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HER2+ Breast Cancer Escalation and De-Escalation Trial: History
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Subjects: Oncology
Contributor: Sara López-Tarruella

Long-term outcomes in breast cancer patients differ based on the molecular subtype, with HER2-E being the most aggressive one. Advances in clinical practice have dramatically shifted HER2+ breast cancer prognosis. Risk adapted strategies to individualize therapies are necessary. De-escalation approaches have been encouraged based on the risks of clinical-pathological factors. Molecular gene subtyping could further accurately define HER2 addicted tumours that are sensitive to anti-HER2 therapies, thus sparing unnecessary treatments. The transition from immunochemistry to molecular profiling in HER2+ breast cancer is discussed. 

  • early
  • HER2+
  • escalation
  • de-escalation
  • intrinsic subtype
  • HER2-enriched

1. Introduction

Four intrinsic subtypes of breast cancer (BC) were identified from gene expression data in 2000: Luminal A (LumA), Luminal B (LumB), HER2-enriched (HER2-E) and Basal-like BC. These subtypes have different outcomes and variable responses to anticancer therapies. The prognosis of each subtype depends on the hormone receptor (HR) status, proliferation as per Ki-67 and HER2 protein expression. Approximately 16–18% of all BC cases are HER2+ according to immunochemistry (IHC) protein expression profile [1]. A 50-gene signature (PAM50) was later developed to simplify the former subtype classifications through quantitative real-time reverse-transcription PCR (qRT-PCR) and NanoString nCounter® [2]. PAM50 is currently successfully used in multiplexed gene expression platforms such as NanoString nCounter®, which is the basis for the Prosigna® test. This test has been approved in current practice as a prognostic and predictive tool in HER2- and positive estrogen receptor (ER+) early BC and it acts as a powerful assay for clinical trial drug development [3]. To add complexity, all these intrinsic molecular subtypes can be identified in HER2+ tumours, with the HER2-E being the most frequent (~47%), followed by Luminal B (~18–28%), Luminal A (11–23%) and Basal-like (7–14%). Furthermore, this distribution seems to be heavily influenced by HR status, with HER2-E subtype representing 30% of the molecular subtypes within HR+/clinically HER2+ BC and 75% within HR-/clinically HER2+ tumours. Of note, the concordance rate between the pathology-based subtypes and the intrinsic subtypes is moderate (67.4%; kappa statistic: 0.50) [4][5]. Moreover, there is enough clinical evidence to support the idea that intrinsic subtypes might identify a subgroup of clinically HER2+ tumours that highly respond to anti-HER2 therapies regardless of chemotherapy and HR status [6]. Despite the improvement in the molecular subtyping of BC, most treatment strategies still rely on the classical pathological assessment using IHC. However, recent studies suggest that IHC is not a reliable surrogate of genomic intrinsic subtypes, and that gene expression methods have a higher predictive and prognostic value [7][8]. This argument raises concern about whether the current IHC-based classification neglects real tumour biology, thus leading to untailored treatments [9]. In fact, classical clinical research has been developed according to IHC BC subtypes, consigning the impact of intrinsic subtypes to exploratory analysis, instead of designing trials specifically for each molecular subtype. Therefore, it is currently the primetime for molecular based clinical trial designs.
PAM50 may be performed on both digital multiplexed gene expression and RNA-Seq platforms. The NanoString nCounter® system enables gene expression analysis through direct multiplexed measurements. It was proven to be highly reproducible and has shown consistency between fresh-frozen (FF) and formalin-fixed paraffin-embedded (FFPE) derived RNAs. Therefore, it is a suitable tool to be used in clinical practice. On the other hand, full RNA-Seq is a fundamental research tool for whole transcriptome analysis. However, being very expensive and time-consuming renders it difficult to be used in routine clinical practice. Fortunately, limitations on removing partially degraded mRNA in FFPE samples with typical RNA-Seq protocols may be overcome by using Ribo-Zero-Seq [10].
The intriguing question is whether the data of intrinsic subtypes from different clinical trials can be compared with each other, considering that the molecular assessment has not been performed with a uniform method within all these studies. As an example, the distribution of intrinsic subtypes in neoadjuvant trials differs among similarly based IHC cohorts when using different technologies. While PAMELA and APT trials reported a similar distribution of HER2-E subtype when using the nCounter platform (66.9% and 65%, respectively), this percentage was quite different in the CALGB40601 trial, which used RNAseq (31%) [11].
This issue may be resolved by comparing the distribution of subtypes using both platforms within the same rather than different series. Consequently, some research groups have explored the correlation between gene expression data according to these two technologies [12]. Picornell et al., compared the PAM50 intrinsic subtype determination results with both assays in the same triple negative IHC-based BC series and reported a convincing 96% positive correlation [3]. Furthermore, a combined analysis of CALGB 40601 (Alliance) and PAMELA trials using RNAseq showed a high consistency with the nCounter platform. A similar rate of HER2-E (62%) was found in this combined cohort [13].
An emerging paradigm for safe clinical development aims to identify patients at risk of relapse that deserve salvage treatments or, conversely, to select patients that can safely spare the intake of unnecessary drugs. The challenging issue is the accurate stratification of these categories. Based on this, Prat et al., developed a prognostic assay that integrated molecular tumour features with clinical and pathologic variables in patients with newly HER2+ BC from the adjuvant Short-HER trial. The final prognostic model was evaluated in an independent combined dataset of patients from four neo/adjuvant studies. HER2DX score was significantly associated with metastasis-free survival as a continuous variable but the HER2DX score was not associated with pCR likelihood. [14]. To solve this issue, the same author developed and validated an additional HER2DX pCR score using clinical variables (tumour size, nodal staging) and 4 gene expression signatures (tracking immune infiltration, tumour cell proliferation, luminal differentiation, and the expression). Whereas some HER2DX variables were associated with pCR (i.e., immune, proliferation and HER2 amplicon), others were associated with non-pCR (i.e., luminal, and tumour and nodal staging). The authors concluded that both HER2DX tests (HER2Dx Risk Score and HER2Dx pCR likelihood score) provide accurate estimates of the risk of recurrence (HER2Dx Risk Score) and the likelihood to achieve a pCR (HER2Dx pCR score) in the early stage HER2+ BC [15]. Therefore, these tools might select candidates for escalated or de-escalated systemic treatment.

