Heart Transplantation: History
Please note this is an old version of this entry, which may differ significantly from the current revision.

Heart transplantation (HTx) remains the last therapeutic resort for patients with advanced heart failure. Several factors have been associated with the outcome of HTx, such as ABO and HLA compatibility, graft size, ischemic time, age, infections, and the cause of death, as well as imaging and laboratory tests. 

  • heart transplantation
  • heart failure
  • indications
  • contraindications
  • complications

1. Introduction

Heart transplantation (HTx) is the final treatment for patients with advanced heart failure [1]. The first attempt was made 118 years ago, in 1905, by Alexis Carrel and Charles Guthrie at the University of Chicago, and the second attempt was made by Mann in 1933, both in dogs. Twenty years later, Marcus at the Chicago Medical School studied methods of preserving grafts while developing techniques to make the graft act as a pump. The next great scientist was Demikhov; from 1951 to 1962, he laid the foundations for heterotopic HTx with experiments in dogs. In 1953, Neptune applied hypothermia to the recipient and donor. In 1957, Webb and Howard applied the preservation of grafts to potassium solutions, and in 1959, Goldberg at the University of Maryland performed the first orthotopic HTx in dogs. The same year, Cass and Brock at the Guy’s Hospital in London performed autotransplantation and homologous transplantation and essentially introduced the bicaval technique, while in 1950, Dr. Shumway at Stanford performed orthotopic HTx in dogs with cardiopulmonary bypass. In 1960, as the concept of graft rejection was beginning to be understood, Lower achieved a recipient dog lifespan of more than 6 months with the administration of corticosteroids and azathioprine. In 1964, Hardy at the University Hospital in Jackson, Mississippi, performed the first human transplantation (xenotransplant) using a chimpanzee heart. Then, in 1967, the first interhuman HTx was performed by Dr. Christiaan Nethling Barnard at Groote Schuur Hospital in Cape Town, South Africa. The donor was a little girl who had been hit by a vehicle by a drunk driver, and the recipient was a 54-year-old patient with end-stage ischemic heart disease who survived 18 days. Since then, significant progress has been made in the field of HTx [2].

2. Graft Selection

Whether HTx is successful or not depends on several factors. The most important factors are discussed below.

2.1. ABO and HLA Compatibility

ABO blood group antigens are in the membranes of erythrocytes and endothelial cells of tissues. Despite the tolerance shown by the immune system of newborns with transplants incompatible with the ABO system, in adults, ABH antibodies bind to the endothelium of the graft with activation of the complement leading to injury and necrosis of the allograft in the process of hyperacute rejection [3]. Due to the limited number of available grafts, attempts for transplants incompatible with the ABO system have been made. Studies have shown that those performed after 2005 do not show a difference in mortality and the need for retransplantation, suggesting the optimization of immunosuppression protocols in the above cases [4].
HLA (human leucocyte antigens) are glycoproteins of the surface of the cell membrane encoded by genes in the class I and class II regions of the major histocompatibility system on chromosome 6. In the first class, the proteins HLA-A, HLA-C, and HLA-B are found in all cells and recognized by CD8+, and in the second class, the proteins HLA-DQ and HLA-DP are located in antigen-presenting cells and recognized by CD4+ T-helper cells. Risk factors for the production of antibodies against the above are pregnancy, previous transplantation, and the use of circulatory support devices [3]. Due to the lack of grafts, for HTx, in contrast to other organs, compatibility testing is not performed in many centers. Studies have shown that HLA mismatch does not affect mortality but is associated with increased graft vasculopathy [5]. From the above data, the need to administer induction therapy to patients with detected antibodies against HLA is questioned and increases the chances of finding grafts from candidate donors [6].

