1. Background
The search for prenatal detection of chromosomal anomalies has been ongoing since the 1960s. At the very beginning, maternal age was the screening parameter of choice, and Down syndrome the anomaly that was almost exclusively screened for [
1]. Since then things have, at least technically, changed enormously, even though Down syndrome is still the main focus of screening and in the minds of many patients the only diagnosis that they may confront. Structural chromosomal anomalies and monogenic diseases are still not focused on by current screening algorithms, nor by the education system or by society in general [
2]. With the clinical implementation of non-invasive prenatal testing (NIPT) in 2012, there has been a paradigm shift in prenatal screening. First trimester combined screening (FTCS) based on maternal age, fetal nuchal translucency thickness (NT) and the serum markers
β-HCG and PAPP-A has a detection rate (DR) of 90–95%, a false positive rate of 2.5–5% [
3] and a PPV of 3.4 [
4] for the detection of trisomy 21. Included is the advantage that, if the results are abnormal, it could raise suspicion not only for the common trisomies, but also for early detectable fetal structural defects and other clinically relevant findings such as rare autosomal trisomies (RATs), triploidy, single gene disorders and copy number variants not detectable in a targeted NIPT approach [
5]. A disadvantage is the comparatively high false positive rate leading to invasive procedures. The advantage of NIPT for common autosomal trisomies is the high sensitivity and specificity and the very high negative predictive values [
6]. In clinical practice this leads to a reduction in invasive testing, now limited to the high risk cases and to confirm NIPT findings [
7]. Even though the performance of NIPT is dependent on prevalence i.e., maternal age dependent, overall performance is excellent and superior to first trimester combined screening in the high risk cases and also in the general population, in particular for trisomy 21 [
8,
9].
Different approaches for the implementation of NIPT have been used. For contingent screening, a group with an elevated risk is defined, who will then be tested by NIPT. Other approaches use NIPT as a first-line screening. However, in some countries no consistent strategy or guidelines exist.
There are concerns about missed diagnosis of atypical chromosomal aberrations in the intermediate and high risk group, when NIPT is offered for common trisomies instead of invasive diagnosis with chromosomal microarray analysis [
10]. This knowledge is very important for younger patients and for example egg donation, when the risk for microdeletions or -duplications is higher than that for Down syndrome.
Other considerations are that, by using NIPT as a first-line screening, genetic conditions other than the common trisomies and fetal structural anomalies will be missed or diagnosis could be delayed to the second trimester [
11]. There is a consensus that NIPT should always be offered in combination with a qualified ultrasound scan. NIPT can be offered already at around 10 weeks or even earlier. The information of an ultrasound examination at this gestational age is limited to viability and the diagnosis of multiples. Implementation of two ultrasound scans in the first trimester if NIPT is performed early has to be discussed. Offering NIPT at 11+0-13+6 weeks in order to look for increased nuchal translucency and structural fetal anomalies, following the ISUOG guidelines, seems to be the more comprehensive approach [
12,
13,
14]. A recent study showed that management would be changed in almost 10% of cases, when ultrasound was done before blood for NIPT was drawn [
15]. Early screening and prevention of pre-eclampsia is also an important factor of first trimester diagnosis and should not be neglected through the exclusive use of NIPT. At the moment it is not clear if the replacement of FTCS for NIPT has an impact on early detection of growth restriction or pre-eclampsia [
16].
Besides numeric or structural chromosomal changes, an increased nuchal translucency is also associated with fetal structural malformations (for example cardiac defects, skeletal anomalies, genitourinary tract anomalies and others) and adverse pregnancy outcome [
17,
18]. Systematic NT measurement can thereby facilitate earlier detection and specialized follow-up [
14,
19,
20].
In several countries, chromosomal microarray has replaced classic karyotyping after invasive diagnosis in general, or in preselected clinical situations such as NT > 99th percentile, structural fetal anomalies, fetal growth restriction < 3rd percentile before 28 weeks, etc. [
21,
22,
23,
24]. Chromosomal microarray can detect clinically relevant submicroscopic copy number variants and may change surveillance and decision making in the affected pregnancy [
23,
24,
25]. Furthermore, single nucleotide polymorphism (SNP)-based arrays also allow the detection of triploidy and uniparental disomy [
26]. The additional diagnostic yield is dependent on the indication for testing. Wapner et al. found an additional 6% of relevant deletions or duplications in fetuses with normal karyotype and structural anomalies, and 1.7% for the indication “advanced maternal age” or positive screening results [
23,
27]. Also, diagnostic yield increases with multiple fetal anomalies and is associated with anomalies of special organ systems [
28,
29].
An elevated risk for pathologic copy number variants is also described for NT > 3 mm in fetuses with normal karyotype [
30,
31,
32,
33,
34]. This is also the case in altered serum levels of PAPP-A and free
β-HCG (< 0.2 MoM respectively < 0.45 MoM or > 5 MoM) [
11,
35].
Another advance has been the inclusion of next-generation sequencing for diagnosis in fetal cells after chorionic villous sampling or amniocentesis [
36].
