Breath Analysis for Disease Diagnosis: History
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Early-stage disease diagnosis is of particular importance for effective patient identification as well as their treatment. Lack of patient compliance for the existing diagnostic methods, however, limits prompt diagnosis, rendering the development of non-invasive diagnostic tools mandatory. One of the most promising non-invasive diagnostic methods that has also attracted great research interest is breath analysis; the method detects gas-analytes such as exhaled volatile organic compounds (VOCs) and inorganic gases that are considered to be important biomarkers for various disease-types. The diagnostic ability of gas-pattern detection using analytical techniques and especially sensors has been widely discussed in the literature; however, the incorporation of novel nanomaterials in sensor-development has also proved to enhance sensor performance, for both selective and cross-reactive applications.

  • breath analysis
  • volatile organic compounds
  • sensors
  • nanomaterials
  • differential diagnosis

1. Introduction

Disease diagnosis is conventionally conducted using expensive, time-consuming, invasive techniques, applied by appropriately trained health care professionals. For instance, gastroscopy, laryngoscopy, and coronary angiography are used for gastric cancer (GCa), lung cancer (LC), and myocardial infraction diagnosis, respectively [1]. Other commonly used methods, such as computed tomography [2] or mammography, used for breast cancer (BC) [3], may also be harmful due to radiation exposure. As a result, patient compliance and utilization of such diagnostic methods are remarkably reduced for a significant part of the population. However, disease and especially cancer early-stage diagnosis via effective high-risk population screening, renders treatment easier [4]. For this reason, ameliorated diagnostic methods are imperative.
Metabolomics, one of the ‘-omics’ disciplines that have progressively become a promising diagnostic tool in medical research, offer a comprehensive analysis of the metabolites contained in biological samples by the combination of analytical techniques with bioinformatics [5]. On the other hand, the term volatolomics is referred to the chemical processes that correlate with volatile organic compounds (VOCs) emitted by body fluids [6], such as peripheral blood, urine, and sweat as well as feces, nasal mucous, gaseous skin excretions, and exhaled breath [6][7][8]. Apart from VOCs (e.g., acetone, isoprene, ethane, pentane), inorganic gases (e.g., CO2, CO and NO) and non-volatile compounds/exhaled breath condensates (e.g., peroxynitrite, cytokines, and isoprostanes) constitute the human breath [1][9][10]. Decreased sample complexity, the highly developed appropriate analytical techniques, and the ability of direct or continuous breath analysis using gas sensors render exhaled breath as an exceptional source of gas-biomarkers (VOCs predominantly but also inorganic gases) [8][11]. More than 2000 VOCs have been detected in the exhaled breath [12] and appertain to hydrocarbons, alcohols, aldehydes, ketones, esters [12][13], ethers, carboxylic acids, heterocyclic hydrocarbons [12], aromatic compounds, nitriles [12][13], sulfides, and terpenoids [12] and may be endogenous or exogenous.
Exogenously originated VOCs are correlated with the environment and the habits of the person [14]. VOCs related with cleaning fluids, personal care products, plastic-related VOCs [14], blazes, or air pollution due to industrial/transport gas emissions [12] enter human organism through extended inhalation and are excreted via exhaled breath. Smoking [15], food habits and food supplements, drinks, or medication also consist important sources of VOCs [14][15]. Other important confounding factors affecting the profile of exhaled VOCs are age, gender, ethnicity, living place, and lifestyle [15][16]. Consequently, immediate and recent environmental exposure should be taken into consideration during breath analysis [14].
Endogenously created VOCs comprise high vapor pressure (body and room temperature (RT)) (fragments of [14]) byproducts of normal or pathophysiological metabolic pathways [7][14][17], as well as of microbiome metabolism [14]. They are produced either in the airway region or in other parts of human body, representing the metabolism of the whole organism. In the first case, VOCs are released in the exhaled breath in a direct way [17]. In the second case, produced VOCs enter and circulate in the bloodstream, and, during gas exchange in the alveoli or the airways, excretion to the exhaled breath occurs [15][17] via the alveolar pulmonary membrane [9][10]. Depending on blood solubility, VOCs are exchanged in different sites of the respiratory tract. Nonpolar VOCs with poor blood solubility (blood–air partition coefficient (λb:a) < 10) are exchanged in the alveoli, in contrast to blood soluble VOCs (λb:a > 100) that are exchanged in lung airways. VOCs of intermediate solubility (10 < λb:a < 100) undergo pulmonary gas exchange in both sites [12][15]. Oxidative stress, lipid peroxidation, and reactions catalyzed by cytochrome p450 (CYP450), and liver enzymes are the main biochemical processes correlated with endogenous VOCs [15][18][19]. The correlation of oxidative stress and airway inflammation with exhaled VOCs is summarized in Figure 1. Different VOC classes are potentially correlated with different biochemical reactions and exogenous sources.
/media/item_content/202202/6205d4241b0adsensors-22-01238-g001.pngFigure 1. Diagram summarizing the correlation of VOCs present in the exhaled breath, with oxidative stress and inflammatory conditions; metabolic breakdown of larger molecules leads to the formation of exhaled VOCs. Reprinted with permission from ref. [17]. Copyright © 2012 John Wiley & Sons Ltd.
VOCs of exhaled breath are regarded as normal [12]. However, concentration differences for some exhaled VOCs could potentially be associated with an abnormal condition of the body [12], as the metabolic processes producing the VOCs are altered in a distinctive way by different diseases [1][10]. Disease-related concentration alternations conventionally concern a group of VOCs rather than a single compound [17]. Apart from this, the concentration of a single compound may vary due to more than one pathophysiological processes, thus being non-specific [20]. Consequently, diagnosis of complex, heterogeneous diseases is scarcely achieved by the recognition of one characteristic stand-alone VOC [7][20]. A mixture of exhaled VOCs, called VOC pattern or ‘breathprint’, consists the signature of a specific disease, correlating with the underlying pathophysiology; this pattern should therefore be recognized so as to achieve disease diagnosis [7][17][20].
Thus, the analysis of the exhaled breath holds a great promise for non-invasive early disease diagnosis [1][21]. Several diseases are investigated via breath analysis [7] for potential diagnosis, the main types of which are presented on Table 1. Specifically in the case of infections by specific species or strains of bacteria, the combination of bacteria-derived VOCs [22] and VOCs produced by the host due to immune response to bacterial antigens as well as VOCs formed due to the host response to bacterial products/metabolites (and vice versa) is detected. Differentiation of the origin of those VOCs is not clinically important [23]. Recently, research interest focused on the diagnosis of SARS-CoV-2 viral infection via breath analysis with remarkable results [24][25][26], employing a diagnostic test, i.e., “BreFence Go COVID-19 Breath Test System” developed by Breathonix [27] and “TracieX Breathalyser” developed by Silver Factory Technology, which have been already provisionally approved by the HSA [28][29]. Apart from early diagnosis, screening of high-risk populations and assessment of therapy efficiency can be permitted using breath analysis, due to being an inexpensive [6] and rapid method, characterized by increased patient compliance [30].
Table 1. Diseases investigated for diagnosis using breath analysis.
Disease Type Diseases Ref.
Respiratory Asthma, COPD, obstructive sleep apnea syndrome, pulmonary arterial hypertension, cystic fibrosis [19]
Malignant Lung, gastric, head and neck, breast, colon, prostate cancer [15]
Neurodegenerative Alzheimer’s disease, Parkinson’s diseases, multiple sclerosis [15]
Metabolic Diabetes, hyperglycemia [12][31]
Bacterial infections Upper respiratory tract infection, Mycobacterium tuberculosis, Pseudomonas, Helicobacter pylori infection [32][22]
Viral infections SARS-CoV-2 [24][25][26]
COPD: Chronic obstructive pulmonary disease.