2.2. Graft Size

Probably the most important parameter in graft selection is matching the appropriate graft size to the candidate recipient. Multiple measurements have been used in the past, such as height, body weight, body mass index (BMI), and body surface area (BSA) [7]. Now, in many centers, a relatively new measure called “Predicted Heart Mass (PHS)” is used, which is the sum of the calculated mass of the left and right ventricles. Studies showed that this marker is superior compared to the traditional measurements for the appropriate selection of implants [8] and predicts one-year mortality after transplantation [9]. Another marker that emerges in the literature and seems to correlate well with donor and recipient size matching is called “Predicted Lean Body Mass” (PLBM) [10].
Choosing the right graft size plays an important role in patient survival. Smaller than ideal grafts show chronotropic failure with a need to increase cardiac output. This is achieved by increasing filling pressures at a chronic level with detrimental consequences for the graft and, as a result, for patient survival. On the other hand, grafts larger in size compared to the ideal seem to adapt better to the requirements of the recipient. There is no consensus on the effect of the latter on patient survival. On the one hand, some studies do not find differences in events during hospitalization and in the short-term outcomes [11], while others find an increase in one-year mortality after transplantation [12].

2.3. Ischemic Time

The time during which the graft is removed from the donor until it is transplanted into the recipient is called ischemic time, and this plays a very important role in both the viability of the graft and the survival of the recipient. The usual tactic is to transfer the grafts using the static cold storage technique, in which the heart is placed in a cold preservation solution and transferred to a special icebox. However, hypothermia can also have harmful effects as it causes a redistribution of cell membrane lipids, affecting its integrity while diverting its metabolism from aerobic to anaerobic, increasing oxidative stress. The mechanism of damage that the graft is subjected to due to transfer from the donor to recipient is called ischemia/reperfusion injury. During hypoxia, there is a deficit in adenosine triphosphate (ATP) production, leading to dysfunction of Na+/Ca++ channels, resulting in an increase in the intracellular concentration of Ca++ which causes the production of an increased amount of free radicals. At the same time, the endothelium produces vasoconstrictor and pro-inflammatory factors that increase the damage to the ischemic area. On the other hand, during reperfusion, the activation of leukocytes is promoted by the produced cytokines and proteases, while the restoration of the function of the Na+/Ca++ channels leads to an increased uptake of intracellular Ca++. This results in increased free radical production and mitochondrial swelling [13].
In routine practice, the time period required for a graft to be transplanted is divided into routine cold ischemic time (<4 h) and prolonged cold ischemic time (>4 h). In the international literature, a multitude of studies are presented where specific donor characteristics are reported to make the respective grafts more resistant to extracorporeal ischemia. A recent study showed that grafts derived from obese donors subjected to prolonged cold ischemic time reduced the first 30-day mortality and graft failure of recipients while increasing the survival of recipients at 1 and 5 years after transplantation; however, this did not apply to routine ischemic time. The pathophysiological mechanism is hypothesized to lie in increased leptin activation which enhances RISK-NOS pathway signaling, contributing to ischemic graft conditioning [14]. Additionally, in another study, it was observed that grafts from older patients exposed to an ischemic time of less than 120 min had better results compared to younger ones for the same time period [15], and another reported that ischemic time beyond 3 h is associated with increased mortality. Interestingly, there appeared to be greater vulnerability for grafts from blood group O donors compared to the others [16]. Finally, there is preliminary data on the use of special devices where ex vivo non-ischemic heart preservation is carried out to reduce the negative effects of the heart outside the body with very encouraging results [17].

2.4. Age

Age plays an important role in donor selection. The upper age limit is 60 years old to ensure better and longer-term function of the graft and reduce mortality after transplantation. Research has found an inversely proportional relationship between donor age and recipient survival. The most likely mechanisms are the increased atherosclerosis to which these grafts are subjected, the greater rate of fibrosis, greater vulnerability to cold ischemic time, and valvular lesions [18]. This is confirmed by studies that showed that groups of elderly patients who received grafts from older donors showed a negative impact on one-year survival [19]. This is contrary to what is happening in the general practice in an attempt to widen the age limits. On the other hand, other studies have shown that grafts from older donors offer longer donor survival when they have undergone a shorter ischemic cold time [15]. Adjustments for donor factors, such as smoking or cause of death and for recipients on ciclosporin administration and age, negated the statistical difference in acute and overall mortality between “younger” and “older” transplants [20]. Therefore, allografts from older donors could be given to older patients who are low on the waitlist or too frail, improving their quality of life [21].

