1. Tools to Identify Nutritional Issues and Sarcopenia
Early recognition of malnutrition is essential for the correct management of the cancer patient. To identify and treat patients with malnutrition or those at high nutritional risk, a nutritional screening and a full nutritional assessment should be performed [
5].
Nutritional screening should be performed at the time of the diagnosis, preferably before starting anticancer treatments. Several validated screenings tools are available for identifying a malnutrition status or a risk of developing malnutrition, for instance (a) the Nutritional Risk Screening 2002 (NRS 2002), (b) the Malnutrition Universal Screening Tool (MUST), and (c) the Mini Nutritional Assessment (MNA). Nutritional screenings should be repeated regularly throughout the therapeutic process, especially in cancer types with a high impact on nutritional status [
6].
Patients at risk of malnutrition, according to the results of nutritional screening, should be referred to a clinical nutrition service for nutritional assessment and treatment.
Nutritional assessment for malnutrition and sarcopenia should include:
Computed tomography (CT) and magnetic resonance imaging (MRI) constitute the gold standard techniques to assess body composition [
10,
11]. The tomography image of the third lumbar vertebra (L3) is the most used method to measure and provide an accurate estimate of skeletal muscle mass. Single abdominal slice (L3) on MRI has been demonstrated to correlate with total skeletal muscle and adipose tissue [
12,
13,
14,
15]. However, both techniques are not yet feasible on a large scale [
16].
-
Biochemical data related to inflammatory and metabolic status: serum albumin, prealbumin, total lymphocyte count cholesterol, C reactive protein (CRP), transferrin, interleukin-6 (IL-6), and fibrinogen.
-
Evaluation of nutritional intake, appetite, resting energy expenditure (REE) using indirect calorimetry, physical activity levels using metabolic holters [
17].
-
Evaluation of sarcopenia parameters [
18]: muscle strength using a handgrip dynamometer [
19] and chair stand test; muscle quantity using BIVA [
20], DEXA and CT [
21,
22]; physical performance measures using tests as gait speed, short physical performance battery, timed-up-and-go test (TUG), and 400-m walk [
23].
-
Quality of Life and functional skills through specific questionnaires.
The accuracy of nutritional status determination is achievable with the combination of the described parameters. In this regard, the use of simple anthropometric measures may not provide information on body composition alterations, especially on the reduction of muscle mass, which may occur regardless of weight loss or BMI in cancer patients [
10,
24]. Low muscle mass evaluation in overweight or obese cancer patient is still a challenging task [
25].
In 2016, the GLIM criteria for malnutrition diagnosis were identified [
26]. Firstly, it is necessary to identify a nutritional status “at risk” through one of the validated screening tools. Secondly, it is mandatory to perform an assessment aimed at the diagnosis and staging of the malnutrition condition. There are five main diagnostic criteria: three phenotypic criteria (unintentional weight loss, low body mass index, reduced muscle mass) and two etiological criteria (reduced food intake or absorption, inflammation or co-morbidities). Phenotypic criteria are summarized in , whilst etiologic criteria are represented in .
Table 1. Phenotypic Criteria for malnutrition diagnosis.
Phenotypic Criteria |
Weight Loss (%) |
Low Body Mass Index (kg/m2) |
Reduced Muscle Mass |
>5% within past 6 months Or >10% beyond 6 months |
<20 if <70 years, or <22 if >70 years Asia: <18.5 if <70 years, or <20 if >70 years |
Reduced by validated body composition measuring techniques |
Table 2. Etiologic Criteria for malnutrition diagnosis.
Etiologic Criteria |
Reduced Food Intake or Assimilation |
Inflammation |
≤50 % of ER > 1 week, or any reduction for >2 weeks, or any chronic GI condition that adversely impacts food assimilation or absorption |
Acute disease/injury or chronic disease-related |
The diagnosis of malnutrition requires at least one phenotypic criterion and one etiologic criterion. Phenotypic criteria are also used to divide the severity of malnutrition into Stage 1 (moderate) or Stage 2 (severe), as shown in .
Table 3. Criteria for the severity of malnutrition staging.
Phenotypic Criteria |
|
Weight Loss (%) |
Low Body Mass Index (kg/m2) |
Reduced Muscle Mass |
Stage 1 / Moderate Malnutrition (Requires 1 phenotypic criterion that meets this grade) |
5–10% within past 6 months Or 10–20% beyond 6 months |
<20 if <70 years, or <22 if >70 years |
Mild to moderate deficit |
Stage 2 / Severe Malnutrition (Requires 1 phenotypic criterion that meets this grade) |
>10% within past 6 months Or >20% beyond 6 months |
<18.5 if <70 years, or <20 if >70 years |
Severe deficit |
Novel approaches to the diagnosis of sarcopenia have been evaluated to determine muscle mass, muscle function, skeletal muscle index (SMI) and impact on Qol [
12,
27,
28] These methods consist of CT-based alternative lumbar measurements [
13,
29,
30,
31], ultrasounds assessment [
32,
33], specific biomarkers [
34,
35], score-based approaches [
36], and Qol questionnaires [
37,
38].
