Submitted Successfully!
To reward your contribution, here is a gift for you: A free trial for our video production service.
Thank you for your contribution! You can also upload a video entry or images related to this topic.
Version Summary Created by Modification Content Size Created at Operation
1 + 1826 word(s) 1826 2021-08-30 05:08:26 |
2 format correction Meta information modification 1826 2021-08-31 02:46:22 |

Video Upload Options

Do you have a full video?


Are you sure to Delete?
If you have any further questions, please contact Encyclopedia Editorial Office.
Shnayder, N. Polymorphisms in Collagen-Encoding Genes. Encyclopedia. Available online: (accessed on 20 April 2024).
Shnayder N. Polymorphisms in Collagen-Encoding Genes. Encyclopedia. Available at: Accessed April 20, 2024.
Shnayder, Natalia. "Polymorphisms in Collagen-Encoding Genes" Encyclopedia, (accessed April 20, 2024).
Shnayder, N. (2021, August 30). Polymorphisms in Collagen-Encoding Genes. In Encyclopedia.
Shnayder, Natalia. "Polymorphisms in Collagen-Encoding Genes." Encyclopedia. Web. 30 August, 2021.
Polymorphisms in Collagen-Encoding Genes

Intervertebral disc degeneration (IVDD) is a common pathology of the spine that significantly reduces the quality of life and performance of patients [1]. Neurologists, therapists, rheumatologists and orthopedists take part in the observation and treatment this disorder. The purpose of this entry is to analyze domestic and foreign studies on the role of collagen-encoding genes polymorphism in the development of intervertebral discs (IVDs) degeneration in humans.

intervertebral disc degeneration candidate genes genetics genetic predisposition back pain collagen intervertebral disc disease

1. Introduction

Intervertebral disc degeneration (IVDD) (Figure 1) is a common pathology of the spine that significantly reduces the quality of life and performance of patients [1]. Neurologists, therapists, rheumatologists and orthopedists take part in the observation and treatment this disorder. Chronic pain syndromes associated with IVDD lead to significant economic losses [2][3]. About 80–90% of patients with acute low back pain (LBP) have persistent regression of pain syndrome after conservative treatment, but the remaining 10–20% develop chronic pain syndrome [4]. The pain chronicity leads to an increase in the temporary disability periods in patients and sometimes to their disability [5].
Figure 1. Schematic representation of the human lumbar intervertebral disc (IVD) in normal conditions and with its degeneration.
The etiology of IVDD as a multifactorial disease includes a genetic predisposition and exposure to environmental factors [6]. Over the past decade, it has been convincingly shown that the role of genetic predisposition is dominant. Some of the genetic factors of IVDD have already been identified, but most of them are not known [7][8][9][10]. However, the genetic mechanisms of IVDD are currently poorly understood. This review is focused on the analysis of studies on the collagen as a part of the intervertebral disk (IVD) (Figure 2) and its dysfunction and degeneration genetic basis. This is one of the mechanisms of IVDD-development.
Figure 2. The relative proportions of the three main components of the normal adult intervertebral disc and the endplate.
The genetic aspects of turnover (synthesis, functioning and degradation) of collagen fibers and their role in health and disease are under active study. The largest number of works is devoted to collagen of bone tissue and internal organs. The number of studies concerning genetic predictors of collagen formation in the IVDs has increased in recent years, but there is a need to systematize the existing data.