2.5. Infections

A very important factor that is strictly controlled during the selection of grafts is the possible infection of the donor. Most centers have protocols in place to screen for a range of potential infections, including HIV, hepatitis B/C, cytomegalovirus (CMV), Epstein–Barr virus (EBV), human T cell leukemia–lymphoma virus, herpetic viruses, systemic viral infections (e.g., measles, rabies, adenovirus, enterovirus, and parvovirus), prion-related disease, and syphilis [7]. The finding of bacteremia is also a contraindication for HTx. Contrary to recent studies, HCV-positive donors are now a new “reservoir” as recipients who developed hepatitis from transplants have very good results with the administration of new specific antiviral drugs, which are well tolerated [22]. Finally, early studies showed no difference in one-month mortality between patients who received grafts from COVID (+) patients compared to COVID (−) [23].

2.6. Cause of Death

Cause of death is an important criterion for transplant eligibility. The main “source” is from donors who are victims of circulatory accidents, fatal gunshot wounds without damage to cardiac structures, brain death from anoxic conditions, or histological pathologies of the parenchyma, such as tumors (exceptions are gliomas and medullablastomas). An exception is the rupture of a cerebral aneurysm, as it is a sign of possible serious cardiovascular disease, and the donor is put under thorough control. Additionally, great care is given to patients who end up with carbon monoxide poisoning, as this causes myocardial licking and increases the chances of coronary events and arrhythmias in the future [7]. Finally, there is an increasing tendency to use transplants from circulatory death patients with comparable results from brain death donors [24]; this seems to contribute to a reduction in the waitlist and increases the chances for transplantation for older people and those with more co-morbidities [25].

2.7. Laboratory-Imaging Tests

During brain death due to dysautonomy of the autonomic nervous system, hemodynamic instability occurs with parallel electrolyte and acid–base balance disturbances. Many consensus papers recommend targeting a donor’s mean arterial pressure > 65 mmHg with the lowest possible dosage of inotropic and vasoconstrictor drugs. Additionally, if an ejection fraction is found to be <45%, it is re-checked in 6 h, and the donor is put under more extensive control. From biochemical testing, N-terminal pro–B-type natriuretic peptide (NT-proBNP) > 160 pg/mL is associated with reduced cardiac index, troponin shows mixed results, blood urea nitrogen/creatinine > 1 ratio exhibits a negative prognostic significance, and, finally, elevated procalcitonin is an indication of severe donor infection. Rarely, investigation with Swan–Ganz catheterization in an effort to maintain central venous pressure 8–12 mmHg, pulmonary capillary wedge pressure < 14 mmHg, mean arterial pressure > 65 mmHg, and left ventricular function index > 15 gm/m is needed. On the other hand, some studies do not support the correlation of the donors’ pathological hemodynamic values with the recipients’ survival [26]. Finally, in some centers, donors over 40 years of age undergo coronary angiography, and if lesions > 50% are found, the graft is rejected most of the time [7].

3. Transplantation Techniques

3.1. Orthotopic Transplantation

Initially, a thoracotomy is performed once the graft is available in the operating room. The patient is set on bypass, and the aorta is clumped. Then, the superior vena cava is transected at the cavo–atrial junction, the great vessels are transected at the level of their valves, and the left atrium is transected by entering the roof of the left atrium, leaving the orifices of the pulmonary veins. In the next step, the graft is prepared. The large vessels are separated from each other, and the connection of the pulmonary artery to the left atrium is cut in the latter with an incision that joins the orifices of the pulmonary veins, creating an empty opening. The placement of the graft in the recipient can be performed in two ways:
(A)
Bicaval technique: The placement of the graft in the recipient is an anastomosis of the left sinus of the graft with part of the recipient. Initially, suture placement is performed at the left atrial cuff adjacent to the left superior pulmonary vein and passing through the donor’s left atrial cuff adjacent to the left atrial appendage. Then, it is performed sequentially or posteriorly, and the anterior suturing of the sinus with care for the surfaces of the endocardium is sutured to reduce the possibility of thrombus formation. After this, the superior and inferior vena cava are anastomosed, taking care not to injure the coronary sinus, pulmonary artery, and aorta.
(B)
Biatrial technique: The anastomosis of the atrium is performed as above, with the sutures ending at the inter-atrial septum. The difference is that part of the recipient’s right sinus is also preserved, and an anastomosis is also performed there. The suture is initiated at the superior end of the atrial incision, and the anastomosis of the diaphragm follows. Then, the great vessels are sutured as before. After the anastomoses, the patient is placed in the Trendelenburg position, the cavities are vented, temporary right atrium and ventricle pacing is instituted, and the patient is weaned from mechanical circulation.