These tools need to be validated, reliable, and accurate for future use in clinical practice [
39,
40]. Global consensus on the definition and diagnostic criteria of sarcopenia are also necessary to allow wider use of these tests.
2. Magnitude of the Problem according to Cancer Types
Malnutrition may affect as many as 75% of cancer patients [
41,
42] with a wide range of prevalence. This large range of variability is influenced by cancer-related (type, stage and treatment), demographic (age) and social factors (community-dwelling versus hospitalized patients). It has already been established that, in relation to the same cancer type, studies assessing malnutrition in hospital settings may report higher prevalence as compared to those performed in the community setting due to disease severity and to the distinct contribution of hospital-related malnutrition [
43]. Moreover, patients at advanced stages of disease generally display a higher prevalence of overt malnutrition as compared to those in earlier stages [
2]. In addition, the screening tool adopted to diagnose malnutrition may influence the prevalence rate [
44], as well as the adoption of criteria that include the assessment of body composition to detect low muscle mass, such as computed tomography, DEXA, or BIA.
However, despite this mixture of factors influencing the nutritional status and the diagnosis of malnutrition, specific cancer types have been consistently associated with a higher risk of malnutrition and of developing cachexia. This condition is the result of tumor-induced activation of inflammatory pathways [
45], which triggers a wasting response characterized by anorexia, altered metabolism, and involuntary loss of lean and fat mass that finally result in cachexia [
7,
46,
47,
48,
49,
50]. The magnitude of the systemic inflammatory response and the risk of developing cachexia are linked to several factors but most important to tumor type [
51]. Specific tumors, such as lung and pancreas present distinct gene expression profiles of cachexia-inducing factors that may explain why these cancer types are more prone to develop a wasting syndrome [
52]. Cachexia is a strong prognostic marker of adverse clinical outcomes, as demonstrated by the observation that, at least in lung cancer, a weight loss ≥2% has been associated with poor overall and progression-free survival [
53].
Malnutrition is also very common in cancers that affect gastrointestinal function (i.e., swallowing and digestive ability), such as esophagus and stomach neoplasms. In this group of tumors, however, the concomitant involvement of systemic inflammation in malnutrition and cachexia has been demonstrated [
54].
Many studies addressing the overall prevalence of malnutrition according to cancer type in different countries and settings have been published over the years and are reported in . When interpreting the results of these studies, one hurdle is represented by the methodology used to define malnutrition, either scoring systems to identify increased nutritional risk or tools to directly assess malnutrition, since anthropometric, clinical, and laboratory variables have been used. Despite this limitation, most of these studies are concordant in confirming that the highest risk of malnutrition is carried by gastroesophageal, pancreas, and head and neck tumors.
It should be mentioned that these tumor types are associated with protein-energy malnutrition and cachexia. Malnutrition in the context of obesity is notably a risk factor for the development and recurrence of other types of cancers (such as gynecologic and colon tumors) [
55] although some studies have challenged this concept suggesting that the so-called “obesity paradox”, i.e., increased survival at higher BMIs also applies to some cancer types. The paradox, however, can be simply explained by methodological, clinical, and statistical considerations and does not apply if alternate measures of body mass and composition are used [
56]. The importance of body composition and sarcopenia rather than of crude BMI on clinical outcomes in cancer patients is particularly evident for sarcopenic obesity. This condition is often underdiagnosed and challenging as to its management, which should be prompt and aggressive in order to improve survival and to avoid complications of cancer therapy [
11,
57]. The mechanisms linking obesity, diet and hormones and tumor initiation and progression will not be discussed in this review. Similarly, epidemiological and clinical data regarding sarcopenic obesity and cancer will not be presented.
Table 4. Summary of studies assessing the prevalence of malnutrition in cancer (any type) according to the tumor site.
