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Hernandez, J.O.; Maldia, L.S.; Park, B.B. Windstorms on Forests in Tropical. Encyclopedia. Available online: (accessed on 17 June 2024).
Hernandez JO, Maldia LS, Park BB. Windstorms on Forests in Tropical. Encyclopedia. Available at: Accessed June 17, 2024.
Hernandez, Jonathan O., Lerma S.j. Maldia, Byung Bae Park. "Windstorms on Forests in Tropical" Encyclopedia, (accessed June 17, 2024).
Hernandez, J.O., Maldia, L.S., & Park, B.B. (2020, December 14). Windstorms on Forests in Tropical. In Encyclopedia.
Hernandez, Jonathan O., et al. "Windstorms on Forests in Tropical." Encyclopedia. Web. 14 December, 2020.
Windstorms on Forests in Tropical

Windstorm is one of the destructive natural disturbances, but the scale-link extent to which recurrent windstorms influenced forests ecosystems is poorly understood in a changing climate across regions. We reviewed the synergistic impacts of windstorms on forests and assessed research trends and methodological approaches from peer-reviewed articles published from 2000 to 2020 in tropical (TRF), subtropical (SUF), and temperate (TEF) forests/zones, based on the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines. Overall, the majority of the reviewed studies were conducted in TRF (i.e., 40%), intermediate in SUF (i.e., 34%), and the lowest in TEF (i.e., 26%). Among the four levels of biological organization, the species-population and community-ecosystem levels had the highest number of study cases, while the molecular-cellular-individual and landscape levels had the lowest study cases in all forest types. Most of the articles reviewed dealt largely on tree mortality/survival and regeneration/succession for TRF, tree mortality/survival and species composition/richness/diversity for SUF, and stem density, gap dynamics, and regeneration/succession for TEF. However, research on the effects of windstorms on mycorrhizal symbioses, population genetics, and physiological adaptation, element fluxes via litterfall, litter decomposition, belowground processes, biological invasion, and tree health are less common in all forest types. Further, most of the studies were conducted in permanent plots but these studies mostly used observational design, while controlled studies are obviously limited. Consequently, more observational and controlled studies are needed on the topic reviewed, particularly studies at the molecular-cellular-individual and landscape levels, to help inform forest management decision-making about developing sustainable and resilient forests amid climate change.

experimental forest hurricane observational study PRISMA systematic review article tree mortality tropical cyclones typhoon wind throw

1. Introduction

Nearly all forest ecosystems throughout the world are shaped and influenced by natural disturbances, including cyclonic windstorms (hurricanes, cyclones, and tornadoes). Catastrophic storms cause immediate and long-term structural damage to individual trees, including massive defoliation and branch loss, a decline in stem density, basal area, diameter at breast height (DBH), and total height [1][2]. More specifically, the structure of the forest canopy can be molded by frequent wind disturbance, influencing the biophysical environment, tree physiology, atmospheric exchange, and biotic habitat [3][4]. Windstorms also shape the functional composition of forests by creating selection pressures via increased stem mortality, reduced reproduction, facilitated natural regeneration, and dominance of pioneer species characterized by less dense wood and enhanced plant functional traits (e.g., higher specific leaf area, low seed mass) [5][6]. The forest damage often varies in intensity of windstorms resulting in high variation in tree species and ecosystem damage, secondary succession, and trajectory of forest recovery [7][8].