2. Current Insights on Polymorphisms in Collagen-Encoding Genes

The prevalence of IVDD in the general population varies from 36 to 93% depending on age [11][12]. The estimated transition age at which intervertebral discs lose the growth potential and begin degenerating is 13.3 years. The estimated disc degeneration rate is 0.0344/year [13]. Meta-analysis by Brinjikji (2015) demonstrates that MR imaging evidence of disc bulge, degeneration, extrusion, protrusion, Modic 1 changes and spondylolysis are more prevalent in adults 50 years of age or younger with back pain compared with asymptomatic individuals [14]. Although various environmental factors such as smoking, age, gender and mechanical load increase the risk of IVDD, it is hypothesized that up to 74% of the etiology of IVDD is due to heritability [15][16]. IVDD is most common causes of impairment and disability for middle aged and older people: spine stiffness, neck pain and back pain. This explains the importance of searching for modifiable and non-modifiable risk factors for the degenerative process.
Potential causes of the IVDDs include declining nutrition, loss of viable cells, cell senescence, post-translational modification of matrix proteins, accumulation of degraded matrix molecules and fatigue failure of the matrix. The most important of these mechanisms appears to be decreasing nutrition of the central disc that allows accumulation of cell waste products and degraded matrix molecules, impairs cell nutrition and causes a fall in pH levels that further compromises cell function and may cause cell death [11].
IVDD is a complex condition with environmental factors and multiple genes likely acting together to determine an overall degenerative phenotype. IVDs contain an abundant extracellular matrix of proteoglycans and collagens [11][17]. The IVD matrix comprises mainly a fibrillar collagen network that offers tensile strength and aggregating proteoglycans that resist compressive forces. These major components form a mesh suited for containing water molecules, especially in the nucleus. An intact extracellular matrix is essential to normal disc function. The ability of IVD tissue to withstand mechanical forces largely depends on the structural integrity of the matrix and on the physiological balance of collagen, proteoglycan and water content [18].
IVDD is believed to begin as early as the second decade of life and is viewed by most as an inevitable consequence of ageing. Despite its prevalence, there is no clear distinction between IVDD and normal maturation, nor is it clear why IVDD progresses slowly in some patients, whereas in others more rapid destruction of the IVD can occur. Various risk factors were thought to be associated with IVDD, including environmental, ergonomic and biometric. There is now growing evidence that genetic factors play a decisive predictive role in the development of IVDD (Figure 3) [19].
Figure 3. Candidate genes predisposing to intervertebral disc degeneration in humans.
Many recent studies show the clinical significance of the association of the rs1800012 polymorphism of the COL1A1 gene with an increased risk of IVDD [20][21][22][23][24][25]. In addition, recently, the SNV rs909102 of the COL1A1 gene has been studied, but its association with IVDD in the Iranian population has not been reliably proven [26]. At the same time, the role of the studied SNVs of the COL1A2 gene in the development of IVDD is questionable, which explains the need for additional studies in various racial and ethnic groups of patients.
In 2016 and 2017, two similar associative genetic studies were carried out, the first of which showed that the SNVs rs2276454 and rs2070739 of the COL2A1 gene are predictors of the development of IVDD in adult patients [27]. The second study also confirmed that the rs2276454 variant is associated with an increased risk of developing IVDD [28].
The role of SNVs of the genes encoding type IX collagen chains (COL9A1, COL9A2 and COL9A3) in the development of pathological processes in IVD is also being actively studied at the present time. At the same time, increased attention of researchers has been paid to the genes COL9A2 and COL9A3. The rare Trp2 allele (rs137853213) of the COL9A2 gene has been well studied. As a result, it was shown that the inheritance of the Trp2 allele is associated with IVDD in the families of all patients [7][29].
However, according to recent studies, the above-mentioned SNV of the COL9A2 gene did not show its reliable association with IVDD in the Iranian population [26]. In the latest study of Finnish patients, it was shown that the frequency of carriage of the Trp3 allele (rs61734651) in the COL9A3 gene among patients with IVDD was statistically significantly higher than in healthy people in the control group [29].
Conducted by Wu et al. in 2018, a large meta-analysis of the association between the COL9A2 and COL9A3 SNVs showed that the rs12077871, rs12722877 and rs7533552 SNVs of the COL9A2 gene and the rs61734651 SNV of the COL9A3 gene were not significantly associated with the development of IVDD. The authors concluded that more large-scale and well-designed studies are needed to confirm this hypothesis [30].
Other authors have found a statistically significant association between SNV rs1676486 of the COL11A1 gene and hernia of the lumbar IVD in Asians (using the example of the Japanese [7][31] and Chinese [32] populations).
Another large study, conducted with the participation of Finnish men, showed that two SNVs (rs1463035 and rs1337185) of the COL11A1 gene and one of the three studied SNVs (rs2076311) of the COL11A2 gene were associated with certain abnormalities of the IVD surface and signal intensity from it according to MRI data. In the same study, the SNV of the genes COL1A1 (rs2075555) and COL9A1 (rs696990) also provided reliable evidence of an association with the presence of pathological signals from IVD according to MRI of the spine [7][24][33].
A study by Yang X. et al. in 2018, in the Chinese Han population, not only indicated an association with degeneration of the lumbar IVD in the rs2071025 SNV of the COL11A2 gene, but also that another SNV of this gene (rs986522) significantly increases the risk of lumbar IVDD in women [34].
Some limitations of our study should be noted (Table 1). First, only publications in English and Russian were searched and publications in other languages were excluded. Secondly, the present work did not set out to conduct a meta-analysis.
Table 1. Candidate genes encoding collagens and their single nucleotide variants associated with degeneration of intervertebral discs in humans.

