Changes are being implemented in the electrical power grid to accommodate the increased penetration of renewable energy sources interfaced with grid-connected inverters. The grid-forming (GFM) control paradigm of inverters in active power grids has emerged as a technique through which to tackle the effects of the diminishing dominance of synchronous generators (SGs) and is preferred to the grid-following (GFL) control for providing system control and stability in converter-dominated grids.Β
grid forming
inverter control
low inertia
universal grid-forming control
inverter-dominated grid
1. Introduction
Generally regarded, the GFM structure is made up of inner control loops for voltage and current and an outer power synchronisation loop that implements the grid-forming control mechanism, depending on the method of preference [1][2]. A current-limiting algorithm may be implemented between the voltage control and the current control to prevent current overloads and keep the solid-state devices within allowable operational margins.
The inner control loops of the GFM may be implemented in single-loop, multi-loop, or open-loop frameworks [3]. When implemented in a multi-loop framework, the voltage and current loops are implemented, serving different purposes. The voltage loop regulates converter voltage and incorporates virtual impedance, while the current loop regulates the damping of LC filters, as well as overcurrent limitation [4]. Multi-loop control loops implement better harmonic rejection, resonance damping, fault-handling ride-through capability, and mode transition capability, compared to single-loop or open-loop implementations [5] The design of controllers strives to achieve a large control bandwidth and phase margins, which guarantee stable performance over a wide range. The adoption of each implementation framework has its merits over the others. For example, in [5], triple loops were used to provide the converter with a large bandwidth; in [6], the single-loop implementation was shown to perform better in motor inrush current mitigation, when compared to double-loop GFM controllers.
These controllers are preferably designed in the synchronous reference frame (ππβ) or the stationary frame (πΌπ½β), to transform a sinusoidal tracking problem into a DC tracking problem, which provides a robust design of controllers with suitable fidelity, bandwidth, and small errors, achievable with a simple controller design [7][8].
The primary structure of GFM control should provide dynamic synchronisation ability to an arbitrary grid and maintain the voltage magnitude and phase at the PCC for the entire range of load demands from the grid, without loss of synchronisation within the electrical and thermal limits of the inverter and its storage capacity [9].
2. Droop Control
Droop control is the simplest control adopted for connecting parallel inverters in active power networks, through adopting the steady-state power-sharing droop capabilities of SGs [10][11] Droop control depends on the steady-state relationships of active power (π)
and angular frequency, and reactive power (π)
and voltage difference in a predominantly inductive network, and may suffer instability due to power coupling in highly resistive networks, unless they are designed with alternative behaviours.
Droop control emulates synchronous generator governor control in the frequency control of inverters, establishing a negative feedback relationship between real power and frequency, and may incorporate a degree of inertia [1][7] The droop law is shown in Equation (6).
where π is the instantaneous angular frequency, ππ ππ‘ is the angular frequency reference, π is the power output of the converter, ππ ππ‘ is the reference power, πΎπ is the πβπ droop coefficient, and π is the power angle.
Given the relationship between angular frequency and power angle, shown in Equation (6)(ii), active power may be drooped with angular frequency π or power angle π. Angle droop has been adopted in some applications, due to the limits imposed on frequency in frequency regulation in a network with frequent load changes [12]. In the case of angle droop,
where ππ ππ‘ is the set value of the power angle, π is the real power output of the inverter, ππ ππ‘ is the reference power value, and πΎπ is the πβπ droop coefficient.
The voltage droop is established to ensure reactive power sharing in the voltage magnitude loop, also imposing a negative feedback relationship between the reactive power and the voltage magnitude, according to Equation (8), as follows:
where π is the instantaneous voltage, ππ ππ‘ is the voltage reference, π is the instantaneous reactive power, and ππ ππ‘ is the reference reactive power.
When the controller is set in the ππβπππππ, the πβ and πβ components of the voltage are defined according to Equation (9), as follows:
The value of ππ is set to zero to assume that the ππ frame is aligned with the stationary reference frame at the PCC. The reactive power loop prevents the circulation of reactive current between inverters while maintaining a predefined voltage magnitude, according to the πβπ droop Equation (8).