For the analysis of exhaled VOCs and disease diagnosis, two different methods can be used; analytical techniques and sensors. Gas chromatography combined with mass spectrometry (GC-MS) comprises the gold-standard method for the analysis of VOCs patterns in exhaled breath [1][17][33]. Both quantitative analysis (characterized by high sensitivity in the ppb to ppt range [1]) and qualitative analysis (providing information concerning the potential metabolic disease pathways [33]) can be achieved [4][17]. For the detection of very low concentrations of VOCs, the pre-concentration of the breath sample is imperative. Pre-concentration techniques commonly combined with GC-MS include thermal desorption [31][33] (using sampling bags/sorbent tubes [33], mainly Tenax tubes [31]), headspace solid-phase microextraction (HS-SPME) [10][31] (using silica fibers, coated with polymeric nanofilm, mainly Carboxen (CAR)/Polydimethylsiloxane (PDMS) [31]) and the needle trap device [31][34] (sorbent polymer—CAR, PDMS, and/or divinylbenzene (DVB)—packed in a needle [31]). Apart from GC-MS, selected ion flow tube-mass spectrometry (SIFT-MS), ion mobility spectrometry (IMS), proton transfer reaction-mass spectrometry (PTR-MS) [17][35], proton reaction transfer time-of-flight mass spectrometry (PRT-TOF-MS) [1], GC coupled with ion mobility spectrometry (GC-IMS), and flame ionization detector (GC-FID) [31] are also common techniques for breath analysis. However, spectrometry and spectroscopic methods exhibit important limitations [15], such as the use of bulky and expensive equipment by appropriately trained personnel, while the analysis is also time-consuming [15][36], providing no real-time results [33]. In addition, pre-concentration methods, required before the analysis, could potentially lead to sample loss/contamination [34][36]. Thus, despite the advantages of those analytical techniques, their use in clinical practice for point-of-care [37] or screening [33] is limited.
During recent years, however, sensors and e-Noses, have exhibited the prospect of becoming strong diagnostic tools via breath analysis and are rising up to the existing clinical challenges [34][35][37]. Gas sensors comprise inexpensive and simple [12][34][37][38] easy-to-use devices that are small in size and thus portable [12][34]. In addition, short response time and direct acquisition of results, as well as short sensor recovery time [12], render gas sensors attractive for point-of-care and personalized screening, diagnosis, and disease follow-up [34]. Exhaled gas-target analysis using sensors can be achieved by two different approaches (Figure 2). In the first case, a targeted approach is applied, using a selective mechanism [7][14]. The target is recognized by a selective chemical sensor, designed to measure this single compound in a complex mixture, based on lock-key mechanism [7]. Such selective sensors have been developed for NO, NH3, acetone, H2O2 [6][15], H2S, and CH3SH [15]. On the other hand, the detection of a unique gas-target pattern, rather than a single exhaled compound, is also possible. Semi-selective/ cross-reactive sensors are artificially intelligent nano-arrays [15] mimicking natural sensing systems [39][40] and are also called “electronic noses” (e-Noses), “artificial olfactory systems” (gas analytes), or “electronic tongues” (liquid analytes). The array consists of distinctive sensors that respond to all/large part of the components of a complex mixture [39], at the same time, in a complementary way [40]. Due to their diversity each individual sensor of the array responds differently (yet not chemically selectively) to a given mixture. Statistical pattern-recognition algorithms and classification techniques are used for the establishment of analyte-specific response patterns, combining the responses of the sensor array elements [39]. It is worth noting that even analytical techniques, e.g., GC-MS, are progressively used for the analysis of total patterns of VOCs, instead of targeting a stand-alone biomarker [17].
/media/item_content/202202/6205d44ff157asensors-22-01238-g002.pngFigure 2. Schematic representation of the working principle of selective sensors and artificially intelligent cross-reactive sensor arrays. Selective sensors contain highly selective elements in order to detect a specific gas-analyte in the presence of a composite gas-mixture. Cross-reactive arrays feature sensors that are sensitive to the majority of the gases present in the gas-mixture. In any case, detecting analyte concentration above a critical value leads to the differentiation between sick and healthy subjects. The response of gas-sensing arrays can be then processed by employing artificial intelligence, machine-learning, and pattern recognition techniques. Reprinted with permission from Ref. [6] Copyright © 2015 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim.
Multivariate data analysis, a fundamental tool in breath analysis, improves the human perception of experimental data [16]. Response data obtained after sensor array exposure to a complex chemical mixture are processed by multivariate data analysis [41] in order to assess the discriminating ability of the sensor array [16][42], as well as for the elimination of potential confounding variables (i.e., environmental temperature and humidity) [41]. Multivariate data analysis is also useful for breath analysis using analytical techniques, permitting the identification of the most discriminant VOCs between the different groups studied [32]. Numerous multivariate analysis methods are used in e-Nose systems, including canonical discriminate analysis (CDA), partial least squares regression (PLS regression), discriminant function analysis (DFA), and principal component analysis (PCA) (Figure 3) [41]. PCA comprises the most commonly used method in e-Nose systems [41], while DFA is also frequently used.
/media/item_content/202202/6205d48fa9520sensors-22-01238-g003.pngFigure 3. Statistical analysis of the response of a nanomaterial-based, cross-reactive chemiresistor for real-world samples of sick and healthy subjects. The use of PCA permits the differentiation of the groups. Notably, relative humidity compensation reduces the dispersion of different clusters thereby improving the discrimination between healthy and sick subjects. Representative 2D breath-analysis PCA plots for prostate cancer diagnosis: (a) without relative humidity compensation; (b) with relative humidity compensation. PCA plots for breast cancer diagnosis: (c) without relative humidity compensation; (d) with relative humidity compensation. Adapted with permission from Ref. [43] Copyright © 2012, American Chemical Society.
PCA is an unsupervised learning technique in which the multidimensional data space is reduced to its main components [16]. Linear combinations of original data (i.e., sensor values) capturing the maximum variance between all data points are acquired [16][43], leading to a reduced set of variables [42], called principal components (PCs). The differentiation of the PCs maintaining most of the original data information from the PCs with the minimum effects, which are excluded, is achieved by employing an appropriate algorithm [42]. PCs define new orthogonal axes for the representation of multidimensional data only in two or three dimensions [16][43]. Thus, a visualized statistical analysis is obtained, permitting discrimination of otherwise entangled data [42]. PC1 is characterized by the greatest response variance, while the magnitudes of variance are diminished from PC2 to PC3 and so on [16][43]. DFA is a linear supervised pattern recognition method, also used for multidimensional experimental data reduction [44]. DFA aims to separate known data groups to the best possible extent [45]. The determination of the discrimination classes is conducted prior to the analysis [44]. Input variables are linearly combined to achieve the maximum variance between classes and the minimum variance for each class [44][45]. DFA output is a set of canonical variables (CVs) that fulfill the above two requirements. The first CV is the most powerful discriminating dimension [44].
In order to evaluate sensor array suitability for disease diagnosis and to assess the ability to correlate VOCs with the appropriate disease, machine learning techniques [44] such as support vector machines (SVM), k-nearest neighbor (k-NN), and artificial neural networks (ANN) [41] are also needed. Machine learning techniques and artificial intelligence in general aim at enabling machines to mimic a specific behavior by designing and developing algorithms based on empirical data that are representative of the relation between the observed attributes [46]. The automated “learning” of complex patterns and intelligent decision-making based on current data comprise one of the principal research fields in machine learning [46] and are especially useful in the development of e-Noses for disease diagnosis. ANN is a commonly used machine learning technique, inspired by the human nervous system. The most discriminant sensing features are firstly determined and comprise the input data of the ANN. The input data are connected with the output (i.e., the classification of samples to specific disease) by the ANN, using a set of appropriate functions. The classification from the available inputs is improved by optimizing specific parameters, such as the number of neurons (calculation centers) that are responsible for the system calculations [44].
A number of requirements have to be fulfilled for the use of a sensor in breath analysis and therefore disease diagnosis. Reproducibility [6], high sensitivity, and good resolution [15], are three fundamental parameters. Low limit of detection (LOD) [13][15] (ppb [39]), wide range of response [39], and increased selectivity are also of great importance, in order to detect the exhaled VOCs in the presence of water vapor found in the humidified clinical samples [15]. The stable baseline in the absence of gas-target biomarkers [6], short response, and recovery times are imperative [13][15], while full recovery of the sensor after analyte removal is also essential. Alternatively, disposable sensors that are simple, cost-effective, and therefore suitable for mass-production can be used [15]. Last but not least, operation at RT is important [39].

