Surgical resections remain the gold standard for early stages non-small-cell carcinoma (NSCLC) and may be considered for locally advanced tumors. Medical treatment has changed drastically, especially for advanced stages, for which the development of immunotherapy and molecular targeted therapy significantly increased survival and quality of life. The addition of radical surgical resection following immunotherapy or immuno-chemotherapy is feasible and safe with low surgical-related mortality and morbidity in selected patients with initially unresectable NSCLC.
Neoadjuvant Immunotherapy |
||||||||
---|---|---|---|---|---|---|---|---|
Trial/Study Name |
Phase |
Patient N |
Neoadjuvant Therapy |
Patient Population |
Outcomes |
Safety |
MPR |
PCR |
NEOSTAR [20] |
II |
88 |
Nivolumab, Nivolumab ± Ipilimumab |
IA-IIIA |
Median OS and RFS not reached at 22.2 months |
NR |
22% vs. 38% |
9% vs. 29% |
LCMC3 [21] |
II |
181 |
Atezolizumab |
IB-IIIB (resectable) |
NR |
NR |
20% |
7% |
Gao et al. [22] |
Ib |
40 |
Sintilimab |
IA-IIIB |
R0 in 37/40 |
12.5% TRAEs grade 3–5 |
40.50% |
16.20% |
NEOMUN [23] |
II |
15 |
Pembrolizumab |
II-IIIA |
NR |
33% TRAEs |
13% |
13% |
PRINCEPS [24] |
II |
30 |
Atezolizumab |
IA-IIIA |
R0 in 29/30 |
3.3% TRAEs |
14% |
0% |
IONESCO [25] |
II |
50 |
Durvalumab |
IB (≥4 cm)-IIIA |
R0 in 45/50 |
9% of death in 90 days |
18.60% |
7% |
Tong et al. [26] |
II |
30 |
Pembrolizumab |
IB-IIIA |
R0 in 22/25 |
4% grade 3 TRAEs |
28% |
0% |
Altorki et al. [27] |
II |
60 |
Durvalumab ± radiotherapy |
IA-IIIA |
R0 in 26/30 vs. 26/30 |
17% vs. 20% grade 3–4 TRAEs |
6.7% vs. 26.6% |
0% vs. 26.6% |
MPR: Major Pathological Response, PCR: Pathological Complete Response. TRAEs: Treatment-Related Adverse Events, OS: Overall Survival, NR: Not Reported.
Table 2. Clinical Trials: Neoadjuvant Immuno-Chemotherapy in resectable NSCLC.
Neoadjuvant Immuno-Chemotherapy |
||||||||
---|---|---|---|---|---|---|---|---|
Trial/Study Name |
Phase |
Patient N |
Neoadjuvant Therapy |
Patient Population |
Outcomes |
Safety |
MPR |
PCR |
NADIM [28] |
II |
46 |
Nivolumab + Carboplatin + Paclitaxel |
IIIA |
PFS 77%, OS 12–18-24 m: 97.8–93.5–89.9% |
30% TRAEs grade 3–4 |
83% |
71% |
Shu et al. [29] |
II |
30 |
Atezolizumab + Carboplatin + nab-paclitaxel |
IB-IIIA |
R0 in 26/29 pts |
50% TRAEs grade 3–4 |
57% |
33% |
NADIM II [30] |
II |
86 |
Paclitaxel + Carboplatin ± Nivolumab |
IIIA-IIIB |
Median OS 81.9% at 36 m |
25% vs. 10.3% TRAEs grade 3–4 |
52.6% vs. 13.8% |
36.8% vs. 6.9% |
CheckMate 816 [31] |
III |
358 |
CT ± Nivolumab |
IB-IIIA |
R0 in 83% vs. 75% |
11% vs. 15% TRAEs grade 3–4 |
37% vs. 9% |
24% vs. 2% |
KEYNOTE 671 [32] |
III |
NR |
Pembrolizumab + CT |
IIA-IIIA-IIIB (N2) |
NR |
NR |
NR |
NR |
AEGEAN [33] |
III |
NR |
CT ± Durvalumab |
IIA-IIIA-IIIB (N2) |
NR |
NR |
NR |
NR |
Checkmate 77T [20] |
III |
NR |
CT ± Nivolumab |
IIA-IIIB (T3N2) |
NR |
NR |
NR |
NR |
IMPOWER 030 [34] |
III |
NR |
CT ± Atezolizumab |
II-IIIA-IIIB (T3N2) |
NR |
NR |
NR |
NR |
MPR: Major Pathological Response, PCR: Pathological Complete Response. TRAEs: Treatment-Related Adverse Events, PFS: Progression-Free Survival, OS: Overall Survival, CT: Platinum-doublet chemotherapy, m: months, NR: Not Reported.
