Surgical resections remain the gold standard for early stages non-small-cell carcinoma (NSCLC) and may be considered for locally advanced tumors. Medical treatment has changed drastically, especially for advanced stages, for which the development of immunotherapy and molecular targeted therapy significantly increased survival and quality of life. The addition of radical surgical resection following immunotherapy or immuno-chemotherapy is feasible and safe with low surgical-related mortality and morbidity in selected patients with initially unresectable NSCLC.
Neoadjuvant Immunotherapy |
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Metastatic NSCLC with Driver Mutations |
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Trial/Study Name |
Phase |
Patient N |
Neoadjuvant Therapy |
Patient Population |
Outcomes |
---|
Adjuvant Immunotherapy |
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---|---|---|---|---|---|---|---|---|
Trial/Study Name | Safety | MPR | PCR |
|||||
Trial/Study Name |
Phase |
Patient N |
Neoadjuvant Therapy |
Unresectable Stage III NSCLC |
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---|---|---|---|---|---|---|---|---|
Trial/Study Name |
Metastatic NSCLC without Driver Mutations |
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---|---|---|---|---|---|---|---|---|
Phase |
Patient N |
Treatment Regimen |
Patient Population |
|||||
Trial/Study Name | Phase |
Patient N | Outcomes |
Safety |
MPR |
PCR |
||
Phase |
Patient N |
Treatment Regimen |
Patient Population |
Patient Population Outcomes |
Safety |
|||
Outcomes | Safety | |||||||
Treatment Regimen |
Patient Population |
Outcomes |
Safety |
|||||
II |
] | ||||||||||||||
III |
1280 |
CT ± Atezolizumab |
/ IB-IIIA |
319 |
RT ± CT (Sequential vs. concurrent) |
IIIA-IIIB PD-L1 ≥ 50%, EGFR+, ALK+: 3-y DFS 73.8% vs. 48.6%. PD-L1 ≥ 50%, EGFR−, ALK−: 3-y DFS 75.1% vs. 50.4%. |
||||||||
CheckMate 017 [79 | Seq: Median OS 17.4 m OS 5-y 17%, Con: Median OS 18.6 m OS 5-y 19% | ] | NR |
[ NR |
NR |
|||||||||
69] |
||||||||||||||
79] | III |
[69 272 |
Nivolumab vs. Docetaxel |
IIIB-IV squamous NSCLC PD-L1 ≥ 1%: 5-y OS 76.8% vs. 67.5%. PD-L1 ≥ 50%: 5-y OS 84.8% vs. 67.5%. |
] |
II |
551 Median PFS: 3.5 m vs. 2.8 m. |
ICIs Median OS 9.2 m vs. 6.0 m |
Metastatic NSCLC EGFR+ and ALK+ |
Median PFS 2.1 m, 2.5 m NR |
Any AE: |
NR |
||
58% vs. 86% |
II |
181 |
III Atezolizumab |
1177 IB-IIIB (resectable) |
NR |
NR |
Pembrolizumab vs. Placebo |
IB-IIIA |
Median DFS 53.6 months vs. 42.0 months. PD-L1 ≥ 50%: 3-y DFS 65.9% vs. 57.6%. PD-L1 1–49%: 3-y DFS 54.6% vs. 44.8%. PD-L1 < 1%: 3-y DFS 55.5% vs. 48.8% |
NR 20% |
7% |
|||
CheckMate 057 [80][ | ||||||||||||||
Chalmers AW et al. |
III |
70[ 544 |
] Concurrent CT + High/low dose RT ± Cetuximab |
IIIA-IIIB |
High-dose RT Median OS 28.7 m, Standard-dose RT Median OS 20.3 m |
NR |
III |
582 |
Nivolumab vs. Docetaxel NR |
NR |
||||
Ib | IIIB-IV non-squamous NSCLC |
Ib |
PACIFIC (Antonia et al.) 2017 40 |
[ Sintilimab |
IA-IIIB |
R0 in 37/40 |
||||||||
III |
] 1415 |
[53 Durvalumab vs. Placebo | 12.5% TRAEs grade 3–5 | ] |
III |
713 |
Durvalumab vs. placebo IB-IIIA |
IIIA-IIIB 40.50% |
16.20% |
|||||
Not yet | Median PFS 16.8 m vs. 5.6 m, Median time to death or distant metastasis 23.2 m vs. 14.6 m |
Not yet |
29.9% vs. 26.1% TRAEs grade 3–4 |
NR |
9% vs. 7% |
IB-IIIA |
Not yet |
Not yet |
||||||
Median PFS: 2.3 m vs. 4.2 m. | Median OS 12.2 m vs. 9.4 m | Any AE: 69% vs. 88% |
||||||||||||
III |
367 |
Nivolumab + Pemetrexed/CT or Nivolumab + Ipilimumab vs. Pemetrexed + CT |
Metastatic or Recurrent NSCLC |
|||||||||||
78 | ||||||||||||||
Nivolumab/ipilimumab + sequential or concurrent SBRT | Metastatic |
Not Yet |
Not Yet |
TRAEs: Treatment-Related Adverse Events, PFS: Progression-Free Survival, OS: Overall Survival, CT: Platinum-based chemotherapy, m: months, ORR: Overall Response Rate, AE: Adverse Effects, NR: Not Reported.