3.2. Heterotopic HTx

Heterotopic HTx is used in pulmonary hypertension, in smaller grafts or those exposed to increased ischemic time, and in order to support circulation from the recipient’s native heart during severe graft rejection. First, the excess of the descending aorta is resected, and the right pulmonary veins are prepared together with the corresponding lung, while the left ones are prepared individually. Then, the left atrium is resected at the point of the pulmonary veins, and the superior and inferior vena cava are also resected. The heart is then rapidly decompressed with the left superior pulmonary vein, left atrium, and inferior vena cava incisions while the aorta is clubbed and cardioplegic fluid is infused.
In the recipient, we have superior and inferior vena cava and aorta cannulation. An anastomosis is performed on the part of the graft’s left sinus incision and the recipient’s left sinus incision. An end-to-side aorto-aortic anastomosis and an end-to-side donor pulmonary artery to the recipient’s right atrial wall are then performed. Finally, after superior and inferior vena cava anastomosis, air is removed with the patient in the Trendelenburg position.
Studies have shown that bicaval anastomosis is less likely to require a pacemaker, and patients need less time in the hospital [27].

4. Complications

4.1. Rejection

Rejection is a serious complication of transplantation. The clinical picture varies from asymptomatic with findings on endomyocardial biopsy to cardiogenic shock. Studies show that patients with microcirculatory resistance index [28], donors with macrophages with activated C-C chemokine receptor 2 (CCR2) and myeloid differentiation primary response protein 88 (MYDD8) [29], increased left ventricle posterior wall thickness (1 mm increases 66%) and increased left ventricle mass index (1 g/m2, the chance increases 2.7%) [29][30], have an increased chance of rejection. Three types of rejection have been identified, which are described below.
  • Acute cellular rejection: This is the most frequent type of rejection. Pathophysiologically, the major and minor histocompatibility antigens are not uniformly expressed, with the result that they function as allografts and activate T-cytotoxic lymphocytes either indirectly or through antigen presentation. CD-4 and CD-8 positive T lymphocytes with high affinity to interleukin-2 receptors and increased intercellular adhesion molecules with high MHC-II expression on cardiac myocytes produce cytokines. This leads to the accumulation of inflammatory cells, such as macrophages and neutrophils, perivascularly inducing inflammation in the epicardial and endomyocardial arteries. Histopathologically, it is divided into three categories. The first is called low-grade, where inflammation is not observed in the myocardium. The second is the partial degree, where two or more foci are found in the myocardium. Finally, the third one, identified as high grade, shows multiple foci of damage with various types of inflammatory cells and necrotic elements.
  • Acute humoral rejection: This shows a more complicated clinical manifestation. It is believed that the production of antibodies against the major and minor histocompatibility complex system is induced due to previous exposure to allogens such as transfusion, transplantation, and long-term circulatory support devices. It is divided into five categories according to antibody-mediated rejection in histopathological and immunopathological studies. The first is pAMR 0 Negative for antibody-mediated rejection with negative histopathological and immunopathological studies. The second is called pAMR 1(H+), with the presence of histopathological findings such as activated immune cells, inflammation, necrosis, etc. The third is pAMR 1(I+) antibody-mediated rejection with immunopathological and not histopathological findings. Next is pAMR 2, combining histopathological and immunopathological findings. Last is pAMR 3, in which severe histopathology (hemorrhage, capillary fragmentation, inflammation, interstitial edema) and immunopathological markers are observed.
  • Hyperacute: This is created due to incompatibility with the ABO system, and its manifestations begin early with thrombosis of the vessels of the graft [31].
The main categories of immunosuppressants are:
  • Corticosteroids
These are mainly used in the initial phase of immunosuppression and in acute rejection episodes. They enter the cell’s nucleus and modify the expression of many genes. At an immunological level, they increase the number but reduce the mobility of neutrophils while reducing the production of many factors that stimulate the inflammatory process. Due to their many side effects, their use is usually limited to the first six months after transplantation [32], while their prolonged administration is associated with reduced survival [33].
2.
Calcineurins inhibitors
Cyclosporine and tacrolimus are the two drugs used in this class. Their action lies in inhibiting the synthesis of interleukins that activate T-lymphocytes, especially the helpers. A serious side effect is the worsening of kidney function [31]. It has been found that the use of diltiazem helps to maintain cyclosporine levels with lower doses of administration, protecting kidney function [34]. From studies, tacrolimus seems to be superior, especially in terms of side effects [35].
3.
Anti-proliferative agents
This category includes azathioprine and mycophenolate. They are purine analogs where, through enzymes, they are converted into metabolites that mimic the action of purines by inhibiting DNA replication. In this way, they inhibit cell division and reduce the robustness of the immune system [31]. These two drugs have a similar effect, with the second tending to replace the first in resistant rejection. It was shown that patients with thiopurine S-methyltransferase gene variants show a reduced benefit compared to the rest [36].
4.
mTOR inhibitors
Medicines in this category are sirolimus and everolimus. Inhibition of the mTOR pathway results in the inhibition of several interleukins and reduces T lymphocyte replication, decreased worsening of graft vasculopathy, decreased likelihood of malignancy compared to mycophenolate [37], and the possibility of de-escalation of ciclosporin dose with better results in terms of patient’s renal function outcome, according to the Madela study [38]. Additionally, the combination with tacrolimus appeared to reduce the hypertrophy that can develop in the graft as well as the amount of fibrosis at 1 year [39]. Conversely, an increase in the triglyceride levels of these patients has been observed, leading to the need for regular biochemical control of patients receiving the drug [40].
5.
Induction Therapy
Induction therapy is used to introduce immunosuppression, avoid acute rejection, and maintain the other drugs at lower doses. It can also be given in case of relapse of graft rejection. The drug groups are as follows:
-
Monoclonal anti-lymphocyte antibodies;
-
Polyclonal anti-lymphocyte antibodies;
-
Antibodies against cytokine receptors.
Treatment protocols usually include a steroid drug, a calcineurin inhibitor, and usually mycophenolate. Steroids, due to side effects, are discontinued within the first 6 months to 1 year in half of patients, with nearly 90% discontinued at 24 months [41].