Adjuvant Immunotherapy |
||||||
---|---|---|---|---|---|---|
Trial/Study Name |
Phase |
Patient N |
Neoadjuvant Therapy |
Patient Population |
Outcomes |
Safety |
III |
1280 |
CT ± Atezolizumab |
IB-IIIA |
PD-L1 ≥ 50%, EGFR+, ALK+: 3-y DFS 73.8% vs. 48.6%. PD-L1 ≥ 50%, EGFR−, ALK−: 3-y DFS 75.1% vs. 50.4%. PD-L1 ≥ 1%: 5-y OS 76.8% vs. 67.5%. PD-L1 ≥ 50%: 5-y OS 84.8% vs. 67.5%. |
NR |
|
III |
1177 |
Pembrolizumab vs. Placebo |
IB-IIIA |
Median DFS 53.6 months vs. 42.0 months. PD-L1 ≥ 50%: 3-y DFS 65.9% vs. 57.6%. PD-L1 1–49%: 3-y DFS 54.6% vs. 44.8%. PD-L1 < 1%: 3-y DFS 55.5% vs. 48.8% |
NR |
|
BR31/IFCT1401 [46] |
III |
1415 |
Durvalumab vs. Placebo |
IB-IIIA |
Not yet |
Not yet |
ANVIL [47] |
III |
903 |
Nivolumab vs. Observation |
IB-IIIA |
Not yet |
Not yet |
ALCHEMIST Chemio-IO [48] |
III |
1210 |
CT ± Nivolumab |
IIA-IIIB |
Not yet |
Not yet |
MERMAID-1 [49] |
III |
332 |
CT ± Durvalumab |
II-III, MRD |
Not yet |
Not yet |
MERMAID-2 [50] |
III |
284 |
Durvalumab vs. Placebo |
II-III, MRD |
Not yet |
Not yet |
NADIM-ADJUVANT [51] |
III |
210 |
Paclitaxel + Carboplatin ± Nivolumab |
IB-IIIA |
Not yet |
Not yet |
LungMate-008 [52] |
III |
341 |
CT ± Toripalimab |
II-IIIB |
Not yet |
Not yet |
OS: Overall Survival, CT: Platinum-doublet chemotherapy, MRD: Minimal Residual Disease, y: years, NR: Not Reported.
