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Zou, B.; Zhang, L.; Xue, X.; Tan, R.; Jiang, P.; Ma, B.; Song, Z.; Hua, W. Battery Fault Mechanism. Encyclopedia. Available online: https://encyclopedia.pub/entry/47539 (accessed on 19 May 2024).
Zou B, Zhang L, Xue X, Tan R, Jiang P, Ma B, et al. Battery Fault Mechanism. Encyclopedia. Available at: https://encyclopedia.pub/entry/47539. Accessed May 19, 2024.
Zou, Bosong, Lisheng Zhang, Xiaoqing Xue, Rui Tan, Pengchang Jiang, Bin Ma, Zehua Song, Wei Hua. "Battery Fault Mechanism" Encyclopedia, https://encyclopedia.pub/entry/47539 (accessed May 19, 2024).
Zou, B., Zhang, L., Xue, X., Tan, R., Jiang, P., Ma, B., Song, Z., & Hua, W. (2023, August 02). Battery Fault Mechanism. In Encyclopedia. https://encyclopedia.pub/entry/47539
Zou, Bosong, et al. "Battery Fault Mechanism." Encyclopedia. Web. 02 August, 2023.
Battery Fault Mechanism
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This entry is adapted from the peer-reviewed paper 10.3390/en16145507

The battery system, as the core energy storage device of new energy vehicles, faces increasing safety issues and threats. An accurate and robust fault diagnosis technique is crucial to guarantee the safe, reliable, and robust operation of lithium-ion batteries. However, in battery systems, various faults are difficult to diagnose and isolate due to their similar features and internal coupling relationships.

electric vehicles lithium-ion batteries battery faults

1. Introduction

Lithium-ion batteries have attracted widespread attention from both academia and industry due to their high power and energy density, long cycle life, and low self-discharge rate, which have been applied in different scenarios such as consumer electronics, electric vehicles, distributed energy storage, and large-scale energy storage [1][2]. However, as a typical energy storage device, which involves complex electrochemical reaction mechanisms, lithium-ion batteries inherently have high safety risks, having potential safety issues that can threaten reliable vehicle operation [3][4][5]. Theories and techniques of system engineering are demanded to pay attention to battery material system development, battery management system (BMS) design, energy storage system structure optimization, and other levels to ensure its safety and stability in actual utilization in electric vehicles [6].
Limited by the current development level of electrical, thermal, and safety management system technologies, lithium-ion batteries will suffer from mechanical, electrical, and thermal abuse during actual operation, such as overcharge, overdischarge, and overheating [7][8]. These abuses can cause a rapid degradation in battery performances and even cause internal short circuits that can lead to severe safety problems [9]. In electric vehicles, distributed energy storage, and large-scale energy storage, a large number of individual lithium batteries tend to be connected in series and parallel to form battery modules and packs to meet the demand of current, voltage, power, and energy. The large number of connected components greatly increases the complexity of the system and will leads to an increased probability of various types of failures [10][11]. Consistent effort has been invested to prevent the thermal runaway of onboard batteries. To understand the battery faults mechanisms, Wu et al. reviewed the recent research on battery aging mechanisms. Besides, the state estimation accuracy influences the performance of the battery management system (BMS) [12]. Shrivastava et al. executed a review and analysis of the existing advanced state estimation methods [13]. They also proposed the comprehensive co-estimation method for battery states, which could effectively make use of the existing correlation between different battery states and reduce computational expense [14]. Gu et al. aimed to design an easy-to-implement diagnosis method that does not require accurate mathematical modeling, expert understanding, and complex computational process [15]. It is necessary to implement an effective and reliable fault diagnosis method of the battery system based on the recognition of the battery system fault initiation mechanism. Early warning of battery faults is required to improve the safety and reliability of the real application of the battery system [16].
As for battery system fault diagnosis, researchers have conducted a lot of exploration in terms of fault triggering mechanism, behavior characteristics, and reaction mechanism [17][18][19]. A further understanding of battery system faults has been obtained, and a preliminary fault diagnosis strategy has been developed based on the external characteristic behavior exhibited by the occurrence of faults.

2. Battery Fault Mechanism

During the practical use of new energy vehicles, battery performances are influenced by a variety of factors. In this section, different types of battery faults in new energy vehicles are introduced and the failure mechanisms of the battery system are elaborated in detail.

