Pulse Oximetry: History
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Contributor:
Tobias Dünnwald
,
David Niederseer

Finger pulse oximeters are widely used to monitor physiological responses to high-altitude exposure, the progress of acclimatization, and/or the potential development of high-altitude related diseases. 

  • pulse oximetry
  • high altitude
  • acclimatization
  • rest and exercise
  • acute mountain sickness

1. Introduction

Wearable sensors can provide athletes, coaches, patients and physicians with useful physiological data, e.g., on the actual cardiovascular and respiratory stress of the individual [1,2,3]. Such information may be gathered by continuous or spot measurements depending on specific objectives. For example, the monitoring of bio-vital markers like heart rate and peripheral oxygen saturation has become a standard of patient care [4] but is also frequently applied by people visiting high altitudes for sight-seeing, trekking, skiing or climbing [5,6]. Simple and inexpensive devices, finger pulse oximeters, are widely used to monitor physiological responses to high-altitude exposure, the progress of acclimatization, and/or the potential development of high-altitude related diseases [7,8,9]. Although there is increasing evidence for the usefulness of pulse oximetry at high altitude some controversy remains [10,11]. This is largely due to differences in individual preconditions, different evaluation purposes, different measurement methods, not considering limitations of devices in certain conditions, the use of different devices, and the lacking ability to interpret data correctly [12]. 

2. Basic Principles of Functioning, Most Relevant Pitfalls and Possible Countermeasures for Pulse Oximetry Particularly Concerning Healthy People Going to High Altitudes

