Role of the Gut–Lung Axis in RTIs: Comparison
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Respiratory tract infections (RTIs) are a major cause of morbidity and mortality worldwide. These infections can range from mild upper respiratory tract infections to severe and life-threatening pneumonia. A plethora of studies have described the relationship between gut microbiota (GM) composition and function and the development of various human diseases, focusing especially on the role of GM in regulating the immune system. Although the underlying mechanisms are not yet fully understood, there is mounting evidence that GM can modulate the immune function in distant mucosal sites such as the respiratory system, and therefore play a role in the development of RTIs.

  • gut microbiota
  • gut–lung axis
  • respiratory tract infections
  • RTIs

1. Introduction

The concept that gut microbiota (GM) is vital not only for the gastrointestinal tract, but also for the overall health of the human organism, has been well studied and is widely accepted today [11,20,21,22,23,24][1][2][3][4][5][6]. On the other hand, the presence of microbes in body niches previously thought to be sterile, such as the lungs, has only been demonstrated in recent years and their relevance is still questionable [9,25,26][7][8][9]. The GM composition is dominated by mostly obligate anaerobic bacteria, with the main phyla being Firmicutes and Bacteroidetes, while others, such as Actinobacteria and Proteobacteria, are represented to a lesser extent.
In contrast, the airways harbor a distinct microbial ecosystem, featured by less diversity and richness and composed mainly of the genera Prevotella, Streptococcus, Veillonella, Fusobacterium, and Haemophilus [24,27][6][10]. Gut and lung microbial communities are known to influence each other during infections in an interesting, still not completely understood, crosstalk called the “gut-lung axis” (Table 1).
Table 1. Studies exploring the mechanisms through which the gut microbiota interacts with the lungs and affects the response to infections.
Study, Year Aim Results
Trompette et al., 2018

[28][11]		 Effect of an HFD, through SCFA modulation in influenza-infected mice.
  • HFD in murine models is protective against influenza affecting bone marrow hematopoiesis by shaping alternative macrophages that produce less CXCL1chemokine, resulting in reduced neutrophil recruitment and tissue damage.
  • SCFAs-boosted CD8+ T cell effector function by enhancing cellular metabolism.
McAleer et al.,

2017

[29][12]		 Effects of GM composition on lung immunity.
  • HFD can increase the prevalence of Bacteroidetes and Actinobacteria members, as well as the production of SCFAs.
  • Dysbiosis resulting from dietary fat or antibiotic use enhances lung inflammation in response to allergens or infections.
  • Antibiotic use may inhibit the phagocytic capacity of alveolar macrophages, increasing the susceptibility to opportunistic infections in the lungs.
Maslowski et al., 2009

[30][13]		 The role of SCFAs in the regulation of the immune response by GPR43 activation.
  • Stimulation of GPR43 by SCFAs is necessary for the resolution of inflammatory responses. GPR43-deficient (Gpr43−/−) mice showed exacerbated or unresolved inflammation in models of colitis, arthritis, and asthma.
  • This appeared to be related to the increased production of inflammatory mediators by Gpr43−/− immune cells and increased immune cell recruitment, and the same occurred in germ-free mice.
  • GPR43 binding of SCFAs potentially provides a molecular link between diet, GM metabolism, and immune and inflammatory responses.
Antunes et al.,

2019

[27][10]		 The role of SCFAs in RSV infection.
  • Acetate administration-mediated IFN-β response, resulting in a reduction of viral load and cell count in bronchoalveolar lavage, and a reduction of inflammatory cells in the lungs of RSV-infected mice.
  • Type 1 IFN signaling via the IFN-1 receptor is essential for acetate antiviral activity in pulmonary epithelial cell lines and for an acetate protective effect.
  • GPR43 activation in pulmonary epithelial cells reduced virus-induced cytotoxicity and promoted antiviral effects through IFN-β response; this was not reported in Gpr43−/− mice.
Steed et al.,