Droop control is related to virtual synchronous machine control in a steady-state system [13] and has been proven to emulate inertia using low-pass filters in its power loops [14]. Correlations between angle droop, virtual impedance, and frequency droop were derived in [15], showing that angle droop is effectively a virtual inductance method, virtual inductance is a frequency droop method with derivative feedback, and virtual inductance and frequency droop, when combined, enhance oscillation damping in a proportional derivative manner. A comparison of the performance of single-loop and multi-loop droop controllers was performed in [16], showing the better performance of single-loop over multi-loop controllers in small-signal stability, due to the larger inner coupling reactance of the controller.
Droop controllers may face inaccuracy issues with power sharing, in highly loaded and high-impedance systems with varied line impedances between controllers, which may lead to the prioritisation of frequency and voltage regulation over power droop operation. To address this issue, the droop controllers in a microgrid were optimised in [17] following a multi-objective evolutionary algorithm to obtain a frontier of optimisation, from which the solution was chosen using the fuzzy affiliation function.
Droop variants proposed in the literature address the limitations of conventional droop that arise due to assumptions in its formulation, which include purely inductive network (high X/R ratio) coupling, decoupled voltage and frequency control, and simple networks with constant impedances. Therefore, controllers may be optimised using heuristic algorithms [18] or variants of the conventional droop used. In [19], the various droop control variants present in the literature were compared, including transient droop, angle power feedforward droop, and the virtual frame transformation droop.
Droop control used for steady-state power sharing in electrical grids [20] is implicitly incorporated in all grid-forming control techniques in their steady state [21], regardless of their unique designs and transient characteristics.
3. Power Synchronisation Control (PSC)
First presented in [22], this control mechanism was designed to use the transient power transfer mechanism of synchronous generators in voltage source converters (VSCs) to achieve active power control in weak grid HVDC applications [23][24]. The principle employs the relationship between the change in power (and torque) at the generator output and the angular frequency of the voltage phasor (and hence phase angle) when synchronous generators restore their synchronism after a disturbance in a connected system.
where π is the electrical angle, ππ is the controller gain, π is the instantaneous active power, and ππππ is the reference of active power.
The PSC controller contains a high-pass filter and an embedded current controller that limits current during transients, which grants it a preferable advantage to operate in weak grids, as initially designed [22].
The transient stability of the PSC is related to the power angle dynamics of a converter, which affect the gain and bandwidth of the controller. Therefore, a PSC faces transient instability in weak grids, due to the higher power angle dynamics affecting its gain and bandwidth [25]. The PSC was designed for VSCs operated in weak grids, but faced operational challenges under those conditions, due to the large load angles, and needed to run a low controller bandwidth to maintain a stability margin. The challenge of achievable bandwidth was further proven through the analysis methods in [26]. This challenge was also addressed in [27], in which the active power loop was cascaded with the DC-link voltage loop design for a desirable bandwidth and stability margins, following a robust design that quantified the closed-loop transfer function, allowing for the design of the gain of the DC-link control loop. The design was reported to provide controller stability for all grid strengths and operational conditions.
The problems of low bandwidth and synchronous frequency resonance in PSCs operating in inductive grids was addressed in [28]. Using small-signal stability analysis, the dynamics of grid impedance on the power loops revealed that a slight resistance in the grid impedance and the non-minimum effect of loop gains on the phase caused synchronous frequency resonance. The conjugate pair poles in the open loop, due to the grid impedance, were eliminated using the analytics branch method in the power loops, which stabilised the controller by nullifying the non-minimum phase effect of the loop gains. The proposed method was reported to perform better than virtual resistance methods.
In [29], the transient stability of a PSC was performed using the phase portrait method. The system was modelled as a first-order system and was observed to possess better transient dynamics, as compared to SGs. The overdamped nature of the PSC grants it stability after a disturbance if equilibrium points exist. However, in cases for which no equilibrium points exist, and the VSC loses synchronism due to a fault, resynchronisation is possible after one cycle if the fault is cleared after the critical clearing time.