2. Ongoing Trials Based on Molecular Subtyping

Ever since the first anti-HER2 therapy was approved in 1998, eight anti-HER2 drugs have been incorporated into the armamentarium and a good handful of novel compounds are currently being tested. Molecular profiling may guide next generation clinical trials and should be specifically designed in each intrinsic subtype for optimum individualized therapeutic approaches (Table 1).
Table 1. Molecular subtyping decision-guided ongoing clinical trials in BC.
NCT Clinical Trials.gov: Trial Molecular Subtype
NCT04675827 De-escalation Adjuvant Chemo in HER2+/ER-/Node-neg Early BC Patients Who Achieved pCR After Neoadjuvant Chemo & Dual HER2 Blockade (Decrescendo). NA
NCT04578106 Omission of Surgery in Clinically Low-risk HER2 positive Breast Cancer with High HER2 Addiction and a Complete Response Following Standard Anti-HER2-based Neoadjuvant Therapy (ELPIS). HER2-E
NCT04817540 Phase II Trial of Anti-HER2 Treatment in HER2-enriched Early Breast Cancer Identified by PAM50 (HER2E-PAM, PAMILIA Study). HER2-E
NCT04460430 Targeting EGFR/ERBB2 with Neratinib in Hormone Receptor (HR)-Positive/HER2-negative HER2-enriched Advanced/Metastatic Breast Cancer (NEREA). HER2-E
NCT04142060 Targeting PAM50 Her2-Enriched Phenotype with Enzalutamide in Hormone Receptor Positive/Her2-Negative Metastatic Breast Cancer (ARIANNA). HER2-E
NCT03988036 A Study with Pembrolizumab in Combination with Dual Anti-HER2 Blockade with Trastuzumab and Pertuzumab in Early Breast Cancer Patients with Molecular HER2-enriched Intrinsic Subtype (Keyriched-1). HER2-E
NCT03820141 Durvalumab with Trastuzumab and Pertuzumab in HER2-Enriched Breast Cancer (DTP). HER2-E
NCT02213042 Evaluation of Biomarkers Associated with Response to Subsequent Therapies in Subjects with HER2-Positive Metastatic Breast Cancer. HER2
Risk adapted strategies regarding pCR, similar to the KATHERINE trial design, are necessary. Decrescendo is a phase II de-escalation study evaluating neoadjuvant paclitaxel or docetaxel combined with pertuzumab and trastuzumab. Subjects receiving pCR are planned to complete adjuvant HER2 double blockade, while those with residual invasive disease will escalate to T-DM1.
Efforts must be focused on identifying genomic predictors of pCR to guide treatment de-escalation in the neoadjuvant setting, not only regarding drugs, but also the extent of surgery. ELPIS trial plans to enrol stage I HER2-E BC patients to evaluate if surgery might be omitted if a complete response is achieved following neoadjuvant paclitaxel, trastuzumab, and pertuzumab. Perhaps, these kinds of trials may be the beginning to overcome surgical procedures similar to those in other haemato-oncology disorders.
HER2 negative BC is also a heterogeneous disease and HER2-E subtype can also be identified. PAMILIA phase II study aims to determine whether the addition of HER2-targeted treatment increases the pathologic remission rate in HER2 negative (IHC1+ or 2+ (FISH/SISH-) but HER2-E BC according to PAM50. This study endorses the concept that IHC is not a reliable surrogate of genomic intrinsic subtypes, and that current IHC-based classification may imply a loss of opportunity.
In particular, the HER2-E subtype represents approximately 6.6–11.0% of HR+/HER2- tumours; thus, the incorporation of novel drugs in combination with endocrine therapy can improve patient outcomes, especially in HER2-E subtype. With this rationale, the NEREA trial evaluates targeting EGFR/ERBB2 with neratinib in this group of patients in a metastatic setting.
Similarly, the main hypothesis of the ARIANNA study is that enzalutamide induces a significant proliferative arrest in HR+/HER2-negative BC falling into the PAM50 HER2-E subtype.
As HER2 positive BC is often correlated with a high expression of TILs and PD/PD-L1, immunogenic therapeutic strategies seem to be very promising. Therefore, a de-escalating chemotherapy-free phase II trial with a single arm containing dual anti-HER2 blockade with trastuzumab and pertuzumab and the checkpoint inhibitor pembrolizumab is able to evaluate the pCR rate in patients with HER-E BC. Further translational research will be added to gain further insight into the tumour response or resistance to this treatment approach.
Conversely, durvalumab is a drug that also enhances immune system activity. Thus, safety and effectiveness in terms of pCR of this anti-PDL-1, together with trastuzumab and pertuzumab treatment is being evaluated in HER2-E BC patients in the phase II trial DPT.
To conclude, in order to evaluate whether dual blockade promotes changes to biomarkers associated with immunomodulation, a phase II study is being performed on HER2+ advanced BC patients treated with at least 2 prior lines of anti-HER2-targeted therapies.