2017,

[15][14]		 Evaluation of DAT in protecting from influenza through type I IFN.
  • DAT, a microbiol metabolite, protects against influenza through the augmentation of type I IFN signaling and the decrease in lung immunopathology.
  • A specific human-associated gut microbe, Clostridium orbiscindens, produced DAT and rescued antibiotic-treated influenza-infected mice.
Ichinohe et al.,

2011

[16][15]		 The function of GM in influenza A-infected mice.
  • Oral antibiotic treatments resulted in defective CD4+ T-, CD8+ T-, and B-cell immunity following intranasal influenza A infection in mice.
  • Injection of TLR ligands appeared to rescue immune impairment in these mice.
  • GM is involved in stimulating the transcription and translation of pro-IL1beta and in the activation of the caspase that transforms pro-IL1beta into the mature form.
Thackray et al.,

2018

[31][16]		 Effects of oral antibiotics in flaviviridae-infected mice.
  • Oral antibiotics treatment in flaviviridae infections has multiple effects:
❖
Increases viral load;
❖
Impairs virus-specific CD8+ T cell responses;
❖
Raises the risk of severe disease.
Wypich et al.,

2019

[24][6]		 Analysis of the gut–lung axis and its communication pathways.
  • SCFAs influence immune cell development in the bone marrow. Then, bone marrow-derived cells shape immune responses in distal body sites, such as the lungs.
  • Cells migrating from the gut to the lungs may influence respiratory immunity, i.e., ILC2s, ILC3s. and TH17 cells migrating from the gut into the lungs.
  • The microbial metabolite DAT protects the host against influenza virus infection via the augmentation of type I IFN responses.
Brown et al.,

2017

[32][17]		 GM signaling that protects against respiratory infections.
  • Models of commensal colonization in antibiotic-treated and germ-free mice, using cultured commensals from the Bacteroidetes, Firmicutes, Actinobacteria, and Proteobacteria phyla show that these bacteria have the ability to stimulate Nod2.
  • GM enhances respiratory defenses via GM-CSF signaling, which stimulates pathogen killing and clearance by alveolar macrophages.
  • Potent Nod-like receptor(NLR)-stimulating bacteria in GM (Lactobacillus reuteri, Enterococcus faecalis, Lactobacillus crispatus, and Clostridium orbiscindens) promote resistance to lung infections through Nod2 and GM-CSF.
DAT: desaminotyrosine; GPCR: G protein-coupled receptor; GM: gut microbiota; GM-CSF: granulocyte–macrophage colony-stimulating factor; HFD: high-fiber diet; IL: interleukin; ILC: innate lymphoid cell; IFN: interferon; SCFA: short-chain fatty acid; TLR: Toll-like receptor, NLR: Nod-like receptor.