The profound effects of windstorms on forests had long been studied, but most of these, if not limited to a particular area, had been focused primarily on short-term impacts on individual trees, such as defoliation, branch loss, and canopy disturbance [9][10][11]. Later on, much progress has been reported in explaining visible windstorms’ impacts on forest physical environment, tree regeneration dynamics, and forest recovery in temperate and tropical regions [12][13][14], resulting in the evolution of a contemporary view of windstorms as a multi-scale forest ecological disturbance [15][16][17]. Recently, a study of Lin [18] has shown a scale-link perspective of tropical cyclone ecology, in which the effects of cyclones at the community and ecosystem levels are linked to effects at the individual and species levels. However, the synergistic impacts of catastrophic windstorms on forests across levels of biological organizations has remained poorly understood and relatively unpredictable due to the unresolved issues relevant to the influence of climate change on windstorm characteristics. Windstorms have a significant role in characterizing ecosystem stability and dynamics, whose behavior and nature of damage change with climate change, with storms increasing in intensity and size [19][20]. Climate change affects not just the patterns of precipitation and temperature but also the frequency of cyclonic windstorms, which indirectly influences the forest carbon and emissions globally. The impacts are also aggravated by many interacting meteorological (e.g., wind speed, rainfall, and temperature), topographical (e.g., exposure), and biological factors (e.g., trees species and size), causing a complex alteration in forest function and dynamics across landscapes. Moreover, most of the understandings of tropical cyclones on forests were generally biased towards high latitudes regions, such as Canada, the USA, and New Zealand [21][22][23][24]. Some of these cited studies have also mentioned concerns regarding the methodological approaches for acquiring pre- and post-cyclone data across regions. This knowledge gap limits our understanding of the complex effects of windstorms, particularly on forests structure, species composition, carbon uptake and emissions, and forest productivity in the context of meeting emission targets for greenhouse gases and creating sustainable and resilient forests across geographical regions. Thus, further research about the impacts of windstorms on forests and ecosystems post-disturbance monitoring are needed to enhance our understanding of windstorm ecology amid climate change.

Here we define windstorms as the large-scale wind events, including hurricanes, typhoons, and cyclonic storms characterized by strong winds and heavy precipitation, which greatly influence many aspects of a forest from individual tree growth, tree regeneration, and community structure to ecosystem function [18][25]. Large scale analyses have constantly detected significant factors, including tree species, size, density, and shape, wood traits, soil characteristics, weather, topography, and altitude, influencing windstorm risk of trees and stands [26][27].

2. Synergistic Effects of Catastrophic Windstorms on Forest Across Levels of Biological Organization

2.1. Individual-Level Effects

Generally, the effect of windstorms on forests may start from the effects on individual trees through defoliation, snapping, uprooting, and crown damage (Figure 1). These immediate effects can vary depending on the resistance properties and wood anatomical and mechanical traits of trees [28][29], stem biometrics [30], level of exposure, and tree health [18]. The wood density, for instance, has a strong correlation with tropical cyclone damage, such as defoliation, limb loss, snapping, and uprooting in tropical rainforests in Australia [31]. Wood density is related to the mechanical strength of a stem or wood stiffness; thus, tree species with higher wood density (e.g., >1.39 g cm−3) have shown lower cyclone damage in several countries such as Puerto Rico, Philippines, Taiwan, and Australia [31][32][33][34]. However, there was also evidence that trees with higher wood density (e.g., those with higher stem biomass costs) are less prone to snapping but more susceptible to uprooting, making wood density as an important factor determining windthrow resistance in both tropical and temperate forests [35][36]. This wood trait was also found to negatively correlated to the proportion of defoliated trees after Hurricane Jova impacted a dry tropical forest of the Mexican Pacific coast in 2011 [37]. These strong relationships between wood density and severity of damage observed in TRF and TEF are in contrast to the result reported for subtropical tree species, that is, trees with the highest wood densities of 0.83 g/cm had the lowest survival rate (i.e., 22%) and highest branch loss (i.e., 60%) in an urban forest [38]. This inconsistency may be due to the level of exposure of trees to windstorms in the urban area compared with the natural forest setting. The study of [39] also reported contrasting result, i.e., low-density wood exhibited high resistance to uprooting, which was attributed to less rigidity of trees and significant loss of larger branches. Larger DBH and longer stems of light-demanding pioneer species may be more susceptible to windstorm damage than slender stems of shade-tolerant or low light-demanding trees. To reach the canopy rapidly, pioneer species may invest more in diameter and height growth for short-term gains and competition, thereby investing less in wood tissues for mechanical support (and thus have low wood density and low cost-stems). In contrast, small and intermediate trees growing below the tallest and largest ones may require low light levels, resulting in reduced diameter growth and higher wood density. During windstorms, thinner and denser stems can, thus, reduce the damage by reducing the sail area during short gusts of wind and enabling them to bounce back after having been struck by falling branches [40]. Results of the previous study also stipulated that dense woods have a higher modulus of rupture, which allows wider crowns while maintaining mechanical stability compared with less dense woods [41]. Partly, this can explain the higher mortality rate of trees with > 60 cm DBH observed in most study cases in TRF, SUF, and TEF (Figure 2). Higher mortality rates were reported for pioneer tree species with low wood density in the Luquillo Experimental Forest (LEF) of Puerto Rico as a result of tropical cyclone Hugo [42].