Next-generation sequencing can be applied in different ways:
- (1)
-
A clinical exome sequencing (CES) covering genes associated with a known clinical association with disease (Mendeliom) [
37].
- (2)
-
Whole exome sequencing (WES), covering the protein coding segments (exons) of all known genes representing about 1–2% of the genome [
38].
- (3)
-
Whole genome sequencing (WGS) additionally covering regulatory genomic sequences, introns and other non-coding sequences.
With the rapid evolution of genetic testing methods and corresponding bioinformatic capacities, paradigms of screening and diagnostics in prenatal medicine are changing considerably and continuously. Besides counseling issues, ethical issues are also arising and need to be discussed.
Starting as a screening tool for the most common trisomies, cfDNA screening is continuously expanding its spectrum.
Offering the test for sex chromosome anomalies, some providers additionally came up with screening for rare autosomal trisomies, genome-wide deletions and duplications and certain microdeletions, most commonly microdeletion 22q11.2 [
39,
40,
41,
42]. In contrast to the convincing evidence for NIPT for trisomies 21, 18 and 13, valid data with respect to accuracy and PPVs are still missing for most of these additional tests [
40]. For sex chromosomal anomalies, especially Turner syndrome, the positive predictive value is constantly lower than that for common trisomies and varies between 9% and 40% [
43]. Including copy number variants and rare autosomal trisomies with a low incidence and a potentially much lower PPV, rates of invasive testing for false positive results will rise again. In addition, there are concerns about maternal incidental findings and how to proceed and counsel [
44]. Thus, screening beyond the common trisomies is currently not recommended by scientific societies until further evidence is available [
45,
46].
In addition to non-invasive prenatal testing (NIPT) as a screening tool, non-invasive prenatal diagnosis (NIPD) for the detection of single gene mutation, certain monogenic disorders, fetal sex determination and fetal blood group characteristics in pregnancies at risk are used in prenatal medicine [
47,
48,
49,
50]. In comparison to aneuploidies and copy number variants, monogenic disorders are so far not reported to have the problem of confined placental mosaicism [
51]. Paternally inherited or de novo variants can be diagnosed with more ease compared with autosomal recessive or X-linked disorders. By using dosage-based techniques, variants that are carried by the mother can also be detected noninvasively [
51,
52]. These approaches are proband-based, mutation-specific and offered to a high risk population. In this setting they are used as a diagnostic tool. Recently NIPD has been picked up by the commercial sector as a screening tool for the general population. One test is offered for de novo mutations in dominant disease genes [
53], and another test is offered for recessive diseases including spinal muscular atrophy (SMA), sickle cell disease, thalassemia (α and β) and cystic fibrosis [
54]. A combined screening approach has also recently been published including aneuploidies, de novo FGFR3 mutations and paternally derived
β-thalassemia [
55]. It has to be mentioned that these tests are not considered to be diagnostic and thus require confirmation with invasive testing. Data on validation and follow-up are largely missing at the moment.
In addition to the described NIPT, based on fragmented free trophoblast DNA in maternal blood, there are attempts in non-invasive testing for aneuploidies, copy number variants down to 1–2 Mb in size and potentially even monogenic disorders using fetal cells from maternal circulation and cervical mucus [
56,
57,
58,
59,
60,
61]. These approaches provide intact fetal cells i.e., pure fetal DNA without contamination. These techniques are under investigation and not yet applied in clinical practice.
3. New Diagnostic Tools in Prenatal Diagnosis
For decades the karyotype has been the gold standard in prenatal medicine. The presentation of mitotic chromosomes at a resolution between 5 and 10 Mb is appropriate for aneuploidies, large chromosomal rearrangements and higher grade polyploidies. Microdeletions and -duplications, single gene mutations and UPD or other epigenetic disorders cannot be detected. Karyotyping is labor-intensive and limited to vital cells to be grown in culture. In general, it takes between one and two weeks after biopsy to get the results of a long-term culture.
3.1. Chromosomal Microarray Analysis
Genetic anomalies are prenatally found with an a priori prevalence of 3%, with aneuploidies, microdeletions/microduplications (including CNVs) and single gene disorders almost equally distributed, i.e., 1 in 100 cases for each entity [
37]. Copy number variants and monogenic diseases require special techniques of molecular cytogenetics and molecular sequencing (Sanger sequencing and next-generation sequencing) and can clearly not be detected by karyotyping. Microdeletions as a loss of genetic information are responsible for significant anomalies and developmental delay and associated with severe functional disease, for example epilepsy. Duplications are also the underlying cause in developmental and dysfunctional disabilities.
In rare situations it remains difficult—despite well curated data collections and tools based on artificial intelligence (AI)—to predict an individual phenotype in the prenatal setting. These problems can often be solved by trio analysis: the index patient and the parents.
Technically, there are two different types of microarrays: SNP arrays, which are based on single nucleotide polymorphism, and array CGH (aCGH) based on comparative genomic hybridization, to detect derivations in copy numbers relative to a control genome. The allelic information from the single nucleotide polymorphism enables the description of polyploidies and uniparental disomy.