Gene, Chromosomal Locus

Single Nucleotide Variants








Alpha 1 chain of collagen type I




n/a *

Alpha 2 chain of collagen type I








Alpha 1 chain of collagen type II




n/a *

Alpha 1 chain of collagen type IX









Alpha 2 chain of collagen type IX





Alpha 3 chain of collagen type IX







Alpha 1 chain of collagen type XI








Alpha 2 chain of collagen type XI


* n/a–not available.
The authors undoubtedly see the need to plan and conduct large, randomized studies on the pathology under consideration with the inclusion of representatives of different ethnic and racial groups, different age groups of both sexes (men and women).
With more than 20 unique SNVs of candidate genes associated with IVDD, the molecular changes in the associated collagens or pathology of the IVDs are not yet fully understood. In the coming years, research targeted toward fully understanding the protein changes of extracellular matrix of IVDs due to the already identified SNVs is crucial. If we can fully understand the molecular changes involved in IVDD, then creating targeted therapeutics based on genetic profiling becomes a possibility. With improved understanding of the genetic variants associated with IVDD and rapid genomic analysis available through next-generation genotype sequencing and DNA tests, the possibility of providing effective personalized medicine can become a reality in the future [39][40][41].

3. Conclusions

According to genome-wide and associative genetic studies, the following candidate genes that play a role in IVD biology in humans and the genetic basis of collagen degeneration of the annulus fibrosus and nucleus pulposus are of the greatest interest to researchers: COL1A1, COL2A1, COL9A2, COL9A3, COL11A1 and COL11A2. In addition, the role of genes COL1A2, COL9A1 and others is being actively studied. This is important for the development of modern methods of drug and non-drug strategies for the prevention and treatment of IVD pathology.
A large number of SNVs of the candidate genes are being actively studied as genetic predictors (biomarkers) of dysfunction and collagen degradation as one of the mechanisms of IVDD in adults. On the one hand, this indicates the relevance of the problem from a scientific and clinical point of view. On the other hand, this indicates that, at present, there are more questions than answers about the genetics of the interdisciplinary spine pathology under consideration.