2. Differential Diagnosis and Disease Phenotyping and Staging in Breath Analysis

As can be observed on Table 2, exhaled VOCs have been used not only for disease diagnosis in comparison to healthy subjects, but also for the discrimination between different diseases (e.g., GCa, LC, and asthma/COPD [44]) or even for the discrimination between the different stages of a particular disease (e.g., CKD stages [47]). One of the main prerequisites for the development of clinically applicable diagnostic tests is the effective discrimination between different diseases with similar symptoms and biochemical pathways [48]. The uncertainty in the differentiation of patients with distinct diseases comprises one of the main drawbacks for studies distinguishing a specific disease from HC [49]. Thus, the use of breath analysis for differential diagnosis as well as disease staging or phenotyping, using either analytical techniques or sensing devices (Table 3), attracted significant research interest over the last years. As expected, the contribution of nanomaterials is of great importance with many recent publications of nanomaterial-based sensors focusing on disease differentiation, staging or phenotyping, rather than the simple discrimination between patients and HC (Table 3).
Table 2. Sensor arrays for exhaled VOCs detection as biomarkers of several diseases, in real-world or synthetic samples, using conventional materials and/or nanomaterials.
Sensing Element Disease Targeted VOCs LOD Subjects Classifier Results T Ref.
In Vivo Studies—Real-World Samples
Chemiresistor—arrays
Molecularly capped AuNPs—14 different ligands Lung cancer 1-Methyl-4-(1-methyl ethyl) benzene, Toluene, 3,3-Dimethyl pentane,
2,3,4-Trimethyl hexane, Dodecane,
1,1′-1-Butenylidene)bis benzene
NA 30 LC, 26 CC, 22 BC, 18 PC, 22 HC PCA Good discrimination of cancer types from HC, but not between them.
No VOC overlap in abundance between HC and cancer patients.
RT [16]
Colorectal cancer 1,1′-(1-Butenylidene)bis benzene,
1,3-Dimethyl benzene, 1-Iodo nonane, (1,1-Dimethylethyl)thio acetic acid,
4-(4-Propylcyclohexyl)-4′-cyano1,1′-biphenyl-4-yl ester benzoic acid,
2-Amino-5-isopropyl-8-methyl-1-azulene carbonitrile
Breast cancer 3,3-Dimethyl pentane, 2-Amino-5-isopropyl-8-methyl-1-azulene carbonitrile, 5-(2-Methylpropyl)nonane, 2,3,4-Trimethyl decane, 6-Ethyl-3-octyl ester 2-trifluoromethyl benzoic acid
Prostate cancer Toluene, 2-Amino-5-isopropyl-8-methyl-1-azulene carbonitrile,
2,2-Dimethyl decane, p-Xylene
Molecularly capped AuNPs—7 different ligands Prostate cancer Toluene, 2-Amino-5-isopropyl-8-methyl-1-azulene carbonitrile,
2,2-Dimethyl decane, p-Xylene
NA 9 PC, 10 HC DFA 100% specificity, 100% sensitivity RT [43]
Breast cancer 3,3-Dimethyl pentane, 2-Amino-5-isopropyl-8-methyl-1-azulene carbonitrile, 5-(2-Methylpropyl)nonane, 2,3,4-Trimethyl decane, 6-Ethyl-3-octyl ester 2-trifluoromethyl benzoic acid 10 BC, 11 HC 100% sensitivity, 95% specificity
Molecularly capped AuNPs—3 different ligands Chronic kidney disease healthy vs. stage 2: Isoprene, Acetone, Styrene, Toluene, 2-Butatone, 2,2,6-Trimethyl octane, 2,4-Dimethyl heptane
Stage 2 vs. 3: Isoprene, Acetone, 2,2,6-Trimethyl octane, 2-Butatone,
2,4-Dimethyl heptane
Stage 3 vs. 4: Acetone, Ethylene Glycol, Acetoin
1–5 ppb 42 CKD, 20 HC SVM 79% accuracy early-stage CKD vs. HC
85% accuracy CKD stage 4 vs. stage 5
RT [47]
Molecularly capped AuNPs—5 different ligands Ovarian cancer Styrene, Nonanal, 2-Ethylhexanol,
3-Heptanone, Decanal, Hexadecane
ppb level 17 OV, 26 HC DFA 82% accuracy RT [45]
Molecularly capped AuNPs—8 different ligands COVID-19 NA NA 49 COVID-19,
33 non-COVID symptomatic, 58 HC
DFA 76% accuracy COVID-19 vs. HC
95% accuracy COVID-19 vs. non-COVID symptomatic
RT [24]
PAH-coated random SWCNTs network—4 different PAHs Multiple sclerosis Hexanal, 5-Methyl-undecane NA 37 MS, 18 HC DFA 80.4% accuracy RT [50]
Molecularly caped AuNPs/CDs-coated random SWCNTs network—20 different sensing films Alzheimer’s and Parkinson’s disease 24 VOCs 1–5 ppb 15 AD, 30 PD, 12 HC DFA 85% accuracy AD vs. HC
78% accuracy PD vs. HC
84% accuracy AD vs. PD
RT [51]
Molecularly caped AuNPs/PAH-coated random SWCNTs network—20 different sensing films 17 diseases (LC, CC, HNC, OC, BLC, PC, KC, GC, CD, UC, IBS, IPD, MS, PDISM, PH, PET, CKD) 2-Ethylhexanol, 3-Methylhexane,
5-Ethyl-3-methyloctane, Acetone, Ethanol, Ethyl acetate, Ethyl benzene, Isononane, Isoprene, Nonanal, Styrene, Toluene, Undecane
10 ppb 813 any of
17 diseases,
591 HC
DFA, HCA 86% average accuracy RT [52]
Ligand capped Au, Pt, and CuNPs—6 different sensing films Human cutaneous leishmaniasis 2,2,4-trimethyl pentane, 4-methyl-2-ethyl-1-pentanol, methyl vinyl ketone, nonane, 2,3,5-trimethyl hexane, hydroxy-2,4,6-trimethyl-5-(3-methyl-2 butenyl)cyclohexyl) methyl acetate, 3-ethyl-3-methyl heptane, octane, 2-methyl-6-methylene-octa-1,7-dien-3-ol NA 28 HCL, 32 HC PCA, DFA 98.2% accuracy, 96.4% sensitivity, 100% specificity RT [53]
pristine, COOH-, Hex-4T-Hex/DNA/oligomers, PTCDA/TAPC/TCTA monomers or PANI-functionalized SWCNTs COPD NH3, NO2, H2S, benzene, 2-propanol, acetone, ethanol, sodium hypochlorite, water sub-ppb 12 COPD, 9 HC PCA Acetone, ethanol and 2-propanol selective PANI-, TAPC- and COOH-CNTs, respectively.
NO2 relevant driver of real-samples classification.
Larger clinical trials needed.
RT [54]
Pristine WO3, 0.008 wt %
and 0.042 wt % Pt-WO3 macroporous NFs
Halitosis H2S and Methyl mercaptan
(in presence of Toluene and Acetone)
sub-ppm 4 simulated halitosis breath samples (1 ppm), 4 HC PCA Successful classification 350 °C [55]
7 different commercial MOS Lung cancer Ethyl benzene, 4-Methyl octane,
Undecane, 2,3,4-trimethyl hexane
Down to a few ppb 37 NSCLC
(81.1% I, II), 48 HC
PCA 75% accuracy
Promising prognostic tool after LC resection surgery
300 °C [56]
5 different commercial MOS Lung cancer, COPD NA NA 32 LC, 38 COPD, 72 HC PCA, SVM, k-nearest neighbors LC vs. HC: 91.3% accuracy, 84.4% sensitivity and 94.4% specificity
COPD vs. HC: 90.9% accuracy, 81.6% sensitivity and 95.8% specificity
NA [57]
Field Effect Transistor (FET)—arrays
Molecularly modified SiNWs Gastric cancer 2-Propenenitril, Furfural,
6-Methyl-5-heptene-2-one
Down to a few ppb 30 GC, 77 HC DFA >85% accuracy RT [58]