2. Innate Immunity

In the gut–lung axis, the key to the interaction could potentially be the many metabolites produced and/or influenced by GM, which have been shown to have a regulatory function of the immune system.
Among these, short-chain fatty acids (SCFAs), which include acetate, propionate, and butyrate, are end-products of the fermentation of fibers by commensal bacteria in the cecum and the colon. SCFAs not used for energy by intestinal epithelial cells are released into the circulation and reach distant sites, such as adipose tissue, liver, pancreas, lungs, brain, and bone marrow [22,24,33][4][6][18]. Butyrate administration has been shown to enhance the response to influenza infection, both by stimulating the production of macrophage precursors and by downregulating the damage due to the infiltration of neutrophils [24,28][6][11]. Trompette et al. demonstrated in mouse models that a high-fiber diet (HFD), resulting in the production of SCFAs in the gastrointestinal tract, is protective against influenza through two mechanisms described below. HFD mice showed enhanced bone marrow hematopoiesis of Ly6c-patrolling monocytes, which mature in macrophages with a limited ability to generate chemokine ligand 1 (CXCL1) chemokines in the lungs. The lower presence of CXCL1 resulted in a reduced recruitment of neutrophils to the airways and a subsequent lower release of mediators responsible for the damage in the lung tissue. Simultaneously, SCFAs boosted the function of CD8+ T cells that displayed an increased ability to kill virus-infected cells [28][11]. It should also be remembered that SCFAs are involved in the activation of G protein-coupled receptors (GPR40-43, also known respectively as free fatty acid receptors (FFAR1-3) [29,30,34][12][13][19]), which are necessary for the resolution of the inflammatory response, as seen in studies on GPR43-deficient mice [30,35][13][20]. In particular, Maslowski et al. demonstrated that in GPR43-deficient mice, SCFAs did not induce either the release of reactive oxygen species (ROS) from neutrophils or the enhancement of their phagocytic activity, as was instead noted in GPR43 mice.
Type I interferons (IFNs) are pleiotropic cytokines involved in another important signaling pathway in viral immunity. Increasing evidence shows that GM can regulate host immune homeostasis, as well as the response to injury and bacterial infections, through type I IFN signaling. In this regard, Antunes et al. studied the effects of acetate pre-treatment in RSV-infected mice. Acetate has been shown to modulate IFN-β production through type 1 IFN receptor engagement during RSV infection both in human pulmonary cells in vitro and in vivo in the lower airways of infected mice. This effect was not observed in the absence of the type 1 IFN receptor. Mice pre-treated with acetate showed an undetectable lung viral load, a reduced cell number in the bronchoalveolar lavage, and a decrease in inflammatory cells in the lungs.
Recently, Antunes et al. also demonstrated in animal models that pre-treatment with acetate led to faster recoveries from RSV infection by enhancing the expression of retinoic acid-inducible gene I (RIG-I) and interferon-stimulated genes. In RIG-I knockout mice these protective effects were not noted, proving that RIG-I plays a role in the recovery from RSV infections. Moreover, the high stool level of acetate was significantly associated with less severe bronchiolitis, higher oxygen saturation, and diminished lasting fever [27][10].
Similar results were found by administering propionate and butyrate, confirming the potential prophylactic role of SCFAs in RSV infection.
Desaminotyrosine (DAT) has also been shown to be a metabolite involved in modulating the immune response. DAT derives from flavonoids, a group of polyphenolic compounds enriched in certain foods, such as tea, citrus fruits and juices, and in wine [36][21]. The obligate anaerobe Clostridium orbiscindens is responsible for the metabolism of flavonoids with the consequent production of DAT. DAT protects against influenza through the amplification of type I IFN signaling [15][14] and is an essential mediator of phagocytes in the lung. Without DAT, the influenza virus causes inflammation and severe disease. GM-derived metabolites therefore have the potential to modulate the innate immune response by increasing the lung production of type I IFN. These findings imply that prior colonization by specific bacteria and a flavonoid-enriched diet are both key components that modulate immune response to influenza infection.
There are also other known immunomodulatory gut metabolites, such as indole derivatives, niacin, urolithin A, and pyruvic and lactic acids, which may affect respiratory health, but their role is not yet understood [24][6].
In addition, GM commensal bacteria appear to be able to directly prime innate immunity in response to an influenza infection in the lungs. Ichinohe et al., for example, showed that GM composition can regulate virus-specific CD4+ and CD8+ T cell generation and antibody responses following respiratory influenza virus infection [16][15]. Oral antibiotic treatment resulted in defective CD4+ T, CD8+ T, and B-cell immunity following intranasal infection with influenza virus, while distal (rectal) inoculation of Toll-like receptor (TLR) agonists (TLR9 and TLR3 agonists) could rehabilitate the pulmonary immune reaction to infection in antibiotic-treated mice. GM is also involved in the stimulation of the transcription and translation of pro-interleukin-1beta (ILs) and in the activation of the caspase that transforms pro-IL1beta into the mature one. In the study of Ichinohe et al., IL1beta levels in bronchoalveolar lavage were altered in influenza-infected mice that were treated with antibiotics. Therefore, GM integrity (i.e., maintenance of a eubiotic configuration) is required to maintain adequate pro-IL1beta expression, while antibiotic treatment for respiratory infections could have a deleterious effect on the immune response to the influenza virus.
Moreover, the integrity of GM results to be necessary for the correct function of dendritic cells (DCs). Negi et al. found that antibiotics’ treatment reduced the expression of macrophage-inducible C-type lectin (mincle) in lung DCs during Mycobacterium tuberculosis (Mtb) infections [37][22]. Specifically, DCs that expressed a lower presence of mincle were less capable of activating naïve CD 4 T cells with the result of the increased survival of Mtb. In vivo, the administration of mincle ligan restored the immune defect of lung DCs [37][22].

