce, or remove pollutants in the environment. The working mechanism of bioremediation involves several technical aspects such as biotransformation, biodegradation, mineralization, phytohydraulics, bioaccumulation, and biovolatilization, where the degrading microbes remove, transform, modify, and/or convert a complex compound of pollutants into simpler and less-toxic compounds. This bioremediation system has been successfully applied in cleaning contaminated sites
[123], agricultural land
[124], ground water
[125], surface water
[126], and sea water
[127].
Conventional remediation strategies for most types of environmental contamination are not only expensive but also ineffective, especially in low contaminant concentrations
[9]. Probiotics-assisted remediation has come forward as a cheap and easy alternative. Probiotics can act through four main action mechanisms divided into two categories, the binding and enzymatic degrading activities of toxins and pollutants, as summarized in
Figure 124. LABs, yeasts, and soil probiotic bacteria are able to bind both organic toxins (e.g., mycotoxins and pesticides) and nonorganic pollutants (e.g., heavy metals)
[3] through chelation, adsorption, and precipitation mechanisms. The nature and structure of the cell wall, surface macromolecules such as S-layer proteins and polysaccharides, and the environment conditions (e.g., pH and temperature), are among the factors that control the binding capacity of probiotics, which in turn depends on the surface hydrophobicity and electrical charge
[3]. The binding mechanisms of toxins may also result from physical degradation of petroleum hydrocarbons
[128]. Another mechanism is the production of enzyme-degrading toxins, such as organophosphorus-based pesticides
[129], or proteolytic activity
[130].
Figure 124.
Main mechanisms of action of probiotics in remediation.
By combining probiotics with prebiotics, the resulting synbiotics are expected to develop a higher detoxifying capacity since prebiotics support the viability and functionalities of probiotics, which can improve the binding capacity of the mixture. The rare research work conducted on the synbiotic beneficial effects on bioremediation involved the combination of Lactobacilli and Bifidobacteria with inulin (prebiotic) for removing various substances, especially Pb
[131].
Concerning postbiotics, it has been reported that both viable and nonviable LABs were able to bind toxic secondary metabolites such as fumonisin
[132]. As the removal of mycotoxins involves an adhesion-type mechanism to cell wall components, rather than a covalent binding or binding by the metabolism, dead cells retain their binding ability
[133]. Another case of postbiotic activity demonstrated in vivo was the removal of ochratoxin A from a liquid medium of foods using a mixture of sterilized yeast and a fermentation residue of beer (40:60). The binding action for toxin removal implied physical interactions with the cell wall since the changes in pH affected the degree of the activity
[134].