2.1. Battery Fault Types

Common lithium-ion battery systems mainly include cells, BMS, sensors, connection components, etc. Due to the complex internal operation mechanism and external user conditions, there are various types of faults in lithium-ion battery systems and complex fault evolution patterns. From the perspective of the control system, battery system fault modes can be divided into two main types, including cell fault and system fault, respectively. Cell fault is the dominant factor affecting the safety of battery systems, which can be further divided into progressive faults and sudden faults. System faults can be classified as management system faults, sensor faults, and connection component faults.

2.1.1. Cell Fault

Lithium-ion batteries can fail during actual operation due to changes in their internal structure or characteristics. According to the different development stages of cell fault, it can be mainly divided into two types: progressive fault and sudden fault.
Progressive fault is mainly caused by battery degradation, which is essentially a superposition of a series of internal battery side reactions and is affected by both internal and external battery environments. During the charge and discharge cycle, abnormalities such as loss of active material, electrolyte consumption, increase in internal resistance, lithium deposition, gas generation, SEI thickening, and current collector corrosion will occur inside the battery [20][21][22]. External stimulation and internal side reactions lead to continuous loss of cell active components and accumulation of insoluble by-products [23]. The consequent shift in electrochemical equilibrium can cause the battery degradation highly nonlinear and leads to high overpotential, low-rate capability, and especially limited lifespan, which hinders the battery’s commercial application. Therefore, timely detection of progressive faults and accurate assessment of battery health conditions can provide a strong guarantee for safe battery operation.
Sudden fault is a failure that causes sudden failure or significant degradation of the battery system without obvious signs or within a short period, including internal short circuits [24], thermal runaway, capacity diving, liquid leakage, etc. Sudden fault and progressive fault are equivalent to two successive processes in the reaction time sequence, and the final stage of progressive fault development is to trigger a sudden fault. For example, unreasonable charging and discharging strategies can lead to internal lithium plating, causing battery capacity to fade, which is still a progressive failure. With the further evolution of lithium deposition, lithium dendrites can penetrate the separator, triggering internal short circuits [25]. Massive heat is released and even triggers thermal runaway in a short period [26], which is a sudden failure. Therefore, progressive faults can develop into sudden faults through continuous evolution. However, the occurrence of sudden faults does not depend entirely on the evolution of progressive faults. In addition to battery degradation, other battery external factors can also directly lead to the sudden faults of batteries. For example, the battery in the use process, due to mechanical abuse resulting in an internal short circuit, can generate a lot of heat in a short period, which can lead to thermal runaway, smoke, fire, or even explosion [27].

2.1.2. System Fault

Battery system fault consists of the following three main types, management system fault, sensor fault, and connection component fault, respectively.
Management system fault: In the field of new energy vehicles, the function of power BMS mainly contains two aspects, which are monitoring and management. That is a real-time estimation of battery performance parameters and effective control of battery temperature according to the application environment [28]. BMS is the core control unit, its normal performance is significantly important to ensure the safe, stable, and reliable working condition of the battery [29]. The battery management system enables the safe monitoring of power cell characteristics by collecting external characteristics of the power cell system [30][31]. If the BMS fails, it will send an error command and interfere with the proper operation. The functions will be limited, and in severe cases, irreversible damage will be caused to the battery, which will lead to a series of chain failures [32]. For example, the failure of the equalization component of the BMS can lead to increased inconsistency in the battery system and affect the system’s performance. If the charging and discharging control components of the BMS fail, it will cause an increased risk of overcharge and overdischarge and reduce the battery life. If the temperature control component of the BMS fails, it will cause the battery system to operate at an abnormal temperature, which may lead to thermal abuse and even cause thermal runaway [33]. The development of BMS with a high level of functional safety is a hot issue for the industry, which needs to be solved from different aspects such as the design process, software, and hardware.
Sensor fault: The sensor measurements can be used to update the model parameters in the battery management system in real-time to achieve highly accurate monitoring and management of the battery. The battery management system is dependent on the suitable operation of temperature, voltage, current and other sensors to achieve battery state estimation, charging and discharging control, fault diagnosis, equalization control, temperature control, and other functions. There are three main types of battery sensor faults, including voltage sensor fault, current sensor fault, and temperature sensor fault, respectively [34]. During usage, there will be inevitable faults such as deviation, drift, decrease in accuracy level, or even stopping working. Once the sensor fault is not detected in time, it can lead to the current, voltage, temperature, and other data cannot be measured or can be measured inaccurately, affecting the accuracy of multi-state estimation of battery SOC, SOH, SOT, etc. It is difficult to make accurate and reasonable judgments on the current working state of the battery, inducing the BMS system to stop working or posting wrong commands. However, lithium-ion batteries must operate within safe voltage and temperature ranges, and exceeding these ranges can lead to reduced battery performance, equalization errors, and even thermal runaway accidents. Generally, compared with sensor-stopping faults, sensor faults such as deviation, drift, and accuracy level reduction are more hidden and more difficult to diagnose, which is the focus and challenge of the current sensor fault diagnosis technology research [35].
Connection component fault: The battery connection component fault tends to be induced by a bad connection between battery terminals. Connections between individual cells in a battery pack or between battery modules need to be made by nuts or welding processes. With the increase in vehicle running time and the uncertainty of operating conditions, the vibration, corrosion of components, and expansion of battery gas production can trigger the failure of internal connection components of the battery system, such as loose nuts or welding joints and poor contact [36][37]. If a false connection occurs between cells, it can affect the power performances of the battery system at high rates, resulting in insufficient battery output power. If such faults are not effectively detected and eliminated for a long time, they can cause the resistance to increase rapidly. Excessive internal resistance can lead to a continuous accumulation of local heat, which can result in an increase in the temperature of the battery and connections, causing accelerated degradation of the battery or even thermal runaway safety accidents [38].