Unresectable Stage III NSCLC |
||||||||
---|---|---|---|---|---|---|---|---|
Trial/Study Name |
Phase |
Patient N |
Treatment Regimen |
Patient Population |
Outcomes |
Safety |
MPR |
PCR |
Van Reij et al. [54] |
/ |
319 |
RT ± CT (Sequential vs. concurrent) |
IIIA-IIIB |
Seq: Median OS 17.4 m OS 5-y 17%, Con: Median OS 18.6 m OS 5-y 19% |
NR |
NR |
NR |
Bradley et al. [55] |
III |
544 |
Concurrent CT + High/low dose RT ± Cetuximab |
IIIA-IIIB |
High-dose RT Median OS 28.7 m, Standard-dose RT Median OS 20.3 m |
NR |
NR |
NR |
PACIFIC (Antonia et al.) 2017 [56] |
III |
713 |
Durvalumab vs. placebo |
IIIA-IIIB |
Median PFS 16.8 m vs. 5.6 m, Median time to death or distant metastasis 23.2 m vs. 14.6 m |
29.9% vs. 26.1% TRAEs grade 3–4 |
NR |
9% vs. 7% |
PACIFIC (Spigel et al.) 2022 [57] |
III |
713 |
Durvalumab vs. placebo |
IIIA-IIIB |
Median OS 47.5 m vs. 29.1 m, Median PFS 16.9 m vs. 5.6 m |
NR |
NR |
NR |
PACIFIC-R [60] |
III |
1399 |
Durvalumab vs. placebo |
IIIA-IIIB |
Median PFS 21.7 m, Median OS NR |
AESIs 27.7% |
NR |
NR |
PACIFIC-6 [61] |
II |
117 |
Durvalumab |
IIIA-IIIB |
Median PFS 10.9 m, 12 m OS rate 84.1% |
4% TRAEs |
NR |
0.80% |
PACIFIC-2 [62] |
III |
300 |
Durvalumab |
IIIA-IIIB |
Not yet |
Not yet |
Not yet |
Not yet |
COAST [63] |
II |
189 |
Durvalumab ± Oleclumab or Monalizumab |
IIIA-IIIB |
Median PFS 6.3 with Durvalumab, NR Oleclumab, 15.1 m Monalizumab |
TRAEs 39.4% with D, 40.7% with D + O, 27.9% with D + M |
NR |
3% with D, 1.7% with D + O, 4.8% with D + M |
PACIFIC-9 [64] |
II |
/ |
Durvalumab ± Oleclumab or Monalizumab |
IIIA-IIIB |
Not yet |
Not yet |
Not yet |
Not yet |
CITYSCAPE [65] |
II |
135 |
Tiragolumab + Atezolizumab vs. Placebo |
IIIA-IIIB |
Median PFS 5.4 m vs. 3.6 m |
TRAEs 12% vs. 3% grade 3–4–5 |
NR |
NR |
KEYNOTE 799 [67] |
II |
214 |
Pembrolizumab + cCRT + Paclitaxel + Carboplatin vs. Pembrolizumab + cCRT + Pemetrexed + Cisplatin |
IIIA-IIIB |
Not yet |
TRAEs 64.3% vs. 51% grade 3–4–5 |
Not yet |
Not yet |
NICOLAS [69] |
II |
79 |
CRT ± Nivolumab |
IIIA-IIIB |
Median PFS 12.7 m, Median OS 38.8 m |
TRAEs 9% vs. 18% grade 3–4–5 |
NR |
NR |
Checkmate 73L [71] |
III |
/ |
Nivolumab + cCRT + Nivolumab ± Ipilimumab vs. cCRT + Durvalumab |
IIIA-IIIB |
Not yet |
Not yet |
Not yet |
Not yet |
BTCRC-LUN16-081 [73] |
II |
105 |
cCRT + Nivolumab ± Ipilimumab |
IIIA-IIIB |
Not yet |
TRAEs 32% vs. 44% grade 3–4 |
Not yet |
Not yet |
DUART [75] |
II |
150 |
RT ± Durvalumab |
IIIA-IIIB |
Not yet |
Not yet |
Not yet |
Not yet |
Mazieres et al. [76] |
II |
551 |
ICIs |
IIIA-IIIB (with dGA) |
Median OS 13.3 m, Median PFS 2.8 m |
NR |
NR |
NR |
Guisier et al. [77] |
II |
107 |
ICIs |
IIIA-IIIB (BRAF-, HER2-, MET-, RET-) |
Median OS 4.7 m, Median PFS 16.2 |
TRAEs 10% grade 3–4 |
Not yet |
Not yet |
Riudavets et al. [78] |
II |
323 |
CRT + Durvalumab |
IIIA-IIIB |
Median OS 47 m, Median PFS 17.5 m |
TRAEs 6% grade 3–4, 0.5% grade 5 |
NR |
NR |
MPR: Major Pathological Response, PCR: Pathological Complete Response. TRAEs: Treatment-Related Adverse Events, PFS: Progression-Free Survival, OS: Overall Survival, CT: Chemotherapy, RT: Radiotherapy, cCRT: concurrent Chemo-Radiotherapy, D: Durvalumab, O: Oleclumab, M: Monalizumab, m: months, ICIs: Immune-checkpoint Inhibitors, dGA: driver Genic Alteration, NR: Not Reported.