2.2. Species and Population-Level Effects

Depending on the severity of the damage at the individual trees, the more serious effect can be seen at the species and population levels through windstorm-induced tree mortality and changes in stem density, causing a conspicuous influence on population demography or structure (Figure 1). This is because the removal of individuals in the forest area affects the spatial distribution of tree species. Increased tree mortality is one of the most evident effects of windstorms on forests in the form of tree suppression and mechanical damage, which predominantly depends on wind intensity and frequency [43] and tree size and species [44]. Here the majority of the reviewed studies indicated that the most-damaged tree species (both hardwoods and softwoods) decreased in stem density regardless of tree size due to tree mortality. Removal of trees in the forest can alter seed dispersal as influenced by tree distance and localized gap, resulting in fluctuations in stem regeneration rate, time, and stem abundance in the understory. Effects of tree mortality on population structure vary depending on which age, diameter, or height class and species survived or removed in the stand. When most of the small trees were damaged and killed by windstorms, for example, one potential effect is to retain the population of upper age, which tends to be more vulnerable to other causes of death (e.g., lightning, drought, fire, and pathogen attacks) due to old age.

Windstorm disturbance often leads to sudden increases in litterfall. Other reviewed studies attributed the massive litterfall deposition to decreased species diversity and stem abundance, by inhibiting seed germination through chemical and physical effects, such as covering seeds and killing of seedlings that are already present in the forest floor [45]. In this review, 26% of the study cases in TRF reported higher mortality in seedlings to saplings compared with the other DBH classes (Figure 5). Majority of the studies ascribed it not only to resource availability, susceptibility to windstorm damage, tree community and forest ecosystem attributes but also to the damage by falling emergent trees or massive litter deposition, particularly in tropical forests (e.g., [46][47][48][49]). The effects of massive litter accumulation and climatic factors on seedling recruitment were also investigated in a tropical forest, and results showed that, under the canopy, the removal of litter layer increased seedling emergence [50].

Several studies have also suggested that young secondary tropical forest in Puerto Rico experienced lesser damage from a hurricane than that of old secondary forests due to the low and uniform canopy and smaller-DBH trees [45]. Higher mortality in seedlings and saplings was also attributed to torrential rainfall with strong winds, which can wash away and suppress young regeneration in the understory (e.g., [51][52]). This implies that the generalities regarding the trajectory of forest structural changes caused by catastrophic windstorms may be impossible to date due to many interacting factors and, if not too few studies exist, the results of available studies have opposing conclusions. In temperate forests, for instance, the degrees of structural change vary significantly depending on wind intensities, rainfall amount, site biophysical conditions, and tree species characteristics [43][53]. The LEF and the Harvard Forest in Central Massachusetts, which both occasionally subject to the same catastrophic windstorms, are interesting examples of how windstorm damage varies depending on many biotic and abiotic factors in tropical and temperate forests. The LEF experienced greater damage than that of Harvard Forest due to higher susceptibility to wind damage, and that susceptibility was attributed to early leaf senescence, higher topographic exposure, and year-round warmer temperatures and higher precipitation [54].