Molecularly modified SiNWs Gastric cancer 2-Propenenitril, Furfural,
6-Methyl-5-heptene-2-one
Down to a few ppb 149 LC, 40 GC,
56 Asthma/COPD,
129 HC
DFA, ANN >80% accuracy RT [44]
Lung cancer Heptane, Decane, 2-Methyl pentane,
2-Ethyl-1-hexanol, Propanal, Pentanal, Acetone
Asthma/COPD Pentane
Electrochemical sensor
Commercial NO, CO sensors, carbon electrode with linear-aldehyde selective porous poly tetrafluoroethylene membrane Diabetes NO, CO, Formaldehyde, Acrolein, Propanal, Crotonaldehyde, Butanal, Pentanal, Hexanal, Heptanal, Octanal, Nonanal, Decanal, Acetaldehyde Low ppb 15 diabetic, 14 HC   LC vs. HC, diabetic vs. HC
Cross-sensitivity for aldehyde sensor: Moderate for high level of ethanol and isopropanol/Weak for H2S, NO, methanol, 3-heptanone/None for NO2, propofol, isoprene, or acetone
RT [59]
Lung cancer 3 LC, 3 smokers, 3 HC  
Optical—Colorimetric sensor arrays
24 chemically reactive colorants Lung cancer NA Low ppm 92 LC, 137 HC LPM Accuracy 81.1% LC vs. HC,
82.5–89% one histology vs. HC,
86.4% ADC vs. SCC
RT [60]
Optical sensors
PMTFP-coated optical fiber Vit. E deficiency Ethane pmol/L 20 HC NA NA RT [61]
Liver diseases, Schizophrenia, Breast cancer, Rheumatoid Arthritis Pentane
Lung cancer Heptane, Octane, Decane, Benzene, Toluene, Styrene
Piezoelectric (SAW) sensor arrays
GC-column/Polyisobutylene-coated SAW, non-coated SAW sensors Lung cancer Styrene, Decane, Isoprene, Benzene, Undecane, 1-Hexene, Hexanal, Propyl benzene, Heptanal, 1,2,4-Trimethyl benzene, Methyl cyclopentane 500 ppb 20 LC, 15 HC,
7 chronic bronchitis
ANN 80% sensitivity and specificity RT [6][62]
Piezoelectric (QCM) sensor arrays
7 different
metalloporphyrins
COPD NA NA 5 COPD per GOLD stage (20), 5 HC PLS-DA Fair repeatability of measurements within HC and hypoxemic COPD patients (stage 4)
Potential COPD severity assessment
RT [63]
8 different
metalloporphyrins
Asthma NA NA 27 asthma, 24 HC PCA, FNN 87.5% accuracy RT [64]
8 different
metalloporphyrins
Lung cancer NA NA 20 LC, 10 HC PLS-DA 85% accuracy LC vs. HC
75% accuracy ADC vs. SCC
RT [65]
8 different
metalloporphyrins
Lung cancer NA NA 70 LC, 76 HC PLS-DA 81% sensitivity, 100% specificity RT [66]
8 different
metalloporphyrins
Tuberculosis NA NA 51 TB (31/51 +HIV), 20 HC PCA, k-nearest neighbors 94.1% sensitivity, 90% specificity RT [67]
7 different
metalloporphyrins
Halitosis H2S, Butyric acid, Valeric acid 10–15 ppb Oral malodor subjects, HC PCA PC1 78% of data variance 50 °C [68]
8 different anthocyanins Asthma NA NA 15 asthma, 27 HC Factor Analysis 75% of total variance
Repeatability similar to spirometry and eNO
RT [69]
In vitro studies—Cell lines/Synthetic samples
Chemiresistor arrays
CNT-conductive polymer nanocomposites—5 different polymers Lung cancer Isopropanol, Tetrahydrofuran, Dichloromethane, Toluene, n-Heptane, Cyclohexane, Methanol, Ethanol, Water   NA PCA High sensitivity and selectivity for all the analytes,
PC1-PC3 98% of total variance, except the two alkanes
RT [70]
Pristine rGO and rGO functionalized with 8 different amine ligands—9 elements Cancer Ethanol, 2-Ethylhexanol, Ethyl benzene, Nonanal 25 ppm NA PCA Successful discrimination of VOCs
The LOD and the effect of humidity have to be decreased
RT [71]
Pristine Pd, ZnO and polypyrrole NWs Breast cancer Heptanal 8.98 ppm NA PCA 73.2% PC1 variance
High sensitivity and specificity
RT [72]
Acetophenone 798 ppb
2-Propanol 129.5 ppm
Isopropyl myristate 134 ppm
Pristine In2O3 and WO3 NRs, Au, Pt, or Pd NPs-decorated In2O3 and WO3 NRs—8 elements Diabetes Acetone 1.48 ppb NA Polar plot Effective visual discrimination between the gases.
Future PCA, DFA, HCA analysis.
150–300 °C [73]
Asthma NO2 1.9 ppt
Halitosis H2S 2.47 ppb
WO3 NTs
Pt NPs—WO3 NTs,
Pd NPs—WO3 NTs
Asthma NO 50 ppb NA NA NA 350 °C [74]
Lung cancer Toluene 100 ppb 400 °C
Pristine, 0.1% wt GO- and 0.1 wt % thin layered graphite WO3 Hemi tubes Diabetes Acetone 1 ppm NA NA NA 350 °C [75]
Halitosis H2S
Electrochemical sensor
MWCNTs/Au-Ag NPs/GCE Gastric cancer 3-Octanone 0.3 ppb MGC-803 GC and GES-1 gastric mucosa cell lines NA Easy cell line discrimination, high sensitivity, good VOCs selectivity in presence of CO2, acetone and ethanol RT [76]
Butanone 0.5 ppb
SiNWs-rGO Infectious diseases Cyclohexane, Formaldehyde in presence of Methanol, Ethanol, Acetonitrile, Acetaldehyde and humidity 1 ppm NA   Novel electrode platform with increased sensitivity, selectivity and repeatability   [77]
Piezoelectric (SAW) sensor arrays
SH-Calix4arene,
AuNRs, AgNCs,
Calix4arene-AuNRs, Calix4arene-AgNCs
Lung cancer Chloroform, Toluene, Isoprene, Acetone, n-Hexane, Ethanol 1.52–12.34 ppm for CHCl3
1.54–2.64 ppm for toluene
NA NA Sensitivity ↑ for all VOCs
Chloroform, toluene: 6–8 times higher sensitivity than individual responses
Selectivity ↑:
modified AuNRs for CHCl3,
modified AgNCs for Toluene
RT [78]
Pristine or AuNPs-functionalized zeolitic-imidazole-framework nanocrystals (ZIF-8, ZIF-67) Diabetes Acetone, Ammonia, Ethanol acetone 1.1–3.6 ppm,
ethanol 0.5–3 ppm
NH3 1.6–3.2 ppm
NA PCA Effective discrimination of diabetes biomarkers RT [79]
Piezoelectric (QCM) sensor arrays
TiO2-MWCNTS and Cobalt (II) phthalocyanine-silica on Au layers Diabetes Acetone 4.33 ppm NA NA High sensitivity RT [80]
Asthma NO 5.75 ppb
Optical—Colorimetric arrays
36 chemically responsive dyes (porphyrin derivatives, NaFluo) Lung cancer p-Xylene, Styrene, Isoprene, Hexanal 50 ppb NA HCA, PCA, BPNN 100% accuracy of kind and concentration discrimination, promising for real-sample experiments RT [81]
AuNRs-modified metalloporphyrins and pH responsive dyes—36 spots Lung cancer Decane, Undecane, Hexanal, Heptanal, 1,2,4-Trimethylbenzene, Benzene <1 ppm NA PCA, HCA 64.2% accuracy of structurally similar VOCs, 93% photoprotection of metalloporphyrins, ↑ repeatability and long-term stability RT [82]