The introduction of pulse oximetry represents one of the most important technological advances in medicine, permitting to continuously, non-invasively and simultaneously monitor SpO2 of hemoglobin in the arterial blood and HR. These vital parameters provide exceptionally important information on well-being of the individual, e.g., patients in the hospital setting, in emergency situations at home or in the field, but also in people going to high altitudes.
Hemoglobin (Hb) is a prominent protein complex in erythrocytes. Based on its ability to bind oxygen (O2) it is essential for the transport of O2 from the alveoli to tissues. Hb exists in two forms: (1) the deoxyhemoglobin (HHb) without attached O2 and (2) the oxyhemoglobin (O2Hb) with bound O2 molecules. O2 molecules change the light absorption of Hb at specific wave lengths [6,13].
This effect can be observed even under normal light conditions since well oxygenated (arterial) blood with high O2Hb concentration exhibits a bright red staining, while venous (deoxygenated) blood appears dark red for the eye. Pulse oximetry makes advantage of this optical effect of diverging light absorption of Hb and utilizing red light at wavelength of 660nm and near-infrared (IR) light at 940 nm to estimate SpO2. The distinct feature of these two wavelengths is that red light is more strongly absorbed by HHb than by O2Hb, whereas infrared light exhibits the opposite characteristic (see Figure 2). For both wavelengths, the absorption during systole (AAC) and diastole (ADC) is measured and the modulation ratio R is calculated, where R is expressed as:
R=AAC,red/ADC,redAAC,IR/ADC,IR
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Figure 2. Light absorption spectrum of deoxyhemoglobin (HHb) and oxyhemoglobin (O2Hb). Different absorption for HHb and O2Hb at red light (660 nm) compared to infrared light (940 nm) is visible. (This Figure is based on data from Prahl, 1998 [20]).
Based on a comparison of R to an empirically generated calibration curve, the SpO2 value is estimated [13,14,15]. The data for this calibration curve was acquired from adult healthy volunteers and includes saturation values from 70% to 100% [12,13,15,16,17]. By utilizing multiple wavelengths, selected instruments are also capable of determining the most important dyshemoglobins—carboxyhemoglobin (SpCO) and methemoglobin (SpMet)—in addition to oxy- and deoxyhemoglobin [14,18,19].
Sensors commonly used in pulse oximetry can be categorized into two types, according to the measurement method: (1) Transmission sensors, where the emitter and receiver are placed opposite to each other and the light passes through the tissue (e.g., finger- or earlobe sensors), and (2) reflection sensors, where the emitter and receiver are placed next to each other and the backscattered light is analyzed (e.g., forehead- or wrist sensors) [14]. Because of the easy-to-use and wide clinical acceptance, pulse oximetry has become a well-established indirect method for continuous and noninvasive monitoring of blood oxygenation [21]. By default, medical pulse oximeters comply with the international standard for pulse oximeter manufacture ISO 80601-2-61 and must maintain high accuracy (average root mean square error Arms ≤ 4%) in SpO2 reading within the range of 70–100% when compared to arterial oxygen saturation (SaO2) obtained from arterial blood gas (ABG) analysis. The FDA recommends Arms values of ≤3.0% for transmission sensors and ≤3.5% for ear clip and reflectance sensors [22]. This also implies that not each oximeter would provide exactly the same reading if theoretically measured in the same individual, at the same time and at the same location. However, the variance should be within the limits specified. Assuming faultless handling of the instrument, these variations are attributable to technical variations, e.g., different signal averaging times, incorrect calibration or differences in the number and precision of wavelengths used [23]. Devices for non-medical use not conforming to this ISO standard may have larger deviations in SpO2 readings. There exist a limited number of studies comparing reasonably priced commercially available handheld devices to medical-standard-devices. These studies indicate that “low-cost” handheld devices provide sufficiently accurate SpO2 values in the range of about 90–100% compared to medical devices, however, below 90%, non-medical devices decrease in accuracy [16,24,25,26]. This property might be a drawback for measurements at high altitudes. Although, no explicit statement for the use of non-medical devices at high altitudes can be made based on these few studies. In general, there is a lack of data on the measurement accuracy of pulse oximeters at high altitudes comparing SpO2 to SaO2 obtained from ABG analysis. This complicates to identify devices that are appropriate for their usage at high altitudes without restrictions. However, certain parameters may require increased attention when the decision for a specific pulse oximeter has to be made: (1) accuracy, precision, and bias of the device [12]; (2) environmental conditions such as maximum operating altitude respectively minimum air pressure or the minimum operating temperature; (3) the availability of advanced algorithms to reduce motion artifacts or the detection of low perfusion; (4) the selection of the sensor location, typically using the finger [12,15,27,28]—however, other common positions such as the forehead may be considered, in particular if the measurement is conducted during motion [28,29,30]; (5) if required: the opportunity to sense carboxyhemoglobin and methemoglobin. In addition to the technical aspects, however, the measurement process itself becomes more error-prone with increasing altitude [6,12]. Table 1 summarizes the most significant pitfalls that may lead to inaccurate SpO2 readings and possible countermeasures particularly for healthy people visiting high altitudes. The application of standardized procedure by trained users can prevent incorrect measurements and data interpretation [6,12]. Unfortunately, there exists no uniform standard for measuring protocols at high altitudes but there are some specific recommendations available to minimize measurement uncertainties which largely coincides with the countermeasures listed in Table 1: (1) The test person should remain in a sitting position for about 5 min, (2) the measuring site (normally the finger) should be kept as warm as possible, e.g., by wearing gloves, (3) motions of the sensor should be prevented, (4) the sensor should be shielded from ambient light, (5) a trained and experienced examiner should perform the measurements, and (6) SpO2 values should be monitored and averaged over a period of 2–3 min [6,12,31]. Additionally, if the device offers the ability to display the pulse wave graphically, it should be ensured that it remains as stable as possible [31]. In the following section, studies implementing a pulse oximeter to document the progress of acclimatization are illustrated.