In [25], a deep neural network machine learning approach was used to detect the transient stability of a PSC using voltage sag severity and duration, the grid characteristics, and the operating point of the converter as data points for the learning process. This detection system was incorporated into the power synchronisation loop and fitted with a corrective mechanism that freezes the phase to keep the converter synchronised during faults.
An internal model with a one-degree-of-freedom structure was adopted for the PSC in [30] to minimise the plant error in the small-signal model of the controller to deal with the effects of non-minimal phase dynamics that affect the stability of a PV-based converter. This resulted in better tracking capabilities of the controller in weak grids, with seamless transitioning between island and grid-connected modes.
The control of a PSC using proportional-integral-derivative (PID) controllers was proposed in [31] to eliminate non-minimum phase phenomena in the small-signal model of the controller. This PID was tuned for robustness during voltage imbalances and frequency oscillations by adopting the powerβfrequency swing equation of the synchronous generator and a high-pass filter.
4. Synchronous Machine Emulation Controllers
To facilitate the seamless operation of controllers in a machine-dominated grid, controllers are designed to resemble the performance aspects of synchronous machines. The full-scale machine model is a high-order electrical and mechanical model that is not fully replicable in controllers, with only the relevant components for frequency and voltage regulation used in the required application. The power synchronisation loop is designed for machine emulation to provide the angular frequency (and power angle) by incorporating control algorithms used in the SG excitation, governor, and rotor.
4.1. Virtual Synchronous Generator (VSG) Control
The VSG was proposed to combat the high RoCoF effect observed in grids with increased penetration of inverter-based resources. To replace the rotating masses of synchronous machines, the emulation of rotor dynamics through electronic controllers was proposed first in [32]. The VSG, therefore, emulates the rotor (swing equation) and governor dynamics of the SG.
The formulation of VSG control includes governor dynamics that establish the necessary steady-state droop characteristics and a rotor dynamic that includes damping and inertia coefficients whose implementations are pertinent to the behaviour of the design [33][34][35][36][37]. The VSG dynamics are obtained through Equation (11), as follows:
where π is the angular frequency, π0 is the set value of angular frequency, π is the electrical angle, π½ is the inertia constant, π·π is the damping coefficient of the rotor dynamics, πΎπ is governor stiffness factor, ππ is the electrical power supplied, ππ ππ‘ is the set value of power, and ππππ is a variable calculated in the controller, derived as shown in Figure 9.
Figure 9. The virtual synchronous generator (VSG) controller.
The reactive power regulation is dictated through the following relationship:
where πΎπ£ is the voltage integral gain, π is the instantaneous reactive power and ππ ππ‘ its set value, and π·π is the πβπ droop coefficient of the controller.
The VSG is a virtual inertia implementation of the conventional droop function and uses this inertia derivable from energy storage to enhance the stability of the grid [38].
The limitations of the VSG stem from the implementation of mechanical control dynamics in an electronic setup. For example, SGs use the power system stabiliser unit for oscillation damping, whereas VSGs face oscillations when connected to the grid [39]. The advantage of using the VSG is its controllability, shown in the flexibility of designing the coefficients π½ and π·π for the desired inertia and damping responses, unlike the SG, which is limited by its physical characteristics [40].
The steady-state, transient, and synchronisation stability characteristics of the VSG are of interest, given that it is an attractive GFM control through which to combat the issue of reduced inertia in grids [41], with areas such as damping [42], resonance and oscillations in weak grids [43], virtual resistance [44], system representation [45][46], decoupling for oscillation mitigation [47], and the effects of grid conditions [48] being investigated extensively.
4.2. Synchronverter
In the initial design of grid-connected inverters, the motivation was to design a controller whose interaction with the power grid was minimal. The synchronverter is, therefore, designed to mimic the SG by emulating the governor, rotor, and exciter dynamics to provide controllability to factors that affect performance, such as inertia, friction, damping, and inductance, which the electronic control provides when compared to the rigid control of the SG [49].