Metastatic NSCLC without Driver Mutations |
||||||
---|---|---|---|---|---|---|
Trial/Study Name |
Phase |
Patient N |
Treatment Regimen |
Patient Population |
Outcomes |
Safety |
CheckMate 017 [79] |
III |
272 |
Nivolumab vs. Docetaxel |
IIIB-IV squamous NSCLC |
Median PFS: 3.5 m vs. 2.8 m. Median OS 9.2 m vs. 6.0 m |
Any AE: 58% vs. 86% |
CheckMate 057 [80] |
III |
582 |
Nivolumab vs. Docetaxel |
IIIB-IV non-squamous NSCLC |
Median PFS: 2.3 m vs. 4.2 m. Median OS 12.2 m vs. 9.4 m |
Any AE: 69% vs. 88% |
KEYNOTE-001 [81] |
I |
550 |
Pembrolizumab every 2 or 3 weeks |
Locally advanced/metastatic NSCLC |
Median OS 22.3 m, 10.5 m |
TRAEs 12% vs. 6% grade 3–5 |
KEYNOTE-024 [82] |
III |
305 |
Pembrolizumab vs. CT |
Advanced NSCLC |
Median PFS 10.3 m vs. 6 m, Median OS 30 m vs. 14.2 m |
Any AE: 73% vs. 90% |
KEYNOTE-042 [83] |
III |
1274 |
Pembrolizumab vs. CT |
Locally advanced/metastatic NSCLC (PD-L1 ≥ 50%, ≥20%, 1%) |
Median PFS 7.1 m, 6.2 m, 5.4 m vs. 6.4 m, 6.6 m, 6.5 m. Median OS 20 m, 17.7 m, 16.7 m vs. 12.2 m, 13.0 m, 12.1 m |
NR |
Govindan R et al. [84] |
III |
956 |
Carboplatin + Paclitaxel ± Ipilimumab |
IV or recurrent squamous NSCLC |
Median PFS 5.6 m, 5.6 m. Median OS 13.4 m, 12.4 m |
TRAEs 51% vs. 35% grade 3–4 |
NEPTUNE [85] |
III |
/ |
Durvalumab + Tremelimumab vs. CT |
Metastatic |
Not Yet |
Not Yet |
MYSTIC [86] |
III |
1118 |
Durvalumab ± Tremelimumab vs. CT |
Metastatic |
Median PFS 4.3 m, 3.9 m, 5.4 m; Median OS 16.3 m, 11.9 m, 12.9 m |
Any AE: 54% vs. 60% vs. 83% |
POSEIDON [87] |
III |
/ |
Durvalumab + CT ± Tremelimumab followed by Durvalumab ± Tremelimumab; vs. CT |
Metastatic |
Not Yet |
Not Yet |
KEYNOTE-021 [88] |
I/II |
44 |
Pembrolizumab ± Ipilimumab |
Advanced NSCLC |
Median PFS 4.1 m, Median OS 10.9 m |
TRAEs 29% grade 3–5 |
KEYNOTE-598 [89] |
III |
568 |
Pembrolizumab ± Ipilimumab |
Metastatic |
Median PFS 8.2 m, 8.4 m. Median OS 21.4 m, 21.9 m |
TRAEs 62.4% vs. 50.2% grade 3–5 |
EMPOWER-lung 4 [90] |
II |
28 |
Cemiplimab (3 weeks) ± Ipilimumab or Cemiplimab (108 weeks) |
Advanced NSCLC |
PD-L1 1–50%: ORR 45.5% PD-L1 <1%: ORR 36% |
TRAEs 18.2%, 18.2% |
Checkmate 012 [91] |
I |
78 |
Nivolumab + Ipilimumab (every 12 or 6 weeks) |
Recurrent IIIB or IV |