Table 1. Most significant pitfalls and possible countermeasures for pulse oximetry particularly for healthy people at high altitudes.
Table 1. Most significant pitfalls and possible countermeasures for pulse oximetry particularly for healthy people at high altitudes.
Causes of Unreliable SpO2 Readings Effects on The Measurement Result Special Influence Conditioned by The High Altitude Feasible Countermeasures
Excessive movement Motion artefacts may cause a decrease of measured SpO2 [13,32,33], however modern devices implement advanced algorithm to reduce motion artefacts [14,15,17,33,34]. These devices may be identified by indications such as “motion tolerant” or “motion resistant” [34,35,36]. With increasing altitude, the temperature drops. This may result in cold extremities and an increased shivering and affects the sensor position and the sensor signal. During measurement, keep the measuring position steady and avoid too much trembling.
Poor probe positioning The red or infrared light of the sensor may bypass the tissue or too high levels of ambient light hit the light-detector of the sensor [13,15]. This results in a wrong SpO2 reading. None An imperfectly fitting of the sensor should be avoided, and the sensor should always be used in the appropriate position. If these countermeasures do not achieve the desired results, measurement at a different site (e.g., earlobe or forehead) may be considered.
Excess ambient light Excessive ambient light can lead to erroneous SpO2 readings.
However, modern devices are capable of handling strong ambient light more effectively [13,37].		 Especially snow-covered areas with high solar radiation can lead to increased ambient light intensity at the sensor. Protect the sensor from sunlight (e.g., by covering the measuring site).
Decreased arterial pressures of oxygen (PaO2) A decrease in PaO2 (<60 mmHg) results in a significant change in oxygen saturation where small variations of the pressure have a strong effect on the saturation [12,38,39]. Increasing altitude results in a decreasing PaO2. Especially at altitudes above 3000 m a PaO2 below 60% can be expected [12,40,41]. To reduce fluctuations in PaO2, SpO2 measurements should be conducted after the person keeps silent and gentle breathing for several minutes. The measurement duration should be extended over a few minutes and the most frequent occurring value should be used [27].
SpO2 saturation below 70% Devices complying with the international standard ISO 80601-2-61 (medical electrical equipment. Part 2-61: Specific requirements for basic safety and essential performance of pulse oximeter equipment) must measure accurate oxygen saturations (Arms ≤ 4%) between 70–100%. Below 70%, they are less reliable [11,12,16,23,25,42]. the oxygen saturation is estimated based on human calibration data measured from 100% to 70%. Saturation values below 70% are only based on an extrapolation of this determined curve [13,25].
At high altitudes, however, the occurrence of low saturation values is not abnormal.		 The possibility of a slight deviation of the measured value should be considered if oxygen saturation is below 70%. Especially when comparing data with devices of several manufacturers.
Cold-induced vasoconstriction (poor perfusion) Cold skin temperatures reduce SpO2 reading accuracy [43,44,45]. This effect is based on a reduced blood flow due to cold-induced vasoconstriction [12,31].
However, modern devices can handle this condition and/or report it to the user. These devices may be identified by indications such as “oximeter with perfusion index” or “sensitivity to low perfusion signals”.		 With increasing altitude, the temperature drops. Warming the measuring site before and preferably during the measurement (e.g., using heating pads).
Skin pigmentation Pulse oximeters are possibly less accurate during hypoxia in dark-skinned individuals at lower saturation (<80%) resulting in overestimations [46,47].
Feiner et al. mentioned [48]: “further study is needed to confirm these observations in the relevant populations.” However, an actual study is consistent with Bickler et al. and Feiner et al. [49].		 At high altitude, the occurrence of saturation values below 80% is not abnormal [12,50]. Until the scientific data is more definite, the possibility of a slight overestimation (about +2% [51]) of the measured value should be kept in mind when interpreting the data for a person with oxygen saturation below approx. 90% combined with a dark pigmentation of the skin.
Nail polish Some fingernail polish can lower the SpO2 readings [48]. Previous studies, however, have shown that the variance is not clinically relevant using actual devices [51,52,53,54]. None Especially with older devices, the nail polish should be removed to avoid variations in the measurement accuracy. However, the deviation in the SpO2 readings is less than 2% [53,54].
Limited knowledge of technology (devices) and data interpretation A lack of knowledge regarding device application and interpretation of the measurement data can lead to incorrect conclusions [14,23]. Conditions at high altitudes complicate the use of the device and the accurate interpretation of the data [12,27,50]. As Tannheimer et al. [50] concluded it “requires an experienced examiner who can include altitude anamnesis, clinical examination and mountaineering aspects in the overall assessment” to avoid possible pitfalls during SpO2 measurement and interpretation on high altitudes.
Dyshemoglobins (carboxyhemoglobin and methemoglobin) Based on an absorption of the red and infrared light, methemoglobin (MetHb) and carboxyhemoglobin (HbCO) cause SpO2 overestimation and mask serious hypoxia [14,23,48]. However, as already mentioned, certain multiple-wavelengths devices are capable of detecting dyshemoglobins. Unlikely at high altitude, however, it can be a danger using a cooking stove in small, enclosed areas like tents. In the worst case, this can lead to carbon monoxide poisoning [12,55]. When using devices that are not capable of analyzing dyshemoglobins, possible carbon monoxide poisoning should be considered if the person has remained in a small, enclosed space for an extended period while a combustion process (e.g., a stove) has taken place. Symptoms of carbon monoxide poisoning may include headache, nausea and drowsiness. However, these symptoms are similar to those associated to altitude sickness [56].

Reference (Editors will rearrange the references after the entry is submitted)

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This entry is adapted from the peer-reviewed paper 10.3390/s21041263

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