Moreover, decrease and/or increase in stem density may also alter population genetics (Figure 1) through some indirect processes, including the removal of genetically superior and/or inferior trees [18][55] and spread of fast-growing invasive species [56]. These two processes may determine the number and quality of seedlings that can be recruited into a given area. Removal or decrease in stem density of inferior trees (e.g., poor health due to pathogen infection, abiotic stresses) may lead to the replacement of these trees with fitter ones that are already present at a given site or by genotype migration [57]. A study of [58] reported positive correlations among population size, its fitness and within-population diversity.

2.3. Community and Ecosystem-Level Effects

The effects of catastrophic windstorms at the lower level of biological organization have the potential to affect forest successional patterns, which may also influence the forest species composition and community structure dynamics (Figure 1). Most of the studies reviewed, particularly those conducted at the LEF, reported that plant community establishment in windstorm-disturbed site begins with significant crown damage of adult trees and creation of gaps, followed by early emergence of pioneer species and gradual replacement by shade-tolerant species [5][59][60]. Field and remote sensing data have also shown a positive and strong correlation among windstorm disturbance measures (e.g., gap characteristics and tree mortality) and a fraction of resprouters, floristic composition, and species diversity four years after the catastrophic windstorm in central Amazon forest [61]. Similarly, high stem recruitment in both new and older gaps was reported for a temperate forest due to increased light levels compared with areas under closed canopy [62]. The frequency of occurrence of many understory species also significantly increased in both pine and oak forests, but the frequency of disturbance specialist species was higher in the pine forest 14 years after catastrophic windthrow [63]. A similar observation was observed three years after cyclone Hudah struck Masoala forest in Madagascar, i.e., an increase in the frequency of woody pioneer species (e.g., Trema orientalis Linn. Blume) [64]. When large trees, which are often the mother trees, are removed, the offspring growing in their vicinity may experience a substantial increase in abundance during the first few years following windstorm disturbance based on gap-phase regeneration theory [65][66][67]. The high-light conditions created by fallen trees are considered a critical determinant of seedling establishment and community structure dynamics [68][69]. However, not all windstorm disturbances can cause significant variation in light availability between gaps and non-gaps forest understory due to varying frequency and intensity of windstorms [65]. This can be exemplified in the study of [70] in which the species richness and other diversity indicators have no significant difference before and after the disturbance of hurricane Beta, and was consistent with the study of Imbert and Portecop [71]. Based on the review of Xi et al. [43], we can say that such results may be due to the lower intensity of the hurricane (i.e., Category one) compared with the intensity reported in the other reviewed studies, with categories ranging from three to five. Moreover, species richness decreased in all secondary forests in Puerto Rico, especially shrub species, based on short-term (4–5 years) response data [46]. The author attributed the result to the limitation of pioneer species recruitment in young secondary forest. This is because the changes in species richness in such a forest depend more on the composition of the seedling bank, rather than immediate recruitment of pioneers following wind disturbance [45]. In a young secondary tropical forest, the loss of trees, particularly those under small size classes, may result in the loss of important species that cannot be compensated by the regeneration of early successional ones. However, decrease in stem density due to tree mortality can also stimulate germination of seeds from both external sources and soil seed banks [72], depending on the age, life-history characteristics, land-use history, physical environment, and storm’s timing, speed, and intensity [73]. A recent review, for instance, reported that the regeneration and survival of species after disturbance depend on a species’ life-history traits [74].

Severe defoliation, snapping off of branches, and uprooting also pose significant alterations and/or fluctuations in the carbon and nutrient fluxes due to increased litter inputs in the forest floor (Figure 1). The process begins at improved litter decomposition rate in windstorm-hit areas as a response to a substantial increase in gap size and conspicuous increase in understory light levels [43][75]. Several studies have shown that areas exposed to strong winds, intense rainfall, and high air temperature increased litter decomposition rate (e.g., [76][77]). Coarse woody debris after windstorm disturbance can also provide additional habitat and food for microorganisms, detritivores, and soil insect communities, thereby increasing the rate of litter decomposition. Thus, the massive litter production associated with the effects of windstorms may significantly improve C and nutrient pools in the soil, and nutrient resorption [78][79]. However, massive litterfall does not always result in improved nutrient fluxes as it can also, in some instances, cause inaccessibility and immobilization of nutrients [14][80][81]. This is because plant species in communities differ in wood and leaf traits; hence, they also differ in many aspects including responses to windstorms and rates of decay. Different communities of decomposers (e.g., bacteria) also have contrasting feeding preferences depending on litter quality [82]. Hurricane-induced depositions of litter in Costa Rica’s primary forests have shown a significant reduction in the richness of decomposers of certain genera while selecting only the dominant genera possibly better suited to decompose the litter material [83]. Further, decay rates of dead standing and downed trees depend on many interacting factors, such as log size, local climate, and whether logs are in contact with the ground or saturated [84].