4.2. Graft Angiopathy

The most common cause of death after 1 year of transplantation is probably of an immunological origin (hypersensitivity reaction), where the T-helper cells are activated by antigens of the endothelial cells, promoting the production of pro-inflammatory substances, which leads to an attack on the smooth muscle fibers of the vessels causing their hyperplasia, resulting in the narrowing of the lumen. There is also evidence of the involvement of natural killer cells. Additional causes of graft vasculopathy include obesity, coronary artery disease, dyslipidemia, diabetes, donor age, male gender, brain-dead donors, increased graft ischemia time [42], hypercholesterolemia [43], increased end-diastolic diameter and decreased interleukin 33 (IL-33), as well as the increased suppression of tumorigenicity 2 (ST2) [44]. Angina is rarely a symptom, as the grafts lack innervation (they are denervated upon removal from the donor) while suffering the same complications as classic coronary artery disease. Its diagnosis is a challenge, as coronary angiography essentially functions as an allography of the vessels, often underestimating the thickening of the vessel walls. A classification has been proposed by the International Society for Heart and Lung Transplantation (ISHLT) that classifies vasculopathy into three categories (Table 1) [45].
Table 1. ISHLT classification of vasculopathy.
The use of intravascular ultrasound (IVUS) significantly increases diagnostic accuracy, while stress echo seems to be gaining ground, as well. Immunosuppression has limited effects, with mycophenolate showing the best results. The gold standard method is still biopsy, which is performed at regular intervals up to 5 years after the transplant, as this specific complication lacks typical symptoms or may be asymptomatic for a long time without a specific widely accepted protocol. Efforts are being made through the use of magnetic resonance imaging (MRI) to avoid complications of the biopsy, which are still in the early stages [46].