Chromosomal microarray analysis was introduced in the prenatal setting in 2005 and could demonstrate an additional diagnostic yield in 5/49 (about 10%) fetuses with multiple anomalies [
99]. It was shown in recent following studies that inclusion of microarray analysis in prenatal diagnostics for different indications leads to an addition rate of pathogenic findings between 1.7% and 9% if the karyotype is normal [
23,
24,
31].
Depending on the selection criteria, these numbers can be even higher. The highest diagnostic yield can be found in fetuses with multiple anomalies, cardiac and renal anomalies [
28].
Balanced chromosomal anomalies cannot be detected by microarrays if they are proven to be truly balanced, i.e., no gain or loss can be found at the translocation breakpoints previously diagnosed by karyotyping. The probability that prenatally an abnormal fetal phenotype is associated with an unbalanced translocation due to the location of breakpoints and a putative disruption of one or more genes is estimated to be around 6% [
100]. CMA can be indicated in so-called “balanced” translocations to reassure the complete DNA structure.
Microarrays can also help in delineating marker chromosomes [
100].
Detection of copy number variants by chromosomal microarray analysis is directly dependent on the array platform/chip used. Array platforms differ in the coverage of affected genomic regions and thus the detectable size of copy number variants within these regions [
72,
101].
Like sequence variants, copy number variants can also be classified as variants of uncertain significance, complicating genetic counseling. With the increasing knowledge of copy number variants classification, this phenomenon is decreasing over time, and it is currently 1–2%, or even lower [
27,
101]. Analysis of the parental blood can also help in classification.
The detection of late-manifesting diseases by chance, difficulties in counseling in diseases with variable penetrance, and incidental findings in the fetus and the parents are also challenging ethical problems [
102].
In many countries, chromosomal microarray analysis has replaced conventional karyotyping and is used as a first-line diagnostic technique, mandatory in special indications. Classical karyotype is added to answer specific questions, for example to differentiate between free trisomies or those by unbalanced Robertsonian translocations.
3.2. Genome-Wide Sequencing
New sequencing methods (next-generation sequencing, NGS) allow the investigation of multiple genes of a fetus in parallel in a reasonable time, which is crucial in prenatal diagnosis. There are several approaches that can be applied. One is to test not only for a single gene, but for multiple genes that could be linked to a specific or overlapping phenotype (targeted gene panels). For unspecific phenotypes, genome-wide approaches are more feasible. It is possible to include all known disease genes in a clinical exome (CES), all known genes including those not yet linked to a specific phenotype or disease (whole exome sequencing, WES), or to cover the sequence of the whole genome (WGS), including regulatory, non-coding and mitochondrial DNA [
103].
Mostly clinical exome and whole exome sequencing, representing about 1–2% of total genomic DNA, are applied in clinical practice. If parental samples are directly tested in addition to the fetus (trio exome), bioinformatical analysis and interpretation of sequence variants can be optimized.
Evidence shows that there is an increase in diagnostic yield using next-generation sequencing approaches in a sequential way after conventional techniques such as karyotype and/or chromosomal microarray analysis in prenatal medicine. The amount of additional diagnostic information varies largely with the indication for testing [
37,
104]. The range of additional diagnostic yield in fetuses with structural anomalies that could be found in the literature varies considerably, depending on different factors [
105]. In the PAGE study, diagnostic yield over conventional testing was highest in fetuses with multiple anomalies (15.4%), skeletal anomalies and cardiac defects. Isolated increased NT in the first trimester had the lowest yield (3.2%) in cases with normal karyotype and normal chromosomal microarray analysis [
106]. In practical terms the target population for next-generation sequencing at the moment, if not performed as a first-line approach, includes fetuses with structural anomalies and increased NT.
It is important to understand that, even combining karyotyping, chromosomal microarray analysis and next-generation sequencing approaches, there is no guarantee to find a causal genetic variant in all cases. Therefore, it is important to include in counseling both the various aspects of the procedure and informed consent for the clinical suspicion.
Variant analysis and interpretation is still a challenge per se and compared with the postnatal setting, prenatally it is often restricted to including an often unspecific or incomplete fetal phenotype in the interpretation. Depending on the gestational age, the phenotype may still be incomplete or at least incompletely detectable, because anomalies may arise sequentially or late in pregnancy [
107]. Furthermore, for many postnatally well described diseases, we do not know the prenatal phenotype in detail. Lethal variants may be missed because they are under-represented in postnatal databases. Currently a database based on anomalies found in prenatal ultrasound with a correlation of fetal phenotypes and genotypes does not exist. Another issue is the question of the reporting or disclosure of incidental findings and genetic variants for late-manifesting diseases, in the fetus, but also in the parents, in the case of next-generation sequencing trio approaches. The joint position statement from the International Society for Prenatal Diagnosis (ISPD), the Society for Maternal Fetal Medicine (SMFM) and the Perinatal Quality Foundation (PQF) gives detailed advice on what to include in pre- and post-test counseling [
108].