AD: Alzheimer’s Disease, ADC: Adenocarcinoma, ANN: Artificial Neural Network, BC: Breast cancer, BLC: Bladder cancer, BPNN: Back-Propagation Neural Network, BUN: Blood urea nitrogen, CC: Colorectal cancer, CD: Crohn’s Disease, CDs: Cyclodextrin derivatives, CKD: Chronic Kidney Disease, COPD: Chronic Obstructive Pulmonary Disease, DFA: Discriminant Function Analysis, FNN: Feet-forward Neural Network, GC: Gastric cancer, GCE: Glass Carbon Electrode, GOLD: Global Initiative for Obstructive Lung Disease, HC: Healthy control, HCA: Hierarchical Cluster Analysis, HNC: Head and Neck cancer, IBS: Irritable bowel syndrome, IPD: Idiopathic Parkinson’s disease, KC: Kidney cancer, LC: Lung cancer, LOD: Limit of Detection, LPM: Logistic prediction model, MLP: Multi-layer Perceptron, MS: Multiple Sclerosis, MWCNTs: Multi-wall carbon nanotubes, NA: Not Applicable, NaFluo: sodium fluorescein, NCs: Nanocubes, NFs: Nanofibers, NPs: Nanoparticles, NRs: Nanorods, NSCLC: Non-small Cell Lung Carcinoma, OC: Ovarian cancer, PAH: Polycyclic aromatic hydrocarbons, PC: Prostate cancer, PCA: Principal Component Analysis, PD: Parkinson’s Disease, PDISM: Atypical Parkinsonism, PET: Pre-eclampsia toxemia, PH: Pulmonary Hypertension, PLS-DA: Partial Least Square Discriminant Analysis, PMTFP: Polymethyl(3,3,3-trifluoropropyl)siloxane, RT: Room temperature, SCC: Squamous cell carcinoma, SiNWs: Silicon nanowires, SVM: Support Vector Machine, T: Temperature, TB: Tuberculosis, TFB: Poly(9,9-dioctylfluorenyl-2,7-diyl)-co-(4,4′-(N-(4-s-butylphenyl)diphenylamine), UC: Ulcerative Colitis.
Table 3. Sensing devices used for differential diagnosis, staging, and phenotyping of different categories of diseases.
Sensor Diseases/Phenotypes/Stages Subjects Classifier Results Ref.
Differential diagnosis
Cyranose 320 NSCLC vs. COPD (GOLD stage I-III) 10 NSCLC, 10 COPD PCA, CDA 85% acc. [83]
LC vs. non-cancer (COPD, asthma, pneumonia, pulmonary embolism, BPN) 165 LC, 91 non-cancer SVM 87.3% acc. [84]
LC vs. COPD vs. LC/COPD vs. HC 63 LC, 15 COPD, 79 both, 78 HC 77.4% acc., 100% accurate LC/COPD classification
LC vs. non-cancer (COPD, asthma, pneumonia, pulmonary embolism, bronchiectasis, BPN, TB) 252 LC, 223 non-cancer LRA Sens.: 95.8% (S), 96.2% (NS)
Spec.: 92.3% (S) 90.6% (NS)
[85]
Asthma vs. COPD 20 asthma, 30 COPD PCA, CDA 96% acc.
Within/between day repeatability, reproducibility of e-Noses
[86]
Fixed and classic asthma vs. COPD (GOLD stages II-III) 21 fixed asthma, 40 COPD PCA, CDA 88% acc., 85% sens., 90% spec. [87]
39 classic asthma, 40 COPD 83% acc., 91% sens., 90% spec.
IPF vs. COPD 32 IPF, 33 COPD PCA, CDA 80% cross-validated acc., Wider patient cohorts and inclusion of more comorbidities needed [88]
COPD vs. LC vs. BC 50 COPD, 30 LC, 50 BC PCA, CDA, CAP Correct classification values:
LC vs. COPD 96.47%, LC vs. BC 93.05%, BC vs. COPD 100%, COPD vs. LC vs. BC 91.35%
[49]
Bronchial vs. Laryngeal SCC (advanced) 10 bronchial, 10 laryngeal JMP Pro 10% misclassification, 100% sens., 80% spec. [89]
AD vs. PD vs. HC 18 AD, 16 PD, 19 HC LDA 76.2% sens., 45.8% spec., p < 0.0001 [90]
AeoNose ILDs (COP, CTD) vs. COPD,
ILDs subgroups (COP, HP, IPF, sarcoidosis, uILD, asbestosis, NSIP, RB-ILD, DIP)
28 COP, 23 COPD Athena program, t-test AUC 0.77, 75% sens., 71% spec. [91]
25 CTD-ILD, 23 COPD AUC 0.85, 88% sens., 71% spec.
174 ILDs, 23 COPD Less accurate discrimination of ILDs subgroups (e.g., AUC IPF vs. CTD-ILD 0.86, COP vs. CTD-ILD 0.82)
Asthma vs. CF 20 asthma (moderate-severe), 13 CF ANN AUC 0.90, 89% sens., 77% spec. [92]
HNSCC vs. LC 52 HNSCC, 32 LC ANN Acc., sens., spec.: 93%, 96%, 88% (best fit),
85%, 85%, 84% (cross-validation)
[93]
Cancer types 100 HNSCC, 40 bladder, 28 colon cancer ANN Acc., sens., spec.: 81%, 79%, 81% HNSCC vs. colon cancer,
84%, 80%, 86% HNSCC vs. bladder cancer,
84%, 88%, 79% Colon vs. bladder cancer
[94]
SpiroNose LC vs. COPD vs. asthma vs. HC 31 LC, 31 COPD, 37 asthma, 45 HC PCA Cross-validation values 78–88%, repeatability ↑ [95]
ILD subgroups: 141 sarcoidosis, 85 IPF, 33 CTD-ILD, 25 HP, 11 IPAF, 10 NSIP PLS-DA Acc., sens., spec.:
77%, 75%, 84% IPF vs. HP, 94%, 98%, 85% IPF vs. CTD-ILD, 92%, 92%, 90% IPF vs. NSIP, 89%, 87%, 100% IPF vs. IPAF, 75%, 100%, 67% CTD-ILD vs. IPAF, 98%, 90%, 100% CTC-ILD vs. NSIP, 90%, 94%, 72% HP vs. sarcoidosis, 91%, 92%, 88% (training), 91%, 95%, 79% (validation) IPF vs. non-IPF
[96]
Chemiresistor-based
alkane sensor
LC vs. HC
LC vs. COPD
12 LC, 12 COPD, 13 HC MANOVA LC: 83.3% sens., 88% spec.
Sensor acc no smoke-dependence
[97]
MOS, electrochemical, hot wire, and catalytic LC vs. COPD 48 LC, 52 COPD 8 different 76.9–84.75% acc., 75–81.36% sens., 78.79–88.14 spec.
Highest acc. With KPCA-XGBoost
[98]
LC vs. COPD 33 LC, 28 COPD PCA-SVM, KPCA-SVM, PCA-XGBoost, KPCA-XGBoost 82.52–96% acc., 78.33–95% sens., 85–96.67% spec.
Highest acc. With KPCA-XGBoost
[99]
Organically-coated AuNPs and SWCNTs based chemiresistor LC (I/II) vs. BPN 16 LC, 30 BPN DFA 87% acc., 75% sens., 93% spec.
Low LC sample → careful interpretation
[100]
BC vs. benign 30 HC, 15 BBT, 13 DCIS, 96 BC DFA Acc., sens., spec.: 88.3%, 90.6%, 83.3% BC vs. BBT/HC,
71.2–82%, 62.6–80%, 75.7–82.3% BC vs. BBT,
81.4–84.4%, 83–83.3%, 81–92% BC vs. DCIS
[101]
Gca vs. OLGIM groups (0-IV) 99 Gca, 155 OLGIM 0, 136 OLGIM I-II, 34 OLGIM III-IV, 53 PUD DFA Acc., sens., spec.:
92%, 73%, 98% Gca vs. 0–IV, 84%, 90%, 80% Gca vs. 0,
87%, 97%, 84% Gca vs. 0–II, 90%, 93%, 80% Gca vs. III-IV,
85%, 93%, 80% Gca vs. I–IV, 87%, 87%, 87% Gca vs. PUD
[102]
Gca vs. benign gastric conditions 37 Gca, 32 ulcers, 61 less severe conditions DFA 89% sens., 90% spec.
84% sens., 87% spec.
[103]
ulcer vs. less severe
AD vs. PD
AD vs. PD vs. HC
15 AD, 30 PD, 12 HC DFA AD vs. PD: 84% acc., 80% sens., 87% spec.
Feasible overall discrimination, with large PD/HC overlap
[51]
NA-NOSE BC, benign breast conditions, normal mammographs 11 BC, 14 benign, 7 normal mammographs PCA/ANOVA/Student’s t-test, SVM 94% sens., 80% spec. for benign vs. BC and negative mammography, Similar results with both methods [104]
MCNPs-based chemiresistor—6 sensors-array IBD vs. IBS 71 IBD (35 UC, 36 CD), 26 IBS ANN 81/88% acc., 92/73% sens., 53/100% spec. (real/artificial) [105]
CD vs. UC 75/96% acc., 75/100% sens., 47/93% spec. (real/artificial)
Molecularly modified SiNW FET Gca vs. LC 40 Gca, 149 LC, 56 asthma/COPD DFA, ANN 92% acc., 93% LC, and 85% Gca correct classification [44]
LC vs. asthma and COPD 89% acc., 92% sens., 80% spec.
MOS gas sensor array Gca vs. gastric ulcer patients 49 Gca, 30 gastric ulcer Back-propagation Neural network 93% acc., 94.38% sens., 89.93% spec.
Classification acc. Of malignant, benign, normal subjects: 92.54%, 93.17%, 92.49%.
[106]