Median PFS 8.1 m, 3.9 m. Median OS NR |
Any AE: 82%, 72% |
Checkmate 227 [92] |
III |
1739 |
PD-L1 pos or neg: Nivolumab ± Ipilimumab vs. platinum-based CT |
IV or recurrent |
Median PFS: PD-L1 ≥1%: 5.1 m, 4.2 m, 5.6 m, PD-L1 <1%: 5.1 m, 5.6 m, 4.7 m; Median OS: PD-L1 ≥1%: 17.1 m, 15.7 m, 14.9 m, PD-L1 <1%: 17.2 m, 15.2 m, 12.2 m. |
Any AE: 77%, 65.5, 84%, 76%, 92%, 78% |
Checkmate 9LA [93] |
III |
719 |
Platinum-based CT ± Nivolumab + Ipilimumab |
IV or recurrent |
Median PFS 6.8 m, 5 m. Median OS 15.6 m, 10.9 m |
Any AE: 91%, 87% |
NCT02239900 [94] |
I/II |
35 |
Ipilimumab + SBRT |
Advanced NSCLC |
Median PFS 3.2 m, Median OS 10.2 m |
TRAEs 34% grade 3 |
NCT03223155 [95] |
I |
78 |
Nivolumab/ipilimumab + sequential or concurrent SBRT |
Metastatic |
Not Yet |
Not Yet |
TRAEs: Treatment-Related Adverse Events, PFS: Progression-Free Survival, OS: Overall Survival, CT: Platinum-based chemotherapy, m: months, ORR: Overall Response Rate, AE: Adverse Effects, NR: Not Reported.
Metastatic NSCLC with Driver Mutations |
||||||
---|---|---|---|---|---|---|
Trial/Study Name |
Phase |
Patient N |
Treatment Regimen |
Patient Population |
Outcomes |
Safety |
Mazieres et al. [79] |
II |
551 |
ICIs |
Metastatic NSCLC EGFR+ and ALK+ |
Median PFS 2.1 m, 2.5 m |
NR |
Chalmers AW et al. [103] |
Ib |
14 |
Ipilimumab + Erlotinib/Crizotinib |
Advanced NSCLC EGFR+ and ALK+ |
Median PFS 17.9 m, 21.4 m; Median OS > 42 m, >47 m |
TRAEs 78% vs. 33% grade 3 |
CheckMate 722 [104] |
III |
367 |
Nivolumab + Pemetrexed/CT or Nivolumab + Ipilimumab vs. Pemetrexed + CT |
Metastatic or Recurrent NSCLC |
Not Yet |
Not Yet |
Mok et al. [105] |
III |
294 |
Nivolumab + Platinum + Pemetrexed vs. CT alone |
EGFR-mutated NSCLC |
Median PFS 5.6 m, 5.4 m; Median OS 19.4 m, 15.9 m |
NR |
NCT03256136 [106] |
II |
9 |
Nivolumab + Carboplatin + Pemetrexed or Nivolumab + Ipilimumab |
EGFR+ or ALK+ |
Not Yet |
Not Yet |
NCT03091491 [107] |
II |
31 |
Nivolumab ± Ipilimumab |
EGFR+ |
Not Yet |
Not Yet |
TRAEs: Treatment-Related Adverse Events, PFS: Progression-Free Survival, OS: Overall Survival, CT: Platinum-based chemotherapy, m: months, ICIs: Immune Checkpoint Inhibitors, NR: Not Reported.
This entry is adapted from the peer-reviewed paper 10.3390/cancers15092476