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Molecular Mechanisms Driving the Formation of Brain Metastases: History
Please note this is an old version of this entry, which may differ significantly from the current revision.
Contributor: Bethany K. Campbell , Zijie Gao , , Stanley S. Stylli , Christopher M. Hovens

Targeted therapies for cancers have improved primary tumor response rates, but concomitantly, brain metastases (BM) have become the most common brain tumors in adults and are associated with a dismal prognosis of generally less than 6 months, irrespective of the primary cancer type. They most commonly occur in patients with primary breast, lung, or melanoma histologies; however, they also appear in patients with other primary cancers including, but not limited to, prostate cancer, colorectal cancer, and renal cell carcinoma. Historically, molecular biomarkers have normally been identified from primary tumor resections. However, clinically informative genomic alterations can occur during BM development and these potentially actionable alterations are not always detected in the primary tumor leading to missed opportunities for effective targeted therapy. 

  • brain metastases
  • genomics
  • secondary brain tumor
  • primary tumor

1. Epidemiology of Brain Metastases

Brain metastases are a major contributor to cancer morbidity and mortality. Brain metastases are the most common cause of intracranial neoplasms in adults, arising 10 times more frequently than de novo brain cancers [1,2]. Additionally, they are the primary cause of neurologic complications stemming from systemic cancers [3]. The SEER database reported that between 2010–2013, 2% of all patients with a new cancer diagnosis presented with a brain metastatic disease [4]. It is estimated that between 14% and 20% of cancer patients will develop a metastatic brain tumor at some point during their treatment. This means that of the 1.7 million new cancer diagnoses per year in the United States, between 238,000 and 340,000 can expect to develop brain metastasis during their disease course. Recent trends have indicated that the incidence of brain metastases is increasing. Several factors may be contributing to this phenomenon, including longer cancer survival due to improved systemic therapies and increased surveillance modalities, as well as an increased populational cancer burden as a result of an aging population. A brain metastasis is an indication of poor prognosis, with short overall survival, progression-free survival, and time to neurological deterioration [5]. Historically, patients with brain metastasis have a median overall survival of <6 months, irrespective of the primary cancer type [6,7]. The 5-year survival rate for patients with brain metastases is under 2% [1].

2. Treatment of Brain Metastases

2.1. Current Standard of Care

Conventional treatments of brain metastasis include surgical removal, whole brain radiation therapy, and chemotherapy, and are traditionally performed for palliative reasons. More recently, advancements in systemic medical oncology, surgical techniques, and technology and radiation therapy have provided alternative treatment strategies [8,9,10]. Treatment decisions involve a multidisciplinary team of clinicians and are based on a collection of consensus guidelines from several organizations including the Congress of Neurological Surgeons [11,12,13,14] and the consortium of the American Society of Clinical Oncology, the Society for Neuro-Oncology, and the American Society for Radiation Oncology [3], which consider patient factors such as the number of metastases, performance score, and location of metastasis. Treatment of brain metastases is performed with the aim to achieve local control of the metastatic lesion, improve quality of life, and prevent death from neurological disease [15].

2.2. Emerging Treatment Strategies

In general, systemic therapies are often obstructed to acting at the site of a brain metastasis by the blood–brain barrier and, as such, it is unsurprising that chemotherapies have shown disappointing efficacy. Developments of new small molecule therapies and recent advances in our understanding of cancer biology means we are beginning to see targeted therapies show promising results in patients with brain metastases, especially when combined with conventional therapy strategies [8,9,10,16]. A time-series based meta-analysis reported that immune checkpoint inhibitors may provide clinical benefit. The analysis showed the best survival outcome with anti-cytotoxic T-lymphocyte antigen 4 (CTLA-4) and programmed cell death protein 1/ligand 1 (PD-1/PDL1)-based treatment, with this result strongest in patients with a melanoma primary tumor [17]. Targeted therapies that tackle molecular drivers in the cell signaling pathway have progressed rapidly in the treatment of cancer, and they are an active area of research for the treatment of brain metastases. A retrospective study by Yomo et al. reported that treating brain metastases arising from epidermal growth factor receptor (EGFR)-mutant lung cancer with EGFR tyrosine kinase inhibitors resulted in a 1-year survival rate of 74% and a 2-year survival rate of 52% [18]. Similarly, the use of tyrosine kinase inhibitors in combination with stereotactic radiosurgery in human epidermal growth factor receptor 2 (HER-2)-amplified breast cancer brain metastases patients reported higher rates of complete response, compared to stereotactic radiosurgery (SRS) alone [19]. In a second study in the sample population, concurrent SRS and tyrosine kinase inhibition was associated with reduced local failure compared to nonconcurrent therapy [19]. Despite these improvements in longevity, the quality of life for these patients remains poor, due to neurologic and cognitive impairment [4,20].