4.3. Primary Graft Failure

Primary graft failure is the leading cause of death in the 1st month after transplantation. It affects the left and/or right ventricle, with ultrasound findings and hemodynamics ranging from mild manifestations to hemodynamic instability requiring inotropes and mechanical circulatory support. Pathophysiologically, the involvement of several mechanisms is thought to contribute. Initially, a serious role is played by the ischemia time of the graft. Despite being immersed in ice-cold solutions, the graft suffers ischemia with disruption of the Na+/K+ pump function, resulting in the diversion of metabolism to anaerobic and, at the same time, the appearance of cell swelling. On the other hand, reperfusion of the graft after transplantation leads to the release of free radicals with further deterioration of cellular homeostasis. In addition, the brain death of the donor plays an important role. Due to the increased catecholaminergic activity of the donor, desensitization of β-receptors is caused, while an overload of the cell with Ca++ is created, thus contributing to the appearance of myocardial stunning [47].
There are several predisposing factors responsible for this particular complication reflected in the RADIAL score, and they are right atrial pressure > 20 mmHg, donor age > 30 years, recipient age > 60 years, graft ischemia time > 4 h. Others are pre-operative LVAD use, female gender [48][49], obesity [50], and diabetes [51]. When donor risk factors are categorized, they are brain death, use of intravenous inotropes, age, and dysfunction of another donor graft. Contributors include age, fibroin use, mechanical ventilation, circulatory support devices, pulmonary hypertension, obesity, and diabetes. Finally, regarding the procedure, the ischemia time, donor–recipient mismatch, and transplantation from a female donor to a male recipient have been implicated [47]. The ISHLT has set certain criteria for grading the severity of this particular complication (Table 2).
Table 2. ISHLT criteria for grading the severity of primary graft failure.
Early right ventricular failure is a serious complication of transplantation. To be diagnosed, acute right heart failure must occur in the absence of pulmonary hypertension, myocardial damage, and graft rejection. The pathophysiological mechanism is similar to that of the left ventricle described above. It usually appears immediately, in the first 24 h after the operation, but can also occur later, with the peak on the 3rd postoperative day, and usually lasts a week. Patients with severe disease also have an increased chance of dialysis. Treatment ranges from inotropic support to mechanical circulatory support [52]. It has been found that filling pressures in the right ventricles usually show normal values at 3–6 months after transplantation, and improvement in their function is expected in the 1st year after the operation [53]. Finally, the measurement of pulmonary arterial elastance shows a strong correlation between mortality in 1 year and the possibility of developing right heart failure, and some authors recommend its regular measurement in transplant patients [54].
Treatment is mainly focused on supporting the graft until it regenerates. Often, there is a need for the use of inotropic drugs, and sometimes, there is also a need for the use of circulation support devices. From studies it has been observed that the use of VA-ECMO is a very good choice. It also appears that the shorter use of ECMO seems to have more benefit in early survival while showing better results than LVAD [55].

4.4. Infections

Infections are a common complication of transplantation due to the immunosuppression administered. The most common infection is CMV, followed by EBV, herpes, the adenovirus that causes severe morbidity and mortality with many myocardial complications [56], and bacterial infections. Protozoa and fungi follow these. The most common Gram-negative bacterial infections are extended-spectrum beta-lactamase (ESBL) Escherichia coli and Klebsiella pneumoniae, Pseudomonas aeruginosa, and carbapenem-resistant Klebsiella pneumoniae, while the most common Gram-positive one is Staphylococcus. Studies have shown that transplant patients with bacterial infections had an increased one-year mortality [57].

4.5. Neoplasms

Neoplasms are an important cause of late mortality after HTx. The most likely explanation is the need for immunosuppression, which makes the patient more vulnerable to the carcinogenesis that certain viruses such as EBV, human herpesvirus 8, human papillomavirus, and hepatitis B, C can cause. It is estimated that >10% of transplanted adults will develop malignancy within 5 years [58]. Skin cancers and some rare neoplasms show the greatest increase [59]. Increased risk factors are male sex, old age, white race, and increased duration of administration of intense immunosuppressive therapy [60]. Studies have shown that switching from calcineurin inhibitors to mTOR reduces the chance of cancer [61][62].

4.6. Retransplantations

A small number of patients will be retransplanted. This mainly occurs in young patients between 19 and 40 years old who experience severe graft failure due to rejection, graft vasculopathy, and primary graft failure. They are usually patients with a severe clinical picture with an unmet need to support circulation with vasoconstrictor drugs or devices and hemodialysis. Survival rates are poor. Risk factors for survival are the use of LVAD, older age, increased ischemic time, and primary graft failure. For now, due to the international shortage of grafts, this specific procedure is limited to selected cases [63][64].

This entry is adapted from the peer-reviewed paper 10.3390/jcm13020558

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