3. Adaptative Immunity

GM is also involved in adaptative immunity, enhancing the function of CD8+ T cells that play a key role against viral infections [16,28,31][11][15][16]. In particular, a greater availability of glucose, derived from the catabolic processes of GM, stimulates the effector function of these cells by increasing the differentiation and activation process [28,38][11][23].
Another piece of evidence of GM involvement comes from in vivo models with antibiotic exposure. Thackray et al. have shown that antibiotic-treated mice have an impaired response to flavivirus infection due to a decreased number of specific CD8+ T cells in the spleen and popliteal lymph nodes. Similarly, Ichinohe et al. showed reduced numbers of not only CD8+ T, but also of CD4+ T and B-cells in mice treated with oral antibiotics [16,31][15][16].
The role of GM in modulating the severity of RSV infection has been also demonstrated in animal models. Fonseca et al. observed that oral Lactobacillus johnsonii supplementation in mice led to an attenuated immune response to RSV. This effect was mediated by the recirculation of systemic metabolites including docosahexanoic acid, decreasing airway Th2 cytokines, dendritic cell function, and improving T-regulatory cells [39][24].
The gut–lung axis also appears to operate through the direct movement of cells from the gut to the respiratory system [24][6]. This migration of immune cells was demonstrated in the study by Huang et al., where, after connecting the circulation of two mice, labeled type 2 innate lymphoid cells (ILC2s) from a mouse were found in the lungs of both mice [40][25]. This did not occur in mice treated with antibiotics and contaminated with the gastrointestinal nematode Nippostrongylus brasiliensis [25][8], thus suggesting the relevance of an intact GM.
There is also evidence of a crucial role for GM against lung bacterial infections [32,41][17][26]. Brown et al. highlighted that GM can protect against Streptococcus pneumoniae and Klebsiella pneumoniae infections. To prove this, mice were treated with antibiotics and subsequently infected with the bacteria. In treated mice, increased lung bacterial counts and a diminished pulmonary production of granulocyte–macrophage colony-stimulating factor (GM-CSF) and chemokine ligands 1 and 2 (CXCL1 and CXCL2) were noted. To demonstrate the role of GM-CSF in the response to respiratory infections, mice were given GM-CSF-neutralizing antibodies, and this caused impaired alveolar macrophage development. Defects in bacterial clearance could be restored in antibiotic-treated mice by administering recombinant GM-CSF but not neutralizing CXCL1 and CXCL2. Moreover, antibiotic-induced GM disruption resulted in secondary IgA deficiency in both mice and humans, which led to an enhanced susceptibility to Pseudomonas aeruginosa-induced pneumonia [24][6]. Another confirmation of the important role of GM in respiratory bacterial infections comes from the study by Gauguet et al., who showed that the segmented filamentous bacteria present in GM play a role in defending against Staphylococcus aureus pneumonia by stimulating the production of the Th17 cytokine, IL22, and by enhancing the number of neutrophils in the lungs [42][27].
This fascinating immunological crosstalk along the gut–lung axis has not yet been fully explored, but the already known mechanisms underlying these interactions could be used in the near future for novel evidence-based strategies for the prevention and treatment of respiratory tract infections (RTIs) (Figure 1).
Figure 1. The diagram summarizes the immune mechanisms by which gut–lung axis works and potentially influences the answer to infections.

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