  1. Munir, S.; Rade, M.; Määttä, J.H.; Freidin, M.B.; Williams, F.M.K. Intervertebral Disc Biology: Genetic Basis of Disc Degeneration. Curr. Mol. Biol. Rep. 2018, 4, 143–150.
  2. Motina, A.N.; Astaschenko, Y.A.; Masaleva, I.O.; Tretyakova, E.E. The social hygienic characteristic of patients with osteochondrosis of spine. Probl. Sotsial’noi Gig. Zdr. Istor. Meditsiny 2020, 28, 396–399. (In Russian)
  3. Dagenais, S.; Caro, J.; Haldeman, S.A. Systematic review of low back pain cost of illness studies in the United States and internationally. Spine J. 2008, 8, 8–20.
  4. Byvaltsev, V.A.; Kalinin, A.A.; Okoneshnikova, A.K.; Irintseev, A.A. Differentiated surgical tactics in degenerative diseases of lumbar spine department with the use of functional methods. Sib. Med. Rev. 2018, 5, 54–65.
  5. Melnikova, E.V.; Popov, A.P. Venlafaxine in the treatment of chronic pain syndromes. V.M. Bekhterev Rev. Psychiatry Med. Psychol. 2010, 4, 55–58. (In Russian)
  6. Schmidt, I.R. Solved and unsolved problems of vertebral neurology at the present stage of development of science. Med. Kuzbasse 2004, 3, 13–17. (In Russian)
  7. Feng, Y.; Egan, B.; Wang, J. Genetic Factors in Intervertebral Disc Degeneration. Genes Dis. 2016, 3, 178–185.
  8. Hanaei, S.; Abdollahzade, S.; Khoshnevisan, A.; Kepler, C.K.; Rezaei, N. Genetic aspects of intervertebral disc degeneration. Rev. Neurosci. 2015, 26, 581–606.
  9. Kitis, S.; Coskun, Z.M.; Tasdemir, P.; Tuncez, E.; Zamani, A.G.; Acar, A. Analysis of genetic polymorphisms associated with intervertebral disc degeneration. Cell. Mol. Biol. 2018, 64, 61–65.
  10. Vieira, L.A.; Dos Santos, A.A.; Peluso, C.; Barbosa, C.P.; Bianco, B.; Rodrigues, L.M.R. Influence of lifestyle characteristics and VDR polymorphisms as risk factors for intervertebral disc degeneration: A case-control study. Eur. J. Med. Res. 2018, 23, 11.
  11. Buckwalter, J.A. Aging and degeneration of the human intervertebral disc. Spine 1995, 20, 1307–1314.
  12. Eskola, P.J.; Kjaer, P.; Daavittila, I.M.; Solovieva, S.; Okuloff, A.; Sorensen, J.S.; Karppinen, J.I. Genetic risk factors of disc degeneration among 12-14-year-old Danish children: A population study. Int. J. Mol. Epidemiol. Genet. 2010, 1, 158–165.
  13. Zheng, C.J.; Chen, J. Disc degeneration implies low back pain. Theor. Biol. Med. Model. 2015, 12, 24.
  14. Brinjikji, W.; Diehn, F.E.; Jarvik, J.G.; Carr, C.M.; Kallmes, D.F.; Murad, M.H.; Luetmer, P.H. MRI Findings of Disc Degeneration are More Prevalent in Adults with Low Back Pain than in Asymptomatic Controls: A Systematic Review and Meta-Analysis. AJNR Am. J. Neuroradiol. 2015, 36, 2394–2399.
  15. Janeczko, Ł.; Janeczko, M.; Chrzanowski, R.; Zieliński, G. The role of polymorphisms of genes encoding collagen IX and XI in lumbar disc disease. Neurol. Neurochir. Polska 2014, 48, 60–62.
  16. Kadow, T.; Sowa, G.; Vo, N.; Kang, J.D. Molecular basis of intervertebral disc degeneration and herniations: What are the important translational questions? Clin. Orthop. Relat. Res. 2015, 473, 1903–1912.
  17. Kalb, S.; Martirosyan, N.L.; Kalani, M.Y.; Broc, G.G.; Theodore, N. Genetics of the degenerated intervertebral disc. World Neurosurg. 2012, 77, 491–501.
  18. Antoniou, J.; Steffen, T.; Nelson, F.; Winterbottom, N.; Hollander, A.P.; Poole, R.A.; Aebi, M.; Alini, M. The human lumbar intervertebral disc. Evidence for changes in the biosynthesis and denaturation of the extracellular matrix with growth, maturation, ageing, and degeneration. J. Clin. Investig. 1996, 98, 996–1003.
  19. Hemanta, D.; Jiang, X.X.; Feng, Z.Z.; Chen, Z.X.; Cao, Y.W. Etiology for Degenerative Disc Disease. Chin. Med. Sci. J. 2016, 31, 185–191.
  20. Anjankar, S.D.; Poornima, S.; Raju, S.; Jaleel, M.A.; Bhiladvala, D.; Hasan, Q. Degenerated intervertebral disc prolapse and its association of collagen I alpha 1 Spl gene polymorphism: A preliminary case control study of Indian population. Indian J. Orthop. 2015, 49, 589–594.
  21. Genetic Home Reference, Your Guide to Undersatanding Genetic Conditions COL1A1. 2012. Available online: (accessed on 14 April 2021).
  22. Pluijm, S.M.; van Essen, H.W.; Bravenboer, N.; Uitterlinden, A.G.; Smit, J.H.; Pols, H.A.; Lips, P. Collagen type I alpha1 Sp1 polymorphism, osteoporosis, and intervertebral disc degeneration in older men and women. Ann. Rheum Dis. 2004, 63, 71–77.
