Immune Modulatory Potential of Charged Particle Radiation
While there is convincing preclinical and clinical evidence on significant therapeutic benefit from combining photon RT with IO, only a limited number of comprehensive preclinical studies have investigated whether PRT elicits a different immune response compared to photons or modifies tumor cells into a more immunogenic phenotype to increase their sensitivity to immune surveillance ().
Figure 2. Overview of immunogenic involvement of charged particle radiation. Created with BioRender.com.
There are indications that PRT has the potential to inflict higher immunogenicity than photons, especially CIRT. It has been reported that high-LET CIRT (>70 keV/μm) significantly increased HMGB1 levels in the culture supernatant of three human cell lines 72 h after irradiation compared with lower-LET CIRT (13 keV/μm) [
204]. The comparison with photon RT was not performed in this study, but it can be assumed, based on the comparison with 13 keV/μm, that high-LET CIRT has a greater potential to enhance the release of the immunogenic molecules as compared to lower-LET RT such as linac X-rays (6–16 MeV with LET of only 0.3 keV/μm) or protons (~5 keV/µm) [
205]. In another study, comparable levels of HMGB1 were found after exposure to isoeffective doses of carbon ions and photons, where HMGB1 was also measured after 72 h but with carbon ions with LET of 50 keV/μm [
206]. In murine SCC, a dose-dependent release of HMGB1 and surface calreticulin expression was found after both γ-rays (
137Cs) and CIRT, but only calreticulin expression was significantly higher after CIRT with a biologically equivalent dose [
207]. A similar radiation-induced (8 Gy) upregulation of surface molecules involved in immune recognition (HLA, ICAM-1, and the tumor-associated antigens CEA and MUC-1) was seen regardless of the type of RT, in several human cancer cell lines [
208]. Both photon RT and PrRT induced cytotoxic T lymphocytes lysis mediated by calreticulin cell-surface expression. In addition, PrRT increased translocation of calreticulin in both cancer stem-cell- and non-stem-cell-like populations, potentially facilitating the immune attack on cancer stem cells, which are regarded as being more radioresistant; however, this potential was not tested. Whether induction of calreticulin translocation in cancer stem cells is a unique effect observed after PrRT remains to be elucidated. Calreticulin expression was compared 48 h after photon RT, PrRT, and CIRT in four different human cancer cell lines [
209]. The study concluded that proton RT and PrRT were equally effective in inducing calreticulin expression, whereas CIRT had significantly stronger effects on increasing calreticulin levels compared to PrRT and photon RT at 2 and 4 Gy. In this study, however, despite reporting different RBE values for different cell lines, comparison of calreticulin expression at isoeffective doses for each individual cell line was not performed, which affects the data interpretation. Moreover, it should also be noted that for evaluation of the immunogenic potential of a cytotoxic insult upregulation of multiple ICD molecules is required (HMGB1, calreticulin, HSPs, ATP) to trigger a solid immune response [
41,
210]. In a recent study, it was shown that isoeffective doses of carbon ions induced higher levels of phosphorylated mixed lineage kinase domain-like (MLKL) protein, which mediates and regulate necroptosis, providing an important source of DAMPs and ICD molecules [
211].
It may be expected that PRT leads to a higher release of antigens and greater diversity of T cell repertoire (neo-antigens) than photons because clustered DNA lesions, defined as two or more individual lesions within one or two helical turns of the DNA, commonly observed with charged particles, might result in more unrepaired DNA damage and genomic mutations or instability [
212,
213]. DNA damage in human pancreatic cancer cells, as measured by γH2AX foci up to 24 h after irradiation with isoeffective doses, was more persistent 24 h after CIRT (50 keV/μm) as compared to 200 kVp X-rays especially in cancer cells that had a stem cell phenotype [
214], which was paralleled by the larger foci size [
212]. Similarly, PrRT resulted in more and persistent DNA damage in glioma stem cells, as assessed using the DNA comet assay up to 48 h after radiation exposure as compared to photon RT, supporting higher probability of antigen accumulation after PRT [
212].
The concept of increased genomic instability is supported by recent studies demonstrating that PRT induces chromothripsis in cells, i.e., a form of genomic instability characterized by massive, but highly localized chromosomal rearrangements following generation of more shattered chromosome domains along the particle track in the nucleus [
215]. This phenomenon leads to a new genome configuration and the formation of complex chromosomal alterations by provoking inaccurate rejoining of chromosome fragments [
10]. While this event can lead to the development of secondary malignancy in the case of normal tissue exposure, it can result in the formation of neoantigens provoking stronger immune reaction, particularly when combined with IO. However, it still remains to be determined whether neoantigens induced by PRT are immunogenic. Furthermore, micronuclei, by-products of mitotic progression, formed in response to radiation, may result in the initiation of chromothripsis (the micronuclei hypothesis [
216]) and can trigger activation of inflammatory signaling and are a repository for the pattern-recognition receptor cyclic GMP–AMP synthase (cGAS) [
85]. CIRT and PrRT are more effective in the induction of micronuclei than photon RT, suggesting that PRT may have greater potential to activate immune response via the aforementioned mechanisms [
217,
218,
219]. The other consequence of the complex DNA damage induced by high-LET radiation including PrRT (12 keV/μm) is specific induction of histone H2B ubiquitylation on lysine 120, which is essential for repair of clustered DNA damage. This was not observed for low-LET PrRT (1 keV/μm) and photon RT [
220]. It has been shown that this process is catalyzed by E3 ubiquitin ligases MSL2 and RNF20/RNF40 complex, which modulates inflammation and inflammation-associated cancer in mice and humans. It has been shown that downregulation of RNF20 augmented the TNF-ɑ response in mouse colonocytes and innate immune cells, suggesting that induction of RNF20 would improve TNF-ɑ profile [
221]. In addition, RNF20-deficient mice had more myeloid-derived suppressor cells (MDSCs) than wildtype mice, hence increased RNF20 in response to clustered DNA damage might enable an antitumor immune reaction via decreased MDSC activation. Along with the indirect immune modulating effects of PRT via induction of pro-immunogenic processes in tumor cells, CIRT (170 KeV/μm) has been shown to directly enhance phagocytic activity of murine macrophages as compared to 250 keV photon RT, while there was no difference between the effects of CIRT and photon RT on macrophage vitality [
63]. Moreover, an enhanced immunogenic effect of CIRT was found to augment in vivo antibody-dependent cellular toxicity [
222,
223].