The synchronverter is defined in Equation (13), as follows:
where π0 and π0 are the nominal values for real power and angular frequency.
Initial synchronverter designs included a synchronisation unit, such as a PLL, to provide grid frequency and voltage references. A self-synchronising synchronverter is proposed in [52] through the introduction of a switching algorithm in the controller structure, operated to eliminate the synchronising unit, thus making the synchronverter structure simple. The stability of the synchronverter in [49] was improved in [53] through modification of the field current control for fault handling, improved filters for better grid connection, changes in the torque to incorporate losses and provide better power tracking, and incorporation of a virtual capacitor to filter DC components. A detailed analysis of a 5th-order synchronverter connected to an infinite bus was carried out in [54], investigating the necessary conditions for its local asymptotic stability using equilibrium points in the two-dimensional power plane.
The modification of the synchronverter, the effects of its parameters, and its applications were addressed in [55], presenting the effects of parameter tuning, based on proposed methods in the literature, on the eigenvalue-based analysis of stability. A synchronverter was designed in [56] to mitigate voltage imbalance in STATCOMs through supplying oscillating power locally in order to compensate for negative sequence voltage, illustrating the use of GFM inverters to improve power quality.
5. Matching Control
While power synchronising controllers assume decoupled DC and AC sides of a DC-to-AC power converter [57], with their synchronisation based on active power transfer emulating SGs, matching control is developed upon the measurement of the DC voltage at the DC bus of the inverter to indicate frequency balance on the AC side, which effectively couples the control of the AC frequency to the DC voltage [58]. The DC bus voltage, a form of energy storage in an inverter, fluctuates to indicate power transfer, and the control thereof can be utilised to effectively control active power transfer. Matching control is therefore designed to utilise the device-level similarities between power converters and synchronous machines [59].
By considering the averaged 3-phase model of a converter, given as a linear AC and DC circuit coupled with a nonlinear modulation block representing the 6-switch 2-level inverter, as shown in Figure 1, and matching its dynamics to those of a single pole pair, non-salient rotor SG excited externally, with both systems represented in the πΌπ½βframe, the converter model below can be derived [60][61]. Let ππΌπ½β[β1,1] represent the modulation signal, so that ππ₯=12ππΌπ½πππΌπ½ and π£π₯=12ππΌπ½π£ππ.
Figure 1. Equivalent inverter model in Ξ±Ξ²βframe, used in the analysis.
The inverter model for the closed-loop system in Figure 1 is as follows:
where M is the rotor inertia, π· is the damping coefficient, ππ is the mechanical torque, πΏπ is mutual inductance of the machine, ππ is rotor current, π is the electrical angle, πΆ is the capacitance at the output, ππΌπ½ and π£πΌπ½ are the output inductance current and output voltage expressed in the πΌπ½β frame, πππππ is the load current, πΏπ is the stator inductance, π is the stator resistance, and π is the angular frequency.
The matching of the two sets of models in Equations (15) and (16) is derived through relating similarities in the two equations. Let the modulation ππΌπ½=π[βsinπcosπ], where πβ[0,1] is the amplitude gain constant. Let angular frequency πΛ=ππ£ππ, whereby the virtual angle resembles the rotor angle, with π=π0π£πππππ. Then, ππ₯=12ππΌπ½ππ[βsinπcosπ] and π£π₯=12π£πππ[βsinπcosπ]. By comparing these terms in Equations (15) and (16), it is deduced that π=β2ππΏπππ.
By letting ππ£ππ=ππ, the matched converter model becomes the following:
From Equation (17)(i), πππ in the converter relates to the mechanical torque of the machine and controls the active power set point, while the primary energy source is controlled by the voltage π£ππ.
The controller implementing matching control is shown in Figure 2.
Figure 2. The basic controller implementing matching control [42][51].
In Figure 2, π is the amplitude of the AC side voltage, π£πππππ is the voltage reference, πΊππ is the DC-side conductance, and πππ is the compensator gain. The use of power loss in the calculation of πππ compensates for the losses in the converter, ensuring that πππ accurately tracks the set points of power. The controller model represents an inner loop, and outer loops can be incorporated to produce the desired performance, such as inertia, voltage, and frequency regulation through the modulation of π, πππ, and π. A droop controller can be incorporated to control the relationship between the DC voltage π£ππ and the frequency ππ.