  23. Tilkeridis, C.; Bei, T.; Garantziotis, S.; Stratakis, C.A. Association of a COL1A1 polymorphism with lumbar disc disease in young military recruits. J. Med. Genet. 2005, 42, 44.
  24. Videman, T.; Saarela, J.; Kaprio, J.; Näkki, A.; Levälahti, E.; Gill, K.; Peltonen, L.; Battié, M.C. Associations of 25 structural, degradative, and inflammatory candidate genes with lumbar disc desiccation, bulging, and height narrowing. Arthritis Rheum. 2009, 60, 470–481.
  25. Zhong, B.; Huang, D.; Ma, K.; Deng, X.; Shi, D.; Wu, F.; Shao, Z. Association of COL1A1 rs1800012 polymorphism with musculoskeletal degenerative diseases: A meta-analysis. Oncotarget 2017, 8, 75488–75499.
  26. Hanaei, S.; Abdollahzade, S.; Sadr, M.; Fattahi, E.; Mirbolouk, M.H.; Khoshnevisan, A.; Rezaei, N. Lack of association between COL1A1 and COL9A2 single nucleotide polymorphisms and intervertebral disc degeneration. Br. J. Neurosurg. 2021, 35, 77–79.
  27. Li, Y.Z.; Li, J.; Zhang, J.; Lin, Q. Association of COL2A and Aggrecan polymorphisms with the susceptibility of intervertebral disc degeneration. Int. J. Clin. Exp. Med. 2016, 9, 3885–3892.
  28. Deng, Y.; Tan, X.T.; Wu, Q.; Wang, X. Correlations Between COL2A and Aggrecan Genetic Polymorphisms and the Risk and Clinicopathological Features of Intervertebral Disc Degeneration in a Chinese Han Population: A Case-Control Study. Genet. Test. Mol. Biomark. 2017, 21, 108–115.
  29. Zielinska, N.; Podgórski, M.; Haładaj, R.; Polguj, M.; Olewnik, L. Risk Factors of Intervertebral Disc Pathology—A Point of View Formerly and Today—A Review. J. Clin. Med. 2021, 10, 409.
  30. Wu, H.; Wang, S.; Chen, W.; Zhan, X.; Xiao, Z.; Jiang, H.; Wei, Q.; Wu, H.; Wang, S.; Chen, W.; et al. Collagen IX gene polymorphisms and lumbar disc degeneration: A systematic review and meta-analysis. J. Orthop. Surg. Res. 2018, 5, 47.
  31. Mio, F.; Chiba, K.; Hirose, Y.; Kawaguchi, Y.; Mikami, Y.; Oya, T.; Mori, M.; Kamata, M.; Matsumoto, M.; Ozaki, K.; et al. A functional polymorphism in COL11A1, which encodes the alpha 1 chain of type XI collagen, is associated with susceptibility to lumbar disc herniation. Am. J. Hum. Genet. 2007, 81, 1271–1277.
  32. Liu, W.; Sun, G.; Guo, L.; Wang, L.; Fan, W.; Lang, M.; Chen, D.; Yi, X. A genetic variant in COL11A1 is functionally associated with lumbar disc herniation in Chinese population. J. Genet. 2017, 96, 867–872.
  33. Solovieva, S.; Lohiniva, J.; Leino-Arjas, P.; Raininko, R.; Luoma, K.; Ala-Kokko, L.; Riihimäki, H. Intervertebral disc degeneration in relation to the COL9A3 and the IL-1ss gene polymorphisms. Eur. Spine J. 2006, 15, 613–619.
  34. Yang, X.; Jia, H.; Xing, W.; Li, F.; Li, M.; Sun, K.; Zhu, Y. Genetic variants in COL11A2 of lumbar disk degeneration among Chinese Han population. Mol. Genet. Genom. Med. 2019, 7, 00524.
  35. Zhang, Y.; Sun, Z.; Liu, J.; Guo, X. Advances in susceptibility genetics of intervertebral degenerative disc disease. Int. J. Biol. Sci. 2008, 4, 283–290.
  36. Chen, K.; Wu, D.; Zhu, X.; Ni, H.; Wei, X.; Mao, N.; Xie, Y.; Niu, Y.; Li, M. Gene expression profile analysis of human intervertebral disc degeneration. Genet. Mol. Biol. 2013, 36, 448–454.
  37. Huang, D.; Deng, X.; Ma, K.; Wu, F.; Shi, D.; Liang, H.; Chen, S.; Shao, Z. Association of COL9A3 trp3 polymorphism with intervertebral disk degeneration: A meta-analysis. BMC Musculoskelet. Disord. 2018, 19, 381.
  38. Annunen, S.; Paassilta, P.; Lohiniva, J.; Perälä, M.; Pihlajamaa, T.; Karppinen, J.; Tervonen, O.; Kröger, H.; Lähde, S.; Vanharanta, H.; et al. An allele of COL9A2 associated with intervertebral disc disease. Science 1999, 285, 409–412.
  39. Trefilova, V.V.; Shnayder, N.A.; Popova, T.E.; Balberova, O.V.; Nasyrova, R.F. The role of NO system in low back pain chronicity. Pers. Psychiatry Neurol. 2021, 1, 37–45.
  40. Cornetta, K.; Brown, C.G. Balancing personalized medicine and personalized care. Acad. Med. 2013, 88, 309–313.
  41. Neznanov, N.G. A paradigm shift to treat psychoneurological disorders. Pers. Psychiatry Neurol. 2021, 1, 1–2.
Subjects: Pathology
Contributor MDPI registered users' name will be linked to their SciProfiles pages. To register with us, please refer to :
View Times: 453
Revisions: 2 times (View History)
Update Date: 01 Sep 2021