2.4. Landscape-Level Effects

Few studies reported the apparent effect of windstorms on atmospheric carbon dynamics through either biomass destruction or lost carbon sequestration capacity of forested landscapes (Figure 1). Generally, reviewed studies have indicated that severe storms can enhance, increase, or maintain sequestration capacity of forested landscapes via changes in site conditions that are relevant to tree growth (e.g., nutrient inputs, species composition, and rates of recruitments) [23][85][86][87]. This is because forest fragmentation and vegetation cover change caused by windstorms can affect the floristic and functional attributes of tree communities via edge effects, with possible effects on forest landscapes’ total biomass. In this review, a high percentage (30–50%) of the studies reported that trees with DBH larger than 60 cm exhibited high mortality rate and crown deterioration in all forest types (Figure 2). The loss of large trees, being the most vulnerable to wind disturbance and microclimatic changes at forest edges, can negatively affect carbon stock and forests’ sequestration capacity [88][89][90], despite the high proliferation rate of pioneer species at edges [91]. Because these pioneer species are usually short-lived and small-sized, they cannot compensate for the biomass loss of larger trees with a much faster decay rate compared with the time required to gain equivalent biomass from tree growth in tropical and subtropical forests [73][89][92]. In the temperate forest, a few studies have shown that edge creation substantially increased forest biomass due to novel microenvironment conditions near or at forest edges (e.g., [93][94][95]), although some studies have also reported contrasting results (e.g., [87][96]). In cyclonic-and hurricane-zones where major wind disturbance is more frequent, however, some tree communities may increase the abundance of disturbance-resistant and-resilient species which are more adapted to edge effects [86][97], suggesting that the effects on biomass and forest growth may be dependent on the prevailing species composition and species life-history traits.

Studies have estimated the forest biomass loss due to the decrease in NDVI, uprooting of trees, snagging and breaking of tree boles and branches, defoliation, and reduction in leaf area [67][98]. A recent study reported that NDVI in exotic monoculture plantations decreased by >25% and only 12% of the landscape was unaffected by the typhoon, indicating a significant reduction in the green biomass in the landscape [50]. Several similar studies also reported a sudden significant drop in NDVI values after windstorms in the tropical, subtropical and temperate zones (e.g., [99][100][101][102]). The authors attributed it to the absence of native tree seedlings, high fire susceptibility and frequency due to dead trees and poor understory vegetation, and poor resistance to mechanical damage of exotic trees. Field experiments across geographical zones have already shown moderate to strong and significant correlations among green biomass, NDVI values, and percent groundcover [103][104][105].

Moreover, most of the reviewed studies also explained that massive and unsalvaged debris (particularly those calorific logs) can also heighten fire risk and insect outbreak, potentially increasing carbon losses and greenhouse gas emissions at the landscape level. This suggests that carbon sequestration in a windstorm-disturbed landscape may also depend on whether the windstorm debris is burned, completely decomposed, or consumed by insects.

Plants 09 01709 g004 550

Figure 1. A conceptual diagram of the synergistic effects of windstorms on forest structure, composition, function, and dynamics.

Plants 09 01709 g005 550

Figure 2. Windstorms effects on mortality across diameter at breast height (DBH) classes in (a) TRF, (b) SUF, and (c) TEF. N is the total number of articles that belong to each forest zone, and only studies that used % mortality were considered.


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