Matching control is attractive because it harnesses the interaction between the AC and DC sides of the converter, removing the need for the measurement delays used in feedback loops in other control approaches. In [61] , the electronic synchronous machine concept was further illustrated, showing that the relationship between the DC bus voltage and the angular frequency of the AC side constitutes a matching of machine dynamics and power flow in the converter. Energy functions of designed converter control features, such as synchronisation, power tracking, and voltage controller are used to formulate the GFM or GFL behaviour of the controller.
5. Virtual Oscillator Control (VOC)
The synchronisation ability of a network of coupled oscillators in a nonlinear dynamic network is used to implement the VOC model. Therefore, VOC utilises the dynamics of non-linear, weakly coupled oscillators to achieve a stable grid synchronisation mechanism in a limited-communication environment while regulating the voltage and frequency with proportional load-sharing capabilities [62][63][64][65].
VOC is a non-machine-emulating technique that does not require phasor measurements, or the calculation of quantities in a predefined synchronous state [66], but rather, achieves system-wise synchronisation stability of the local measurements in the underlying network in the real-time domain without direct communication. While loads may vary within a grid, VOC minimises any frequency deviations that threaten system stability and maintains the voltage with a droop capability in the steady state, a property that has been demonstrated in [67].
The basic VOC model, shown in Figure 3a, is built upon the dead zone oscillator, and is composed of the following features:
Figure 3. (a) Basic diagram of the virtual oscillator controller (VOC) [64]. (b) The dispatchable VOC (DVOC) model [68].
Parallel πΏπΆ
tank, which determines the resonant frequency that sets the system frequency.
π(π£π)
represents a voltage-dependent source. The value of its maximum slope, π, is related to the resistance, π , used for damping. The constant π is the voltage scaling factor related to the grid RMS value, and π and ππ are used to ensure that the voltage of the inverter is within the limits for safe supply to load. π is related to the power rating of the GFM in proportion to other inverters within the network.
Global synchronisation is based on the filter impedance, π§π, the effective impedance of the parallel π πΏπΆ branch in the oscillator, and the scaling factors ππ£ and ππ.
A Van der Pol (VDP)-based VOC model was proposed in [69], designed using linear control methods to synthesise the required sinusoidal behaviour for application in AC power grids, with the capability for proportional power-sharing and droop characteristics in the steady state. The VDP-VOC structure deploys a current source with a cubic function of voltage obtained through π(π£π)=πΌ(π£π)3, while its general structure resembles that described for the basic VOC model, with π replaced with a negative conductance element. The droop law embedded in the non-linearity of the VDP oscillator is shown through averaging methods in a slow timescale, and its stability in resistive networks is demonstrated through the global convergence of voltage in [70].
The nonlinearity of VOC laws leads to harmonics in the voltage output that require careful filter design to mitigate their effects. A modification of the cubic voltage function of the traditional VOC is addressed in [71], in which an improved VOC law was proposed to eliminate the third-order harmonic component in the voltage output, eliminating the need for notch filters, while making VOC faster in load response and synchronisation. A harmonic suppression method was proposed in [72]; using a virtual inductance control and current feedback from the network side of the output filter, compared to converter side current feedback in traditional methods, it led to simple implementation for grid-connected VOC inverters in the required performance region of passivity.
VDP-based VOC regulation of power flow in the grid-connected mode is constrained due to the lack of power control, and this issue was addressed in [73], in which a parameter was derived that describes voltage and power injection and could decouple real and active power; a controller was then designed to derive this parameter for different power references.