OC vs. benign and HC 86 OC, 51 benign, 114 HC PCA, k-NN Acc., sens., spec.: 85%, 6%, 84% (cross-validation/strict prediction), 87%, 89%, 86% (prediction/strict prediction),
86%, 84%, 85% (cross-validation/most probable pred.),
100%, 100%, 100% (prediction/most probable pred.)
[107]
AD vs. PD vs. HC 20 AD, 20 PD, 20 HC PCA Effective discrimination of AD vs. PD and HC [108]
BIONOTE CLD vs. NC-CLD 65 CLD, 39 NC-CLD PLS-DA, radar plot Successful discrimination, 16 cirrhotic patients misclassified [109]
Commercial (MQ) gas sensors CKD vs. diabetes vs. HC high creatinine, HC low creatinine 84 CKD, 24 diabetes, 54 HC high creatinine, 54 HC low creatinine Radar plots, PCA, SVM, PLS-regression, HCA PCA: 96.64% of total variance expressed in PC1–3
SVM: 100% correct classification of samples
[110]
Disease histology/phenotyping
Tor Vergata e-Nose SCC vs. ADC 10 SCC, 10 ADC PLS-DA 75% correct classification [65]
24 colorants SCC vs. ADC 22 SCC, 50 ADC LPM 86.4% acc. [60]
SCLC vs. NSCLC 9 SCLC, 83 NSCLC 78.1% acc. (moderate)
UV-irradiated pristine, Au, Pt, Au/Pt, Ni, Fe-doped WO3NWs LC vs. HC 4 SCLC, 8 SCC, 10 ADC, 12 HC PCA 98.6 % acc. [111]
SCLC vs. NSCLC, SCC vs. ADC DFA Acc.: 84.5% SCLC vs. NSCLC,77.5% SCC vs. ADC
Molecularly capped AuNPs and SWCNT based chemiresistors LC with vs. without EGFR mutation 19 with EGFR, 34 without EGFR DFA 83% acc., 79% sens., 85% spec. [100]
Cyranose 320, Tor Vergata, Common In-vent, Owlstone Lonestar Clinically stable vs. unstable episodes of asthma 22 partly controlled persistent asthma PCA Correct classification: 95% baseline vs. loss of control,
86% loss of control vs. recovery
Owlstone Lonestar the most prominent
[112]
Cyranose 320 Asthma inflammatory phenotypes 24 EOS., 10 NEUTR., 18 PAUC. PCA Acc., sens., spec.: 73%, 60%, 79% EOS. vs. NEUTR., 74%, 55%, 87% EOS vs. PAUC., 89%, 94%, 80% NEUTR. vs. PAUC. [113]
Uncontrolled asthma-like symptoms Training set: 65 cluster 1, 22 cluster 2, 34 cluster 3 one-way ANOVA,
Kruskal-Wallis
Significant differences concerning chest tightness during exercise, dyspnea and gender [114]
HC and controlled vs. partly controlled and uncontrolled asthma 10 HC, 9 controlled, 7 partly, 12 uncontrolled PCA, radar plot Good predictive ability
Cross-validated AUC 0.80, 79% sens., 84% spec.
[115]
Organically-coated AuNPs and SWCNT-based chemiresistor BC subtypes 12 LuminalA, 42 LuminalB, 12 Triple Negative, 16 HER2+, 14 HER2 equivocal DFA Acc., sens., spec.:
LuminalA vs. others 81.3–87.7%, 75–87.5%, 82.1–87.5%
LuminalB vs. others78.1–86.3%, 83.3–85.3%, 74.1–87.2%
HER2+ vs. others 81.3–82.4%, 81.3–91%, 80.7–81.3%
Triple neg, vs. others 82.9–90.3%, 83.3–93.3%, 82.9–89.4%
Luminal vs. non-Luminal 70.8–87.7%, 70.4–88.1%, 71.4–87.1%
LuminalA vs. LuminalB 85.7–94%, 75–91.7%, 88.2–95.2%
HER2 status/luminal 85.7–100%, 85.7–100%, 83.3–100%
HER2 status/non-luminal 90.9%, 90.9%, 90.9%
[101]
Disease staging
Tor Vergata e-Nose LC Stage I vs. II/III/IV 40 stage I, 18 stage II, 6 III/IV PLS-DA Sens.: stage I 90% vs. stage II-IV 57% (+ metabolic diseases),
stage I 96% vs. stage II-IV 60% (LC only)
[66]
24 colorants LC Stage I/II vs. LC stage III/IV 41 SCLC, 42 NSCLC LPM 79.3 % acc. (moderate) [60]
11 sensor-array (MOS, electrochemical, hot wire and catalytic) LC Stage III vs. IV 44 stage II, 46 stage IV PCA-SVM, KPCA-SVM, PCA-XGBoost, KPCA-XGBoost 70.42–82.42% acc., 45–81% sens., 79–95.5% spec. [99]
Organically-coated AuNPs and SWCNTs based chemiresistor OLGIM stages 155 OLGIM 0, 136 OLGIM I-II, 34 OLGIM III-IV, 7 Dysplasia DFA Acc., sens., spec.: 0-II vs. III-IV and dysplasia 61%, 83%, 60%, 0 vs. I-II 43%, 45%, 41%, 0 vs. III-IV 66%, 90%, 61%, 0 vs. I-IV 50%, 50%, 50%, I-II vs. III-IV 64%, 80%, 60% [102]
GCa I-II vs. III-IV 17 GCa I-II, 18 GCa III-IV DFA 89% sens., 94% spec. [103]
Molecularly modified SiNW FET LC staging (I-II vs. III-IV) 34 early stage, 110 advanced stage DFA, ANN 81% acc., 34.5%sens.,95% spec. [44]
GCa staging (I-II vs. III-IV) 86.5% correct classification, 84.6 early stage, 87.5 advanced
Cyranose 320 Bronchial/Laryngeal
in situ vs. advanced
bronchial: 10 in situ, 10 advanced, laryngeal: 12 in situ, 10 advanced JMP Pro 21% misclassification rate, 82% sens., 75% spec. [89]
BIONOTE Liver cirrhosis (A, B, C Child–Pugh) NA PLS-DA Successful discrimination [109]
Acc.: accuracy, AD: Alzheimer’s disease, ADC: adenocarcinoma, AUC: Area Under the Receiver Operating Characteristic Curve, ANN: artificial neural network, BC: breast cancer, BBT: Breast benign tumor, BPN: benign pulmonary nodules, CAP: canonical analysis of principal coordinates, CD: Crohn’s Disease, CDA: canonical discriminant analysis, CF: cystic fibrosis, CLD: chronic liver disease, COP: cryptogenic organizing pneumonia, COPD: chronic obstructive pulmonary disease, CTD-ILD: connective-tissue diseases-associated ILD, DCIS: ductal carcinoma in situ, DFA: Discriminant Function Analysis, DIP: desquamative interstitial pneumonia, EOS: eosinophilic, GCa: gastric cancer, GOLD: Global Initiative for Obstructive Lung Disease, HBC: hexabenzocoronene, HCA: Hierarchical Cluster Analysis, HER2: Human epidermal growth factor receptor 2, HNSCC: Head and neck squamous cell carcinoma, HP: hypersensitivity pneumonitis, IBD: Inflammatory Bowel Diseases, IBS: Irritable Bowel Syndrome, ILDs: interstitial lung diseases, IPAF: interstitial pneumonia with autoimmune features, IPF: idiopathic pulmonary fibrosis, k-NN: k-Nearest Neighbors, KPCA-XGBoost: kernel principal component analysis—extreme gradient boosting, LC: Lung cancer, LRA: logistic regression analysis, LPM: Logistic prediction model, MANOVA: multivariate analysis of variance, MOS: metal oxide semiconductor, NC-CLD: non-cirrhotic CLD, NEUTR: neutrophilic, NS: non-smokers, NSCLC: non-small cell lung cancer, NSIP: non-specific interstitial pneumonia, NWs: nanowires, OC: ovarian cancer, OLGIM: operative link on gastric intestinal metaplasia, PAH: Polycyclic aromatic hydrocarbons, PAUC: paucigranulocytic, PCA: Principal Component Analysis, PD: Parkinson’s disease, PLS-DA: Partial Least Square Discriminant Analysis, PUD: peptic ulcer disease, RB-ILD: respiratory bronchiolitis-associated ILD, S: smokers, SCC: squamous cell carcinoma, SCLC: small cell lung cancer, Sens.: sensitivity, Spec.: specificity, SVM: Support Vector Machine, TB: Tuberculosis, UC: Ulcerative Colitis, uILD: unclassifiable ILD, UV: ultra-violet.