Numerous cytokines are involved in the regulation of radiation-induced inflammatory response by recruiting immune cells, which are crucial for both local and systemic tumor responses to radiation. The impact of PrRT on the profile of inflammatory cytokines has been investigated in several studies. Specific genes coding pro-inflammatory molecules such as IL-6, IL-8, CCL2 were less expressed in HNSCC cells following PrRT as compared to photon RT especially after fractionated irradiation with three fractions one week apart either with 2 Gy or 8 Gy per fraction [
224]. In line with this result, a panel of pro-inflammatory factors was also less expressed after PrRT in fibroblasts and in blood samples of irradiated mice as compared to photon RT [
225,
226,
227]. While lower expression levels of molecules regulating inflammation following PrRT would decrease the risk of late radiation-induced tissue injury such as fibrosis, it still remains to be determined how this would impact the immune-stimulating effects of PrRT. Whether CIRT differentially affects the expression of pro-inflammatory cytokines as compared to photon RT is yet unknown.
It has been reported and summarized in several reviews that tumor hypoxia creates an immunosuppressive (tumor) microenvironment [
228,
229,
230,
231]. Hypoxia-inducible factor 1ɑ (HIF-1ɑ) is one of the mediators of the immune escape, for example, via upregulation of immune checkpoint protein PD-L1 on dendritic cells, macrophages and tumor cells [
232,
233]. Although hypoxia is the main factor contributing to HIF-1ɑ stabilization, radiation-induced reactive oxygen species have been shown to stabilize HIF-1ɑ also in the presence of oxygen [
234,
235]. The latter effect was observed only after photon RT, whereas CIRT attenuated HIF-1ɑ signaling. This phenomenon observed for carbon ions does not only prevent adaptive prosurvival cellular processes in response to HIF-1ɑ induction, but may also result in better recognition of tumor cells by immune cells in contrast to photon radiation, supporting the potentially superior immunogenicity of CIRT. It is well established that the efficacy of PRT is less dependent on the presence of oxygen as compared to photons [
236,
237]. It has been shown that CIRT (5 × 1.5 Gray equivalent (GyE)) eradicated patient-derived GBM stem cells in an orthotopic xenograft tumor model, while isoeffective photon irradiation led to cancer stem cells enrichment resulting in a worse outcome as compared with CIRT [
237]. Given that cancer stem cells reside in the hypoxic niche, these data suggest that immune modulatory effect of CIRT may be less dependent on hypoxia-associated immunosuppression, which is in line with the observation that the eradication of the glioma cancer stem cells correlated with the switch of transcriptome signatures related to hypoxia-associated pathways in the latter study. The same authors performed a series of experiments in murine tumor models and suggested that prolonged survival after CIRT was attributed to the reduction of Mɸ2-like macrophages and MDSCs, increased influx of CD8+ T cells, generation of an immunopermissive niche, as opposed to photon RT. Overall, it can be expected that PRT will be especially effective in combination with immunotherapies in hypoxic tumors, which requires further investigations.
The greater immunogenic potential of PRT, as compared to photons observed in some of the aforementioned in vitro experiments, has been translated in some animal studies. Mouse osteosarcoma cells irradiated with carbon ions formed less distant metastases compared to photons after exposure to isoeffective single dose of 10 Gy (5 GyE) [
238]. The difference was explained by decreased metastatic capabilities of CIRT as compared to photon RT assessed by cell migration and invasion and the expression of integrins. However, it cannot be excluded that CIRT triggered immune responses protecting animals from metastatic spread, which is also supported by the greater response of primary tumors to the RBE-weighted CIRT dose. It was suggested that patients with localized prostate cancer treated with CIRT have a lower risk of subsequent primary cancers than those treated with photon RT [
239]. CIRT also resulted not only in efficient elimination of the primary tumor, but also in a dramatic reduction of tumor formation after secondary tumor challenge at a contralateral site in the murine SCCVII model, indicating the development of the protective immunological memory [
240]. In a different mouse SCC (NR-S1), the incidence of lung metastases decreased with increasing dose but this effect did not depend on radiation quality [
241]. Clinically, a case has been reported, where a patient with an inoperable metastatic retroperitoneal sarcoma was treated with palliative PrRT and had complete regression of non-irradiated metastases consistent with the abscopal effect [
242], supporting the potency of PrRT to induce systemic antitumor immune response. Taken together, preclinical and clinical data provide some evidence that PRT can trigger superior antitumor immune response than conventional photon RT, but further thorough investigations are warranted.