The dispatchable virtual oscillator control (dVOC) law was proposed in [74][75] to address the power control limitation of VOC-programmed inverters, while ensuring system-wide synchronisation.
where π£=[π£πΌ,π£π½]π is the terminal voltage in the πΌπ½β frame, π=[ππΌ,ππ½]π is the measured inverter current, π,πΌ>0 are positive constants, and 0<π <π, π (π )=[cosπ sinπ βsinπ cosπ ], π½=π (π/2), πΎ=1π02π (π )[π0βπ0π0π0], and π(π£)=π02ββπ£β2π02, where βπ£β is the Euclidean norm. π0, π0, and π0 are the active power, reactive power, and voltage set points, respectively. π caters for the line parameters, i.e., 0 for resistive and π2 for inductive lines. The dVOC controller is shown in Figure 13b.
By expressing π£=[π£πΌ,π£π½]π as π£=βπ£ββ π, dVOC, the non-linear droop relationships are obtained as follows:
The authors of [76] tested the validity of the dVOC approach for inverters, showing its abilities for dynamic synchronisation, droop characteristics, black start, voltage regulation, and dynamic load sharing in an inverter-dominated grid.
A variant of the dVOC, proposed in [68], was based on the dynamics of the AndronovβHopf oscillator (AHO), which is suitable for three-phase systems because of intrinsic orthogonal signal generation and performs better dynamically as compared to the traditional VOC, demonstrating better harmonic elimination. The controller is composed of an LC resonant tank of natural resonant frequency π=1πΏπΆβ
and nonlinear state-dependent voltage and current sources modelled after the nonlinear harmonic oscillators.
A benchmarking study on VOC oscillator implementations was carried out in [77], showing that the AndronovβHopf-based dVOC is more suitable for grid applications, due to its superior dynamic and harmonic performance as compared to other implementations of VOC. A single-phase dVOC model, based on the VDP oscillator, was implemented in [78] to regulate power in a system of controlled and uncontrolled inverters, connected in parallel using tuneable proportional-integral (PI) controllers in the controlled inverters and proportional autonomous power sharing in the uncontrolled inverters, to supply a fixed load.
Nonlinear droop behaviour in frequency and voltage regulation was reported in [79] for the AHO-VOC inverter with decentralised and autonomous control for a system of interconnected inverters. The stability conditions for this nonlinear behaviour are addressed in [80], showing that nonlinear droop, also termed complex droop, presents better properties than conventional droop in the stable operation of the grid.
Despite VOCβs fast primary control, facilitated by instantaneous time-domain operation, it is difficult to incorporate into a hierarchical grid control, which is often required for both grid and island operation. The authors of [81] proposed a hierarchical secondary controller to facilitate the seamless transition of VOC in all modes of microgrid operation, with parameter regulation and synchronisation in island mode and power reference tracking in grid-tied modes.
VOC has been shown to operate in series-connected inverters in island mode, for which it offers decentralised synchronisation and control of inverters in a communication-free approach [82]. A port-Hamiltonian passivity-based VOC method for dealing with unknown grid conditions while ensuring synchronous stability was proposed in [83], satisfying a condition that is necessary for integration with systems of varied SCR values and disturbances.
Other limitations of VOC include inertia emulation for low-inertia systems, fault management, and fault ride-through capability in the grid-connected mode. Inertia emulation was proposed in [66], in which the power set point of dVOC was adjusted to enable the injection or absorption of power according to the differential power causing frequency deviation. Another implementation of the virtual inertia concept, using a proportional derivative controller approach to emulate inertia, was proposed in [84]. The fault ride-through capability of VOC was addressed in the unified virtual oscillator controller in [85], in which a fast overcurrent limiting mechanism was implemented (see Section 5.2). Current limiting is also proposed in a reduced dVOC model in [86] for overcurrent protection suitable for all grid impedances.
A system-level VOC control method was presented in [87]; termed sequence component-based VOC (S-VOC), it introduced improved control to encompass synchronisation of all sequence voltage components. This enabled VOC to deal with unbalanced voltages, integrating both single-phase and three-phase inverters, while accurately sharing power in hybrid structures with linear and nonlinear loads. This implementation was further improved in [88], in which S-VOC was combined with nested inner loops to decouple phases, improving the handling of unbalanced voltages with a feedback modification to the VOC that improved its unbalanced fault ride-through synchronous stability.
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