2.1. The Case for Lung Diseases

Chronic and acute lung diseases such as asthma, COPD, idiopathic pulmonary fibrosis (IPF), LC, mesothelioma, and sarcoidosis have been connected with similar metabolic alternations [116]. Especially asthma and COPD are also characterized by similar symptoms [37] with COPD being commonly underdiagnosed or diagnosed at late stages [117]. Concerning LC, no symptoms are expressed in early stages [118] while disease manifestation is limited to non-specific symptoms [118] including cough, short breath, chest pain, and weight loss [37]. Disease phenotyping, on the other hand, is mandatory in some cases. Asthma subtypes such as eosinophilic, neutrophilic, mixed granulocytic, and paucigranulocytic asthma [119] are characterized by similar symptoms while different treatment is required [120]. Similarly, immunosuppressive, antifibrotic, or a combination of medications may be needed for fibrotic interstitial lung diseases (ILDs), depending on the respective phenotype (inflammatory, more fibrotic, or combination) [96]. Thus, reliable phenotyping is needed for appropriate medication to be administered [33][120][96]. LC is subdivided into different categories with different clinical characteristics as well. Small cell LC (SCLC), with 20–25% percentage of occurrence [121], is characterized by increased metabolic and proliferation rates compared to other cancer cells [122], while non-small cell LC (NSCLC) accounts for 70–75% of LC cases and is subdivided into the smoking-related [37][123] squamous cell carcinoma (SCC) [121] and the non-squamous cell carcinomas [37] including adenocarcinomas (ADC) (minor smoking correlation) and large-cell carcinoma (LCC) [121]. Consequently, the accurate discrimination of different lung diseases and subtypes of a lung disease, especially using breath analysis of exhaled VOCs, is of particular importance.
The use of GC-MS has rendered lung disease differentiation, phenotyping and staging feasible in many cases. To be more specific, LC discrimination from patients with other lung diseases has been investigated in several studies. In an attempt to discriminate between NSCLC, COPD, and HC patients, by taking smoking habits into account, 4 VOCs were identified (in varying concentrations) for NSCLC and COPD [124]. In another study, Wang et al. attempted to discriminate LC from COPD, asthma, pneumonia, pulmonary embolism and benign lung tumor patients; however, the selected 10 VOCs could not discriminate accurately between the two groups, implying their potential confounding role during LC-biomarkers determination [18]. Koureas et al. have also attempted to discriminate LC from other respiratory diseases, using 19 distinctive VOCs, based on the underlying disease mechanisms (targeted method); only the discrimination of LC patients from HC, using ethylbenzene, toluene, styrene, 2- and 1-propanol was achieved [48]. However, in a more recent study of the same group, the discrimination of LC patients from patients suffering from sarcoidosis, hypersensitivity pneumonitis, interstitial lung diseases or pulmonary infections was achieved with an increased accuracy of 75.3%; the 29 VOCs were selected following a hypothesis-generating non-targeted strategy [125]. In a different study, LC was accurately distinguished from pulmonary non-malignant diseases (PNMD; COPD, pulmonary tuberculosis, asthma) using 10 VOCs while 5 were selected as characteristic of LC in contrast to both PNMD and HC [126].
The differentiation of LC patients from patients with benign pulmonary nodules (BPN) has also been extensively reported. Apart from a study by Wang et al. [18] which included patients with benign lung tumors, Fu et al. have investigated the respective discriminant ability of carbonyl VOCs [127][128][129]. Four carbonyl VOCs, captured by a silicon micro-reactor, were found to present increased concentration in LC patients when compared to BPN patients and HC [127]. In a subsequent study, the same group achieved the differentiation of both early and III, IV stage LC patients from BPN patients, with high sensitivity (83%) and particularly increased specificity (74%) in comparison to positron emission tomography (90% and 39%, respectively) [128], while 6 carbonyl VOCs have permitted a classification accuracy of 89% of LC vs. BPN patients [129]. More recently, Chen et al. identified 19 VOCs able to distinguish not only LC and BPN patients (this with an accuracy of 80.9%) but also early-stage LC patients from BPN (with an accuracy of 75.6%), being remarkably promising for early LC diagnosis [118].
LC histology and staging characterization using analytical methods is another important target of this research field. It was reported that 1-butanol, 3-hydroxy-2-butanone [9], as well as 4-hydroxyhexenal [127], can differentiate SCC from ADC patients with the former being decreased for SCC in contrast to the other 2 VOCs. Similarly, SCLC and NSCLC can be potentially distinguished from 4-hydroxynonenal and C5H10O [127]. Hexanal has also been found in higher concentrations for SCLC patients compared to NSCLC, potentially due to increased metabolic rates [122]; Chen et al. have achieved NSCLC and SCLC differentiation, with an accuracy of 93.9%, using a pattern of 20 VOCs [118]. Concerning LC staging (I, II, III, or IV), a pattern of 19 VOCs was used to distinguish between early (I, II) and advanced LC stages (III, IV) with 82.7% accuracy [118] while Fu et al. demonstrated that exhaled 2-butanone concentration is significantly different between stages I and II–IV [127].
Apart from LC, other lung diseases are also studied for accurate diagnosis. A series of studies have focused on asthma phenotyping using GC-MS. Brinkman et al. identified 3 VOCs significantly correlated with sputum eosinophils [112], while Ibrahim et al. identified VOC-patterns differentiating eosinophilic from non-eosinophilic (6 VOCs) and neutrophilic from non-neutrophilic (7 VOCs) [130]. Recently, Schleich et al. identified 4 VOCs discriminating eosinophilic from neutrophilic, eosinophilic from paucigranulocytic and neutrophilic from paucigranulocytic asthma, with accuracy similar to blood eosinophils and FeNO tests [119]. In a more recent study, the same group used two-dimensional GC-high resolution-time-of-flight-MS, selected ion flow tube mass spectrometry (SIFT-MS), 10 VOCs, and 9 ion channels so as to achieve asthma phenotyping with an accuracy of 75% [120]. COPD phenotyping and staging has also been attempted using analytical techniques. Fens et al. identified 8 eosinophils- and 17 neutrophils-related VOCs, with only one VOC overlapping between the two subgroups. More VOCs were related with cell counts for Global Initiative for Obstructive Lung Disease (GOLD) stage II, in comparison to GOLD stage I [131]. In another study, 11 COPD patients with >1% and 6 with >2% eosinophil count were discriminated from non-eosinophilics (<1% and <2% eosinophil count, respectively) with accuracies of 79% and 92% [132]. Exacerbation prediction of both asthmatic children [133][134][135] and adults [112][130] as well as COPD patients [136] also comprises a subject of study.
Following the promising applications of analytical methods that highlight the potential capabilities of breath analysis in phenotyping, staging and differential diagnosis of lung diseases, sensing devices have also been used in respective applications with remarkable results. Research interest has focused on LC discrimination from other lung diseases such as COPD and asthma. Cyranose 320 has achieved separation of NSCLC from COPD (GOLD stage I–III) with an accuracy of 85%, in an article by Dragonieri et al. [83]. Tirzīte et al. have used this e-Nose to effectively discriminate, not only LC patients from COPD, asthma, pneumonia, pulmonary embolism, benign lung tumor patients, and HC, with 87.3% accuracy, but also between LC patients, COPD patients, LC patients suffering also from COPD and HC with 77.4% accuracy, and totally correct classification of the 79 LC/COPD patients [84]. In a more recent study, the same group discriminated LC from patients with non-malignant lung diseases as well as bronchiectasis, tuberculosis, and HC by taking into account smoking habits. An overall sensitivity and specificity of 95.8% and 92.3% for smokers and 96.2% and 90.6% for non-smokers, respectively, was observed using Cyranose 320 [85]. More recently, the same e-Nose was used by Rodriguez et al. for the discrimination of COPD from LC and BC, achieving an overall correct classification of 91.35% while LC correct classification in relation to COPD was equal to 96.47% [49]. Interestingly, the contribution of the 32 sensors in the discrimination was also assessed [49]. Tor Vergata e-Nose has been used effectively for discriminating LC patients from COPD, Interstitial lung disease, Pleurisy and Bronchitis patients, with a sensitivity of 89.3% for LC patients [137]. In a particularly promising study, SpiroNose discriminated LC, asthma, COPD, and HC, with the respective accuracy values presented in Figure 4a (68–88%) [95]. The applicability of breath sampling and analysis was tested as the collection of asthma breath samples at two different sites led to similar results (Figure 4b) [95]. In the field of non-commercial and self-developed sensors, Tan et al. have attempted to develop a cross-reactive alkane-based chemiresistor combining carbon powder and tetracosane, achieving not only high affinity for alkanes and low sensitivity for polar VOCs (water, ethanol, ethanal) but also effective differentiation of 12 LC patient from 13 HC and 12 COPD patients [97]. In a more recent study, researchers attempted to differentiate LC, COPD, and asthma patients from HC, using an array of 8 sensors of 4 different types (MOS, electrochemical, hot wire, and catalytic type). The array achieved accuracy between 76.9–84.75%, using different machine learning methods [98]. Accuracy values were greater for LC and COPD prediction; however, the maximum accuracy value of 84.75% was attained using kernel principal component analysis—extreme gradient boosting (KPCA-XGBoost), which indicates excellent discriminatory capability for LC and COPD patients [98]. Similarly, using an array of 11 sensors of 4 different types (namely MOS, electrochemical, hot wire, and catalytic type), Liu et al. differentiated non-smoking LC and COPD patients, with the best discriminatory accuracy (96%) being achieved using the same machine learning technique [99]. The discrimination of LC from asthma and COPD patients was also achieved by Haick’s group with particularly high classification accuracies [44]. Early-stage LC discrimination from BPN has been reported by Haick et al. using an array of 40 chemiresistors based on MCNPs (Au NPs) and molecularly-coated SWCNTs, achieving an accuracy of 87%. Considering that the required treatment may change in the occurrence of genetic alternations, the differentiation of patients with and without epidermal growth factor receptor (EGFR) mutation was also attempted with an accuracy of 83% [100].
/media/item_content/202202/6205d5feb0ba8sensors-22-01238-g014.pngFigure 4. (a) Presentation of the cross-validation percentages of the differentiation of asthma, COPD, LC patients, and HC, using SpiroNose; (b) PCA plot of breathprints collected from asthmatic patients at the Academic Medical Center (AMC), Amsterdam and Medical Spectrum Twente (MST), Enschede, for which no significant differentiation is observed (p = 0.892). Adapted with permission from Ref. [95]. Copyright © 2015 IOP Publishing Ltd.
Concerning LC histology and staging with sensing devices, promising studies have been reported in the literature. The discrimination of NSCLC subtypes ADC and SCC has been permitted using Tor Vergata e-Nose with an accuracy of 75%, by applying endoscopic breath sampling [65] as well as by using a colorimetric sensor-array of 24 elements developed by Mazzone et al. ultimately achieving an accuracy of 86.4% [60]. SCLC and NSCLC differentiation and LC staging (I/II vs. III/IV) were also examined by Mazzone et al. though with moderate accuracies [60]. A 6-sensor-array based on UV-irradiated (394 nm) pristine or metal-doped WO3NWs (Table 3) differentiated effectively not only ADC from SCC, but also between SCLC and NSCLC with 77.5% and 84.5% accuracy values, respectively (Figure 5) [111]. In another study aiming at the discrimination of LC patients from HC while taking into account the existence of metabolic comorbidities, Tor Vergata e-Nose exhibited far higher sensitivity for stage I LC in comparison to the rest of stages, either in the presence or absence of metabolic diseases (Table 3) [66]. LC staging was recently attempted by Liu et al. along with COPD discrimination as mentioned above, with stage III LC being effectively discriminated from stage IV with an accuracy higher than 80%, using KPCA-XGBoost [99]. Haick’s team has achieved LC staging with an accuracy of 81% and with low sensitivity, using a molecularly modified Si NW FET (Table 3) [44].
/media/item_content/202202/6205d62443ab2sensors-22-01238-g015.pngFigure 5. DFA plots representing the discrimination of (a) LC patients from HC; (b) SCLC from NSCLC patients; and (c) SCC from ADC patients, using a 6-sensor array of UV-irradiated (394 nm) pristine or metal-doped WO3NWs. The arrays achieved the detection of lung cancer but also the prediction of LC histological subtypes. Reprinted with permission from Ref. [111]. Copyright © 2020 Published by Elsevier B.V.
As in the case of breath analysis with analytical methods, precise diagnosis of lung diseases other than LC via sensing devices is an extensive field of research. The effective discrimination of COPD and asthma has been reported in the literature by Fens at al. using Cyranose 320 and taking into consideration smoking habits, leading to high cross-validated accuracy values (Table 3) [86][87]. More recently, asthma and CF discrimination was also reported for pediatric population using AeoNose and with high accuracy values, excluding the confounding factors of diet, exercise, comorbidities and inhaled drugs [92]. Concerning ILDs, Krauss et al. used the AeoNose in an attempt to differentiate between ILDs subgroups (Table 3), with moderate accuracy, as well as between ILDs cryptogenic organizing pneumonia and connective-tissue diseases-associated ILD from COPD patients with good sensitivity and specificity [91]. COPD and IPF differentiation has been recently investigated by Dragonieri et al., with a high accuracy of 80%, verified by external validation using Cyranose 320 [88]. In contrast to Krauss et al., Moor’s group achieved to reliably discriminate patients suffering from different ILDs by using SpiroNose as well as greater cohorts of ILD-patients (Table 3) [96]; the group demonstrated the applicability of e-Noses in ILDs differential diagnosis and specifically in IPF discrimination from non-IPF patients with high accuracies (91%) [96].
Disease phenotyping using sensing devices seems to be also feasible. Plaza et al. achieved differentiation between the three inflammatory phenotypes of asthma with high accuracy values (Table 3), with the participants’ phenotypes being characterized by differential leukocyte counts in induced sputum [113] while asthma-control assessment has been also reported. Brinkman et al. used 4 different e-Noses in order to discriminate between stable and unstable periods, comparing baseline (control) vs. loss of control and loss of control vs. recovery breath samples, with the Owlstone Lonestar being the most prominent concerning the discrimination of unstable periods (Table 3) [112]. More recently, Moreira et al. demonstrated the ability of Cyranose 320 to discriminate the uncontrolled asthma-like symptoms, using 3 different groups of asthmatic or suspicious of asthma participants divided by unsupervised hierarchical clustering [114]. The division of participants was based on asthma, lung function, symptoms of the last month, age, and food/drink intake 2 h before breath sampling [114]. In another recent study, the same e-Nose was used for the effective discrimination of HC and asymptomatic-controlled asthmatic children from the symptomatic partly-controlled and uncontrolled asthmatic children, after assessing the discriminatory ability of subsets of the 32 sensors of Cyranose 320 for the six different possible combinations of the 4 studied groups; increased feasibility and modest to good diagnostic accuracy values were obtained [115]. Cyranose 320 has been also used for COPD phenotyping permitting (especially in the case of GOLD stage I) the detection of activation of inflammatory cells, indicating increased inflammatory activity in mild rather than severe COPD [131].