3. Current Insights

HER2-positive BC is a biologically heterogeneous disease with different treatment sensitivities and survival outcomes. Although most patients belong to the HER2-E subtype, all four intrinsic molecular subtypes can be identified in this population. PAM50 has been developed as the most accurate genomic assay to define the HER2-E intrinsic subtype. As IHC-HER2 status is not a perfect predictive marker, molecular profiling may accurately define those HER2 addictive tumours and provide deeper insights into potential therapeutic approaches. However, to better portray “HER2 addiction”, other variables may be needed. A platform that includes molecular features and the immune milieu is necessary. Whether such a molecular classifier combined with conventional clinicopathological characteristics will help us to further refine patient stratification remains to be explored in prospective clinical research.
Conventional clinical trials have been designed regardless of these molecular features. Thus, IHC-based classification may lead to inappropriate treatment, but molecular profiling enables personalized treatment approaches.
There is enough evidence to support that there is a multiparametric accurately defined HER2 addicted BC, that derives the most benefit from HER2 blockade and, therefore, remains the best subtype for de-escalating strategies. The question is whether these patients might be cured with dual HER2 blockade while sparing treatment with chemotherapy. However, this appealing de-escalating approach remains exploratory, as the achieved pCR rate is below what salvage HER2 plus chemo regimens provide and, therefore, this hypothesis needs further validation.
Alternately, given the extreme sensitivity of HER2-E tumours to anti-HER2 therapies, single HER2 blockade combined with taxane based chemotherapy could be enough to treat these patients. Thus, double blockade would not always be necessary.
On the other hand, risk-adapted novel trial designs tailoring treatment by delivering novel drugs to treat high risk patients are needed.

4. Conclusions

To conclude, each HER2-positive patient needs to be treated individually, in accordance with the biological and clinical characteristics of the tumour and the patient’s own personal conditions and comorbidities. Decision making must balance the risk of disease recurrence, life-threatening or irreversible toxicity risk, and associated costs.

This entry is adapted from the peer-reviewed paper 10.3390/cancers14030512

References

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