Study |
Design |
Country |
Sample size |
Age, years |
Setting |
Malnutrition Assessment |
Cut off for Malnutrition |
Malnutrition Prevalence (%) |
Pressoir 2010 [58] |
Prospective |
France |
1545 |
Mean 59.3 ± 13.8 |
Hospital and Outpatient Clinic |
Nutricode and recommendation of the National Health Authority |
Age ≤ 70 years: Weight loss (WL) in 6 months >10% or BMI < 18.5 Age > 70 years: WL in 6 months ≥10% or BMI < 21 |
Upper digestive: 49.5 Head and Neck: 45.6 Lung: 40.2 Hematology: 34.2 Gynecology: 32 Colorectal: 31.2 Others: 27 Breast: 18.3 |
Bozzetti 2012 [59] |
Prospective |
Italy |
1453 |
Median 64.0 (55–71) |
Outpatient |
Nutritional Risk Screening (NRS 2002) |
≥3 |
Oesophagus: 62.5 Pancreas: 54.3 Stomach: 43.7 Upper respiratory airways: 28.6 Oral cavity: 28.5 Lung: 28.1 Other: 25.2 Colon-rectum: 24.3 Small bowel: 6.1 |
Hebuterne 2014 [60] |
Prospective |
France |
1903 |
Mean 59.3 (13.2) |
Hospital |
BMI |
<75 years old: <18.5 ≥75 years old: <21 |
Pancreas: 66.7 Gastroesophageal: 60.2 Head and Neck: 48.9 Haematology: 34 Respiratory: 45.3 Ovaries/uterus: 44.8 Colorectal: 39.3 Breast: 20.5 Prostate: 13.9 Other disease sites: 30.0 |
Planas 2016 [43] |
Cross-sectional |
Spain |
401 |
Mean 64.6 (14) |
Hospital |
Nutritional Risk Screening (NRS) 2002 |
NRS ≥ 3 |
Gastroesophageal: 47.4 Pancreas, liver and bile: 45 Respiratory: 42.9 Colorectal: 39.1 Hematology: 36.8 |
Muscaritoli 2017 [61] |
Prospective |
Italy |
1951 |
Mean 62.7 (12.9) |
Outpatient |
Mini Nutritional Assessment (MNA) |
<17 |
Gastroesophageal: 40.2 Pancreas: 33.7 Head and Neck: 23.8 Respiratory: 20.9 Genitourinary: 15.8 Unknown primary: 14.3 Colorectal: 13.4 Other GI: 13.2 Liver and bile ducts: 6.9 Breast: 5.8 Other cancers: 5.1 |
Li 2018 [62] |
Cross-sectional |
China |
1138 |
Mean 60.6 (14.5) |
Hospital |
Nutritional Risk Index (NRI) |
WL > 5% in 6 months or body mass index (BMI) < 20 kg/m2 with WL > 2% |
Head and Neck: 67 Pancreas: 63 Gastroesophageal: 59.3 Colorectal: 45.1 Other disease sites: 36.3 Haematology: 36 Uterus/ovaries: 34.2 Kidney/bladder: 33.3 Respiratory: 32.1 Hepatobiliary: 31.6 Prostate/testicles: 28.6 Breast: 19 |
Na 2018 [63] |
Prospective |
|
1588 |
|
Hospital |
Patient-Generated Subjective Global Assessment (PG-SGA) |
B (moderately malnourished) C (severely malnourished) |
Esophagus: 52.9 Pancreas and bile ducts: 47.6 Lung: 42.8 Stomach: 29.1 Liver: 24.7 Colon: 15.9 |
Marshall 2019 [64] |
Prospective |
Australia |
1677 |
Two cohorts: 2012: mean 62.8 (13.5) 2014: mean 62.5 (13.8) |
Hospital or oupatients |
Malnutrition Screening Tool (MST) PG -SGA |
MST ≥ 2 (risk of malnutrition) PG-SGA B or C |
Breast: 19.6 and 21.5 * Colorectal: 18.6 and 15.2 * Haematological: 14.5 and 17.9 * Genitourinary: 10.2 and 8.1 * Upper gastrointestinal: 8.5 and 9.8 * Lung: 8.4 and 9.8 * Head and Neck: 6.5 and 6.1 * Skin and melanoma: 5.1 and 3.4 * Other: 4.5 and 4.3 * Gynaecological: 3.9 and 3.9 * |
Álvaro Sanz 2019 [42] |
Prospective |
Spain |
295 |
Median 62 (17) |
Outpatient |
Nutriscore |
≥5 (at nutritional risk) |
Gastroesophageal: 75 Pancreas-bile ducts: 70.6 Head-Neck: 33.3 Other 30.8 Gynecology: 28.6 Lung 26.6 Colorectal: 7.5 Breast: 0 Urotelial: 0 |
By using the Nutritional Risk Screening (NRS 2002), Bozzetti et al. [
59] and Planas et al. [
43] reported an overall prevalence of increased nutritional risk up to 62.5% for esophagus and 66.7% for pancreatic cancers. Even higher rates (75% for gastroesophageal and 70.6% for pancreatic tumors) were demonstrated using a different risk screening tool [
42]. A slightly lower prevalence has been shown applying scoring tools that allow to directly diagnose malnutrition. By using a combination of criteria based on BMI and percentage weight loss over time, Pressoir et al. [
58] found an overall prevalence of malnutrition of 49.5% for upper digestive tumors. This finding was confirmed by an Italian study conducted in 2017 involving 1951 patients that used the mini nutritional assessment [
2] and demonstrated a prevalence of malnutrition of 40.2%. In the same study, malnutrition was diagnosed in 33.7% of pancreas cancers. When using patient-generated global assessment (PG-SGA), the rates of malnutrition were generally concordant [
63]. Only one study that also used PG-SGA showed significantly lower rates of malnutrition in all explored tumor types [
64]. This finding may be attributable to the characteristics of the study cohort, which included mostly overweight patients, with non-metastatic disease and where potentially cachexia-inducing tumor types were under-represented (i.e., respiratory and upper gastrointestinal).