2.2. Cancers

Discrimination between different cancer types and cancer stages/histologies as well as between malignant and benign tumors (additionally to LC which has been mentioned earlier) using breath analysis of VOCs is also a hot research topic. Analytical techniques have been used for such applications. Phillips at al., for example, detected 5 VOCs and were able to differentiate BC patients from patients with abnormal mammograms and negative biopsies, with 93.8% sensitivity and 84.6% specificity [138]. Haick’s group identified 21 exhaled VOCs that were significantly different between HC and patients suffering from breast benign tumors (BBT), ductal carcinoma in situ (DCIS, early-stage BC) and BC; a potentially cancer-related set of 14 VOCs that were significantly different between malignant and non-malignant patients was also identified in this study thus permitting group differentiation with 78% sensitivity and 72% accuracy [101]. In another study by the same group, the detection of GCa and the presence/absence and risk level of precancerous lesions was attempted using GC-MS so as to identify 8 VOCs statistically different between GCa and operative link on gastric intestinal metaplasia (OLGIM) groups (e.g., GCa vs. OLGIM 0-IV, GCa vs. OLGIM 0-II, GCa vs. OLGIM 0), as well as between GCa and peptic ulcer disease (PUD) and OLGIM 0-IV and PUD (p-values < 0.017) [102]. Those 8 VOCs, in different combinations, are considered to correspond to the breathprints of OLGIM groups [102].
Remarkably, respective applications of sensing devices have been extensively investigated for various cancer types. Haick’s group has used NA-NOSE in order to discriminate between subjects with BC, benign breast conditions or normal mammographs, achieving increased sensitivity and specificity values for the BBT patients in comparison to the other 2 groups [104]. In another study by the same group a chemiresistor based on organically-coated Au NPs and SWCNTs was successfully used for the differentiation of BC from BBT and HC, BBT only or DCIS only, as well as for the differentiation of different molecular BC sub-groups as presented on Table 3. Larger studies are necessary, though for significant statistical results and more information to be obtained [101]. Very recently, differentiation between BC and LC has been achieved as well by Rodriguez et al. with a correct classification of 93.05% [49]. Concerning GCa, the differentiation of GCa and OLGIM groups as well as between different OLGIM stages (e.g., OLGIM 0 vs. I–II, 0 vs. I–IV, I–II vs. III–IV) has been attempted by Haick’s group using the same type of chemiresistor-array and leading to high validated accuracy values in some cases (Table 3) [102]. In another promising study, Haick et al. used a nanomaterial-based chemiresistor (Table 3) that permitted the successful discrimination of Gca from benign conditions along with Gca staging (early vs. late stages) [103]. Gca differentiation from gastric ulcer patients has been achieved by Daniel et al. with a great classification ability, using an array of commercial MOS gas sensors and various ANN types [106]. Remarkably, a molecularly modified Si NW FET, developed by Haick’s group, has permitted Gca staging with an accuracy of 87% as well as Gca differentiation from LC with an accuracy of 92% [44]. More recently, discrimination of ovarian cancer (OC) from women with benign tumors and HC was achieved by Raspagliesi et al. with great classification performance, both in the case of strict and most probable prediction, using again MOS sensors [107]. Notably in class prediction application, 4/23 early-stage OC patients were misclassified as benign/HC along with 2/14 OC patients with tumor size < 3 cm in cross validation phase, while in prediction phase only 1/9 early-stage patients were misdiagnosed [107]. Another common cancer type, i.e., head and neck cancer (HNC), has been studied for differential diagnosis with sensing devices. As an example, Hooren et al. attempted to discriminate HNC from LC with a high accuracy of 93% analyzing patients’ exhaled breath with AeoNose, excluding cutaneous tumors and salivary glands malignancies [93]. HNC differentiation from colon and bladder cancer with AeoNose was also reported, by the same group along with the discrimination between bladder and colon cancer, demonstrating the discriminant ability of the e-Nose for those cancer types after double cross-validation [94]. More recently, Cyranose 320 was used for the differentiation of advanced bronchial (LC) and laryngeal (HNC) SCC, as well as for the discrimination of advanced and in situ stages of bronchial and laryngeal SCC, leading to successful classification of the groups (Table 3) [89].

2.3. Liver, Renal, and Intestinal Diseases

Liver cirrhosis, chronic hepatitis [109], CKD [47], and inflammatory bowel diseases (IBD) comprise common liver, kidney, and intestinal diseases, respectively. As far as CKD is concerned, it is characterized by gradual loss of kidney function within months or years, while different treatment is demanded depending on disease stage (stages I–V) [47]. Similarly, in the case of chronic liver disease (CLD), disease staging is of great importance; following CLD diagnosis, using invasive biopsy, liver function assessment is conducted biochemically [109]. On the other hand, early stage and precise IBD and IBS diagnosis, as well as the invasive diagnostic methods followed for IBD, comprise challenging issues [105]. Consequently, precise diagnosis and staging of liver, kidney and intestinal diseases are particularly important and have been attempted using breath analysis with sensing devices. Pennazza et al. for instance used BIONOTE e-nose to successfully differentiate not only liver cirrhosis and CLD from non-cirrhotic CLD (chronic hepatitis) but also liver cirrhosis stages by taking into account smoking habits and potential comorbidities (e.g., diabetes, lung, and heart diseases) [109]. Concerning renal diseases, Haick’s group achieved CKD staging using organically functionalized Au NPs-based chemiresistors and SVM [47]. The classification of CKD stage IV in relation to stage V was permitted by 2 or 3 sensors with an accuracy of 85%, a sensitivity of 75% and specificity of 92% while only one sensor allowed for the discrimination of early and advanced stages with 76% accuracy, 75% sensitivity, and 77% specificity [47]. The discrimination of CKD from other diseases has been also attempted. Specifically, discrimination of CKD, diabetes, and HC with high or low creatinine has been attempted with success using an array of commercial (MQ) sensors along with different classification methods, with SVM and PCA leading to good group classification [110]. Remarkably, pre-concentration or dehumidification were not needed for clear classification to be accomplished [110]. The effective discrimination between the intestinal diseases IBD and IBS has been also reported along with further differentiation of the IBD into ulcerative colitis (UC) and Crohn’s disease (CD), using not only artificial but also real-breath samples and a MCNPs-based chemiresistor (Table 3) [105]. The higher accuracy values observed when using artificial samples is expected and attributed to the standard concentration of VOCs, contrary to the variable concentration of VOCs in breath [105].

2.4. Neurodegenerative Diseases

Neurodegenerative diseases are characterized by gradually augmented occurrence, as a direct consequence of the increased lifespan of human population [139], with Alzheimer (AD) and Parkinson (PD) being the most frequent [51]. Concerning AD, early disease detection is of great importance for preventing, decelerating and terminating the disease [139] while diagnosis for both diseases is based on the assessment of clinical symptoms [51]. Remarkably, the analysis of exhaled VOCs has been investigated for precise AD diagnosis as well as for differential diagnosis between AD and PD [51][139]. Recently, Tiele et al. attempted to discriminate mild cognitive impairment due to AD (MCI) from AD, using GC-MS, achieving 60% sensitivity and 84% specificity along with the detection of 6 potential discriminant VOCs [139]. Haick’s group, on the other hand, achieved the discrimination of AD and PD as well as an overall discrimination of AD, PD, and HC, using an array of 20 nanomaterial-based chemiresistors and GC-MS (Table 3) [51]. In a similar study, the ability of IMS and Cyranose 320 to differentiate AD, PD, and HC was demonstrated, achieving a high overall discriminant capability (Table 3) [90]. IMS analysis revealed five VOCs significantly different between the groups [90]. The discrimination of the same groups of subjects has been also attempted using different arrays of MOS sensors (TGS, MICS) with one of the combinations (8 MOS sensors) demonstrating the best discriminant ability [108].

3. Conclusions

Exhaled breath analysis, especially using selective or cross-reactive sensors, comprises a non-invasive method that holds a great promise for application in early-stage and differential diagnosis of not only respiratory but also systemic diseases. This entry presents the main categories of nanomaterials and sensors that have been used up to now in exhaled breath analysis for disease diagnosis as well as to demonstrate the applicability of breath analysis in differential diagnosis, phenotyping, and staging of several types of diseases, especially via the use of cross-reactive sensing devices.
The progressive development of novel nanomaterials offers a great opportunity to develop more effective sensing elements, both for selective and cross-reactive sensors and especially for point-of-care diagnosis, treatment monitoring and population screening. However, fundamental challenges in this novel research field inhibit the application of breath analysis in clinical practice and should therefore be addressed. Concerning analytical techniques used for exhaled VOCs identification, the use of bulky, expensive, and complex analytical devices is limited in hospitals while their incorporation in portable point-of-care systems is still unattainable [140]. In addition, the validity of breath analysis results is of major concern since the trace levels of exhaled VOCs affect the analysis accuracy [141]. At the same time the lack of clear breath sampling protocols [141], e.g., breath collection [140] and breath storage, could potentially change sample composition [140] and therefore emerge as important challenges. Sample composition can be also affected by confounding factors, i.e., age, gender, place of living, habits, and nutrition. In the case of sensors exhalation rate, a hardly controlled parameter, may also play a confusing role hence complicating the procedure [140].

This entry is adapted from the peer-reviewed paper 10.3390/s22031238

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