3. Genomic Alterations Observed in Brain Metastases and Primary Tumors

In a study involving the whole-exome sequencing of 86 matched primary tumors and brain metastases using a pan-cancer approach, it has been demonstrated that even though there is common ancestor between paired primary tumors and brain metastasis pairs, a defined evolutionary pattern occurs at each metastatic site [64]. They found that in 53% of cases, potentially clinically informative alterations were present in the brain metastases that were not detected in the matched-primary tumor samples. The TARGET database of genes with somatic alterations that have therapeutic or prognostic implications was utilized to organize the analysis of the paired samples and, out of 95,431 gene alterations, 330 genes satisfied the TARGET criteria of being clinically informative [65]. Alterations potentially predicting sensitivity to cyclin-dependent kinase (CDK) inhibitors were common with 71 alterations in 48 cases occurring in 10/11 evaluated genes. From the 71 alterations, 44 were shared between primary tumor–brain metastases, seven were only present in the primary samples, and 20 were detected only in the brain metastasis sample. The most frequently altered gene was CDKN2A, which included 17 events in total (including homozygous deletions in 3/8 colorectal cancer cases which were only present in the brain metastasis). MCL1 amplifications (sensitive to CDK inhibitors) in 5/15 events were detected in the brain metastasis samples. PI3K-AKT-mTOR pathway-related mutations (43) were detected in 37 cases in 10 of the 15 evaluated genes, with 24/43 being shared, 5/43 detected in the primary cancers, and 14 detected in the brain metastases. The occurrence of actionable alterations in these genes was observed as follows: breast cancers (9/21 cases; 6/9 shared primary–brain metastases) and lung adenocarcinoma (12/29 cases; 8/12 shared primary–brain metastases). It was also observed that anatomically distinct brain metastases in patients were more closely related to each other than the corresponding primary cancer, while also harboring identical relevant clinical information. This was observed in a patient with an HER2-amplified salivary gland ductal carcinoma who developed a brain metastasis with clinically informative amplifications (MET, CDK6, CCNE1, MYC, and AKT2) that were not detected in the primary tumor. However, after a 10-month period post-irradiation, the patient developed a new brain metastasis in the parietal lobe with identical amplifications.
A study by Dono et al. performed next-generation sequencing on a retrospective cohort of 144 BM patients by testing for genomic alterations on a set of 315 genes in a pan-cancer study [55]. In a comparison between the BM and primary tumors, the following genes were mutated in BM with increasing frequency: TP53, ATR, and APC (lung adenocarcinoma); ARID1A and FGF10 (lung small-cell); PIK3CG, NOTCH3, and TET2 (lung squamous); CDKN2A/B, PTEN, RUNX1T1, AXL, and FLT4 (melanoma); ERBB2, BRCA2, and AXL1 (breast carcinoma); and ATM, AR, CDKN2A/B, TERT, and TSC1 (renal clear-cell carcinoma). In addition, they determined that breast cancer BM patients with ERBB2, CDK12, or TP53 mutations and lung adenocarcinoma BM patients with CREBBP, GPR124, or SPTA1 mutations have worse prognoses. Shih et al. performed whole-exome sequencing of 73 BM–lung adenocarcinoma cases, and by identifying genes with more frequent copy-number alterations compared to a cohort of 503 primary lung adenocarcinomas, there were significantly higher amplifications frequencies of the BM for MYC (12% vs. 6%), YAP1 (7% vs. 0.8%), MMP13 (10% vs. 0.6%), and more deletions in CDKN2A/B (27% vs. 13%) [53]. An independent cohort of 105 patients was also utilized to confirm the amplification frequencies of MYC, YAP1, and MMP13.
A small study by Aljohani et al., involving whole genome sequencing of normal lung, primary tumor and the corresponding BM from 5 patients with progressive non-small cell lung cancer (NSCLC), revealed that primary tumors were associated with mutations in cell adhesion and motility, whereas BM acquired mutations in adaptive, cytoprotective genes such as KEAP-1, NRF2, and P300 [56]. An important observation by these authors was that they were able to detect these mutations in circulating tumor cells (CTCs) from the peripheral blood of 10 patients with either metastatic melanoma, breast, or colon cancer, suggesting that the Keap1-Nrf2-ARE cell survival pathway provides a survival advantage for these cells allowing them to form metastatic tumors in distant organs. Li et al. sequenced 7 triple samples of primary NSCLC tumors, adjacent normal tissue, and the corresponding BM [54]. The WES method detected more than 20,000 exons to provide a clearer representation of the differences between the samples. The two genes, FAM129C and ADAMTS, demonstrated a stronger correlation with BM. In addition, they observed copy number deletions with SAMD2 and SMAD4, which are part of the TGFβ signaling pathway that is involved with BM. They also observed TP53 and EGFR mutations in both primary and BM tissue, as also reported by previous studies.