2.2. Battery Fault Mechanism

The study of the fault mechanism of battery can help us understand the occurrence and evolution of the fault pattern, so as to provide a scientific basis for the development of fault diagnosis methods. This subsection briefly introduces the causes and mechanisms of different faults. Currently, there are mainly overcharge, overdischarge, overcool, overheat, large rate charge and discharge, inconsistency, and other factors that may lead to battery failure, as shown in Figure 2.
Energies 16 05507 g002 550
Figure 2. Battery fault mechanisms and the internal coupling relationships. The six main battery failure mechanisms are coupled with each other and are not singularly induced.
Overcharge: In order to meet the voltage and capacity requirements of automotive power sources, the battery system consists of many individual cells connected in series or parallel. However, there are inconsistencies between individual cells due to manufacturing defects and differences in operating conditions [39]. During charging, overcharging of some individual batteries will inevitably occur due to problems such as battery charger failure or inaccurate detection or estimation of battery state (e.g., SOC) in the battery management system [40]. Even if the total voltage of the battery system remains relatively below its limit, some individual cells can still be overcharged [41]. Generally, when a battery is overcharged, lithium plating will occur on the surface of the anode. If there is a slight overcharge for a long period, it will lead to a progressive fault in the battery capacity fading too fast due to the loss of active lithium. At the same time, lithium plating may induce lithium dendrites, increasing the safety risk of micro or internal short circuits caused by separator penetration. In some extreme cases, such as when a BMS failure occurs, a long period of deep overcharge of the battery can occur. The battery temperature continues to rise, triggering a series of side reactions such as SEI film decomposition and cathode material decomposition [42], which eventually trigger sudden failures such as internal short circuits and thermal runaway of the battery [43][44].
Overdischarge: Generally, the overdischarge is prevented by setting the discharge cut-off voltage. However, overdischarge is still a common trouble in electric vehicle applications due to high current inrush, unreasonable design of battery management system, long battery storage time, and unbalance between battery modules. As for the long-term slight overdischarge situation, the anode structure and the SEI film are easily damaged due to the complete deintercalation of lithium ions. It leads to irreversible loss of active material and triggers a progressive fault in which the battery capacity fades quickly. If a long period of deep overdischarge occurs, the lithium-ion stripping ability of the anode decreases. Battery polarization voltage rises, causing the negative current collector copper foil to be oxidized, dissolved, and deposited on the cathode surface. On the one hand, it affects the electron transport capacity of the negative current collector and hinders the deintercalation of lithium ions, resulting in the progressive fault of rapid fade of battery capacity and rapid increase of internal impedance [45]. On the other hand, copper deposited on the surface of the cathode may penetrate the separator, triggering sudden faults such as internal short circuits and thermal runaway of the battery [17]. In addition, deep overdischarge can cause excessive lithium embedding in the cathode, triggering irreversible damage to the crystal structure of the cathode material and leading to degradation of the battery performance [46].
Large rate charge and discharge: As the charge and discharge rate of the battery increases, the heat production rate increases consequently. It is easy to trigger exothermic side reactions inside the battery, increasing the risk of internal short circuits, and can cause sudden fault of the battery thermal runaway [47][48]. Especially for the large rate charging process, due to the solid phase diffusion rate limitation, the lithium plating tends to occur at the anode surface. It causes progressive fault of capacity fading, and induces lithium dendrite growth, causing internal short circuits as a safety hazard.