High prevalence of increased nutritional risk or overt malnutrition apply also to head and neck cancers. In this group, rates of increased nutritional risk ranging from 28.6% [
59] to 67% [
62] and of overt malnutrition in the range of 23.8–48.9% have been demonstrated [
2,
58,
60].
When addressing lung tumors, increased nutritional risk has been reported in 26.6–42.9% of patients [
42,
43,
59,
62]. The higher risk of malnutrition associated with lung cancer is in agreement with the elevated prevalence of overt malnutrition shown by other studies [
60,
63,
64] in the range of 20.9–45.3%.
Malnutrition is also frequently associated with hematologic malignancies with rates of 34–36.8% [
58,
60,
63]. This is especially important from a prognostic and therapeutic perspective as malnutrition may worsen disease-related and treatment outcomes [
65,
66]. Mechanisms underlying malnutrition and wasting in this type of cancer are currently poorly understood. Among genitourinary tumors increased nutritional risk/malnutrition has been reported in up to 28.6% of patients with prostate/testicle neoplasms, up to 33.3% with kidney/bladder cancers, and up to 44.8% with bladder/uterus tumors [
43]. Prevalence is generally lower in patients with colorectal and breast cancers [
2,
42,
58,
59,
62,
64], with some exceptions [
43,
60].
The prevalence of severe malnutrition, i.e., cachexia in cancer patients, has been reported by numerous studies [
2,
67,
68]. Diagnosis of cancer cachexia is based on the detection of (a) unintentional weight loss >5% in the previous six months, or (b) a BMI < 20 kg/m
2 associated with progressive weight loss (>2% in six months), or (c) a weight loss >2% in 6 months combined with low muscle mass [
7]. Using these criteria, Muscaritoli et al. [
2] found that the percentage of patients presenting with cachexia was much higher than that of those classified as malnourished by the mini-nutritional assessment, up to 70% in pancreatic and gastroesophageal cancers. A lower overall prevalence of 36% was reported by Blauwhoff-Buskermolen et al. [
67] in a cohort of 241 patients with advanced mixed tumors, although the type of muscle measurement may have influenced the results. These data are in line with those reported by a recent systematic review including 21 studies [
68] that showed a prevalence of cachexia in patients at risk for its development of 30% both in the U.S. and in Europe. The highest rates were demonstrated in the liver (50%), pancreas (45.6%) and head and neck cancers (42.3%).
Besides isolated unintentional weight loss or associated with loss of body fat, the spectrum of nutritional abnormalities in cancer patients also includes sarcopenia, defined by a reduction of muscle mass and function typical of the aging process [
69]. Sarcopenia can be detected in cancer patients presenting with low, normal or increased BMI and has severe consequences on surgical complications, chemotherapy-induced toxicity and survival. A recent systematic review reported a prevalence of 38.6% of pre-therapeutic sarcopenia in a cohort of 6894 patients, with the highest rates in esophageal and lung tumors [
14]. In locally advanced esophageal cancer, its prevalence ranges from 16% at diagnosis to 31% after adjuvant therapy and to 35% in survivors one year after diagnosis [
70]. A slightly higher (44.6%) prevalence has been shown in older patients. Correlations with worse surgical outcomes and poor survival have been reported [
12,
15]. In lung cancer, its prevalence reaches 52.8% and it is associated with a lower overall response rate to chemotherapy and poorer progression-free survival [
71]. The combination of both low muscle strength and mass affects 48.2% of older patients with head and neck cancer and it appears to be a better predictor of overall survival than the single criteria [
72]. Similar observations have been reported for gastrointestinal cancers undergoing surgery, despite the heterogeneity in the assessment methods and criteria for sarcopenia diagnosis [
73].
Overall, these data confirm the high risk and prevalence of malnutrition and cachexia in some cancer types, for which therefore special attention should be paid in the early disease stage. Due to the prognostic implications of malnutrition and low muscle mass on treatment tolerance, quality of life, and survival, routine screening and assessment of malnutrition should be warranted in all cancer patients, but especially in those affected by tumors localized in gastrointestinal pancreatic, head and neck, and lung districts.