A Nanostring nCounter PanCancer Immune profiling panel comprised of 770 immune-related genes was utilized by Song et al. to characterize the population differences between primary NSCLC tumors and brain metastases [66]. Fifty-four genes were significantly differentially expressed between primary and brain metastatic tumors and tumors which contained mutated EGFR, as well as diverse immune-related pathways being upregulated in the BM. Thirty-six genes were significantly upregulated in the primary lung cancer and eighteen in the corresponding BM. Genetic markers of T cells and B cells (CD3E and CD79A) were upregulated in the primary tumor, whereas M2 macrophage/microglia-related (CD163) and natural killer-cell-related (CD56) genes were upregulated in the BM, alongside anti-inflammatory markers, toll interacting protein (TOLLIP), and human leukocyte antigen G (HLA-G). EGFR mutation in the primary cancer was associated with a lower PD-L1 expression, T-cell infiltration, and a tumor mutation burden. Jiang et al. undertook a comprehensive whole-exome sequencing analysis of primary lung adenocarcinoma, blood, and lung or brain metastases from 26 patients [67]. They discovered that common driver mutations, including TP53 and EGFR, were consistent between paired primary and metastatic tumors, although the liver metastases demonstrated a similar mutational landscape than the BM samples when paired with the primary cancer, suggesting that actionable mutations identified from a single biopsy taken from the primary cancer may not represent in the mutations observed in the BM. This indicated that distinct mutational and evolutionary trajectories are involved in the metastases to different organ sites from the same primary tumor.
Sanus et al. performed an integrated genomic and transcriptomic unmatched analysis of 36 BMs from multiple primary tumor types (breast, lung, melanoma, and esophageal) which discovered novel candidates with potential roles in BM development, including significantly mutated genes DSC2, ST7, PIK3R1, and SMC5, in addition to DNA repair, ERBB–HER signaling, axon guidance, and protein kinase-A signaling pathways [68]. In addition, a mutational signature analysis was applied to successfully identify the primary cancer for two BMs with unknown origins present in the cohort, with actionable genomic alterations also identified in 86% (31/36) of the BM samples supporting a genotype–drug efficacy relationship. High expression levels of the growth factor receptor HER3 were detected in the BMs, even though the ligand neuregulin I was low in the tumor cells. The brain microenvironment is rich in the ligand, which allows the tumor cells to survive and proliferate into a BM, also highlighting the importance of the relationship between the brain microenvironment and the tumor cells. Although this was a retrospective study, the authors proposed that it was possible that this approach in a prospective study may have impacted on some of the cases if known at the time of resection, as 10 patients may have been eligible for a phase I trametinib (MEK-inhibitor) trial due to NRAS- or KRAS-mutant cancers.
Fukumara et al. performed a multiomic profiling-based study, where they undertook genomic, transcriptional, and proteomic profiling using whole-exome sequencing, mRNA-seq, and reverse phase protein array analysis on a cohort of lung (14 patients), breast (14 patients), and renal cell carcinomas (7 patients) that were primary and matched BM or extracranial metastatic (EM) cancers [52]. The clinical specimens were surgically resected normal or tumor tissues and patient-matched white blood cells. While they were not able to identify specific genomic alterations associated with BM in this cohort, there were correlations with impaired cellular immunity, upregulated oxidative phosphorylation (OXPHOS), and canonical oncogenic signaling pathways (including phosphoinositide 3-kinase (PI3K) signaling) across multiple histologies. However, they did observe mutations and copy number alterations distinguishing individual BMs from their patient-matched P/EM samples. The mutational profiles were largely reflective of the cancer type, falling within established rates for the three cancers and with no significant difference between primary/EM cancers versus BM status.
Despite the absence of genomic alterations associated with BM in the study by Fukumara, identifiable gene mutations in BM generally provide insights into shared gene alterations which are common across brain metastases [52]. As BM generally occur late in a patient’s disease course for the primary tumor, resistance to the initial targeted therapies based on the primary tumor or loss of previously identified biomarkers result in the initial therapies being ineffective. Therefore, molecular signatures are frequently observed to be different between the primary cancer and the corresponding BM, as a result of clonal evolution during migration of the tumor cells, systemic treatments providing selective pressure, and differences in the local microenvironment.
However, BM-targeted therapies based on molecular biomarkers/signatures will also depend largely on the experience of the treating clinicians, who may have little experience in determining the efficacy of the targeted therapy based on current knowledge of the therapy with other diseases, as well as the ability to cross the blood–brain barrier. Thus, some institutions may rely on a multidisciplinary approach through ‘Molecular Tumor Boards’, with input from multiple specialties, which would enhance the clinical care based on a genomics approach. As ‘Molecular Tumor Boards’ are adopted across multiple hospital sites, knowledge on how to effectively implement targeted therapies based on the molecular differences between BM and their primary cancers will result in a better prognosis for BM patients.