Overheat: Battery charging and discharging process will be accompanied by the violent movement of electrons, the result of this violent movement is the thermal effect. Many conditions can cause abnormal battery heating, such as side reactions during overcharge and overdischarge, external short circuits, internal short circuits, insufficient cooling system heat dissipation capability, etc. When the battery is at a relatively high operating temperature, it can increase the rate of internal side reactions, such as the rate of SEI decomposition and regeneration. It leads to an accelerated rate of irreversible loss of active material and triggers a progressive fault in which the battery capacity fades quickly [49][50]. In the charging and discharging process, if the battery working environment temperature is too high and the heat production rate is significantly higher than the heat dissipation rate, the lithium-ion battery may have different degrees of expansion. It can cause resistance increase and cycle life degradation, which triggers a series of exothermic side reactions such as electrolyte consumption and separator melting. The degradation of cathode material and the growth of solid electrolyte interfacial in the anode can be accelerated, which eventually leads to sudden faults such as internal short circuits and thermal runaway of the battery. If the decomposition of the materials inside the lithium-ion battery produces gas, the increased pressure will cause the battery to expand and possibly explode.
Overcool: When the battery is in a low-temperature operating environment, it may cause some of the solvents in the electrolyte to condense and solidify. Lithium-ion diffusion or migration rate becomes significantly smaller. Especially for the low-temperature charging case, there is a mismatch between the electrochemical reaction and the solid phase diffusion rate. The ionic conductivity of the SEI and electrolyte and the diffusion of lithium into the graphite can be decreased significantly, resulting in the battery capacity fading rapidly [51][52]. The lithium plating on the surface of the anode tends to occur, and the uncontrollable dendrites can cause a series of sudden faults such as separator penetration, internal short circuit, etc., [53][54].
Inconsistency: In the various stages of battery manufacturing, screening into groups and usage, there is a certain degree of inconsistency in internal and external parameters such as available capacity, internal resistance, open-circuit voltage, self-discharge rate, and charge state among the individual cells in the battery system, which can affect the system efficiency, safety, and service life [55][56]. Generally, with the charging and discharging cycles, the inconsistency among the individual cells tends to gradually increase due to the different degradation histories, which affects the overall capacity of the system. For example, in the screening stage, the low available capacity cell can be fully charged and discharged during actual operation, or even overcharged and overdischarged. It will accelerate the degradation process, which will eventually lead to premature battery failure, and the whole battery system will also show the progressive fault of capacity fade. Therefore, it is an important part of battery fault diagnosis to identify and locate the faulty single unit in advance and implement targeted operation and maintenance through real-time and accurate assessment of battery system inconsistency.
The trigger mechanism of battery cell fault is complex and requires optimal design and regulation at all stages of battery manufacturing, screening into groups, and use to improve battery system safety. During the actual operation, the electric and thermal management strategies are optimally designed to avoid abnormal operations such as overcharge, overdischarge, overcooling, overheating, and large rate charging and discharging as much as possible. It can delay the rate of capacity fade and internal resistance increase, reducing the risk of lithium plating, micro or internal short circuit, thermal runaway, etc. By designing a reasonable battery cell fault diagnosis technology to achieve accurate early identification of faulty cells, it can provide support for targeted operation and maintenance of the safety and reliability of the battery system.

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Subjects: Computer Science, Interdisciplinary Applications
Contributors MDPI registered users' name will be linked to their SciProfiles pages. To register with us, please refer to https://encyclopedia.pub/register :
Bosong Zou
,
Lisheng Zhang
,
Xiaoqing Xue
,
Rui Tan
,
Pengchang Jiang
,
Bin Ma
,
Zehua Song
,
Wei Hua
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Revisions: 2 times (View History)
Update Date: 04 Aug 2023
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