4. Monoclonal Verses Polyclonal Spread of Brain Metastases

Brain metastases are seeded by highly evolved primary tumors in NSCLC cases. Brain metastases derive from late-arising tumor clones in primary NSCLC tumors. A study from Lee et al. looked at the relationship of somatic mutations present in primary tumors with matching somatic mutations in corresponding brain metastasis samples in 7 patients with NSCLC [69]. Interestingly, the metastatic samples sequenced in this study were sampled across a wide temporal spacing ranging from 3 to 24 months after the time point the primary tumors were sequenced with an average of 9 months. Nearly 70% of the mutations detected in the metastatic samples were present in the primary tumors, implying that the metastatic seeding events occurred late in the primary tumor evolutionary cycle. To determine whether this pattern of seeding was observed in distinct cohorts, Lee et al. conducted a similar analysis using somatic WES data derived from 35 primary–brain metastasis samples from the Brastianos cohort of NSCLC tumors [64]. Similar to their original findings, they observed that the rate of shared mutations between primaries and brain metastases in the distinct cohort was validated with approximately 70% of somatic exonic variants shared between the tumor locations, suggesting that brain metastases derive from late-evolving subclones in primary lung tumors.
This finding is similar to that reported in an earlier larger study of brain metastatic lung adenocarcinoma series where 73 brain metastatic samples and matching primary tumor tissue from 58 of these cases were whole exome-sequenced to high depth [53]. They were able to assess the significance and evolutionary timing of candidate somatic driver events in either of the primary or metastatic samples, whether private and assumed to have occurred after the divergence of the metastatic and primary tumor lineages. Variants that were shared by the primary tumor sample and brain metastasis were assumed to have occurred in an ancestral population that preceded their divergence. This analysis also confirmed that metastatic subclones developed late in the tumor evolution of the primary cancer, with the vast majority of somatic variants clonally shared between the two tumors. Of interest, deletions of CDKN2A/B had a higher propensity to be shared between the metastatic and primary tumor lineages, suggesting that loss of this region was positively selected and had a significant role in advancing the metastatic potential of primary tumors.
Fukumura et al. performed genomic, transcriptional, and proteomic profiling in a cohort of 35 patients comprising 14 lung, 14 breast, and 7 renal cell carcinomas, consisting of both BMs and patient-matched primary or extracranial metastatic tissues [52]. Two distinct brain metastatic foci were isolated from two different lung cancer patients, providing an opportunity to observe inter-metastatic heterogeneity in these patients. The tissues were from fresh frozen samples and matching primary tumors were available from 33 of the patients in the cohort. However, it is not clear in all cases whether the primary and brain metastatic tissues were sampled asynchronously, permitting observance of evolutionary changes across time, or whether some samples were isolated at the same time. An analysis of the whole-exome sequencing data was used to explore the landscape of point mutations and copy number changes in the paired brain metastatic and primary tumor specimens. The overall burden of SNV mutations and CNV profiles reflected the patterns typically observed in the three primary tumor types utilized in this study. Even though the overall mutation burden was not significantly different between the respective paired brain metastases and primary tumors, there were in some cases large clusters of mutations private to either the brain metastases or the matching primary tumor specimens. This would suggest that at least in some of these cases the seeding of the brain metastatic clones occurred early in the primary tumor evolution and was not likely to be a late event, as has been observed in the other studies previously mentioned. An analysis of the mutations private to the seeding clones would likely be informative as to whether there would exist any driver mutations common across the three different tumor types. Additionally, this study did also not report on the clonality status of either the brain metastases or the primary tumors. Hence, it is not possible to confirm whether the brain metastases analyzed in this study had the predominant monoclonal status, as has been reported in other studies, and which would appear to demarcate brain metastases from other sites of metastasis where polyclonal status of metastases is more common [70].

This entry is adapted from the peer-reviewed paper 10.3390/cancers14194963

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