Mazieres et al. [ | |||||||||||||||||
14 |
Ipilimumab + Erlotinib/Crizotinib |
Advanced NSCLC EGFR+ and ALK+ |
Median PFS 17.9 m, 21.4 m; Median OS > 42 m, >47 m |
TRAEs 78% vs. 33% grade 3 |
|||||||||||||
CheckMate 722 [104] |
I |
[87] 550 |
Pembrolizumab every 2 or 3 weeks |
Locally advanced/metastatic NSCLC |
Median OS 22.3 m, 10.5 m |
Not Yet TRAEs 12% vs. 6% grade 3–5 |
Not Yet |
||||||||||
PACIFIC (Spigel et al.) 2022 | |||||||||||||||||
KEYNOTE-024 [82][ | |||||||||||||||||
Mok et al. |
II |
15 |
]] Pembrolizumab |
[88 II-IIIA |
NR |
||||||||||||
33% TRAEs | ] III |
III 903 |
305 |
Pembrolizumab vs. CT |
III |
29413% |
Nivolumab + Platinum + Pemetrexed vs. CT alone 13% |
||||||||||
Nivolumab vs. Observation |
Advanced NSCLC |
EGFR-mutated NSCLC |
Median PFS 10.3 m vs. 6 m, Median OS 30 m vs. 14.2 m |
Median PFS 5.6 m, 5.4 m; Median OS 19.4 m, 15.9 m Any AE: 73% vs. 90% |
NR |
II |
30 |
Atezolizumab |
IA-IIIA |
R0 in 29/30 |
|||||||
NCT03256136 [106][ | III | 3.3% TRAEs |
III 1210 |
1274 CT ± Nivolumab |
Pembrolizumab vs. CT IIA-IIIB |
Not yet 14% |
Not yet 0% |
||||||||||
Locally advanced/metastatic NSCLC (PD-L1 ≥ 50%, ≥20%, 1%) |
Median PFS 7.1 m, 6.2 m, 5.4 m vs. 6.4 m, 6.6 m, 6.5 m. Median OS 20 m, 17.7 m, 16.7 m vs. 12.2 m, 13.0 m, 12.1 m |
NR |
|||||||||||||||
] |
II |
9 |
Nivolumab + Carboplatin + Pemetrexed or Nivolumab + Ipilimumab |
EGFR+ or ALK+ |
Not Yet |
Not Yet |
|||||||||||
II |
III |
332 |
CT ± Durvalumab |
II-III, MRD |
Not yet |
||||||||||||
III | Not yet | ||||||||||||||||
III |
284 |
Durvalumab vs. Placebo |
II-III, MRD |
Not yet |
Not yet |
||||||||||||
III |
713 |
Durvalumab vs. placebo |
IIIA-IIIB |
Median OS 47.5 m vs. 29.1 m, Median PFS 16.9 m vs. 5.6 m |
NR |
NR |
NR |
||||||||||
III |
1399 |
Durvalumab vs. placebo |
IIIA-IIIB |
Median PFS 21.7 m, Median OS NR |
AESIs 27.7% |
NR |
NR |
||||||||||
50 |
II |
II 117 956 |
31 Durvalumab |
Durvalumab IB (≥4 cm)-IIIA |
Carboplatin + Paclitaxel ± Ipilimumab IIIA-IIIB R0 in 45/50 |
9% of death in 90 days |
Nivolumab ± Ipilimumab Median PFS 10.9 m, 12 m 18.60% |
7% |
|||||||||
IV or recurrent squamous NSCLC | OS rate 84.1% | 4% TRAEs |
EGFR+ Median PFS 5.6 m, 5.6 m. Median OS 13.4 m, 12.4 m NR |
0.80% |
Not Yet TRAEs 51% vs. 35% grade 3–4 |
||||||||||||
Not Yet | |||||||||||||||||
II |
30 |
Pembrolizumab |
IB-IIIA |
R0 in 22/25 |
4% grade 3 TRAEs |
III |
300 |
Durvalumab 28% |
NEPTUNE IIIA-IIIB |
[85 Not yet |
][75 Not yet |
] Not yet 0% |
|||||
Not yet |
III |
/ |
Durvalumab + Tremelimumab vs. CT |
Metastatic |
Not Yet |
Not Yet |
II |
||||||||||
COAST [63 | |||||||||||||||||
60 |
III Durvalumab ± radiotherapy |
] 210 |
[58] IA-IIIA |
] |
II Paclitaxel + Carboplatin ± Nivolumab R0 in 26/30 vs. 26/30 |
17% vs. 20% grade 3–4 TRAEs |
189 6.7% vs. 26.6% |
0% vs. 26.6% |
MPR: Major Pathological Response, PCR: Pathological Complete Response. TRAEs: Treatment-Related Adverse Events, OS: Overall Survival, NR: Not Reported.
Table 2. Clinical Trials: Neoadjuvant Immuno-Chemotherapy in resectable NSCLC.
Durvalumab ± Oleclumab or Monalizumab | |||||||||||
IB-IIIA | |||||||||||
III |
1118 |
Durvalumab ± Tremelimumab vs. CT IIIA-IIIB Not yet |
Median PFS 6.3 with Durvalumab, NR Oleclumab, 15.1 m Monalizumab Not yet |
||||||||
Metastatic | TRAEs 39.4% with D, 40.7% with D + O, 27.9% with D + M | NR |
3% with D, 1.7% with D + O, 4.8% with D + M |
Median PFS 4.3 m, 3.9 m, 5.4 m; Median OS 16.3 m, 11.9 m, 12.9 m |
Any AE: 54% vs. 60% vs. 83% |
||||||
III |
|||||||||||
POSEIDON [87 | II |
341 |
][77] / CT ± Toripalimab |
IIIII-IIIB |
/ |
Not yet |
Not yet |
OS: Overall Survival, CT: Platinum-doublet chemotherapy, MRD: Minimal Residual Disease, y: years, NR: Not Reported.
Durvalumab ± Oleclumab or Monalizumab | ||||||||||||
Durvalumab + CT ± Tremelimumab followed by Durvalumab ± Tremelimumab; vs. CT | ||||||||||||
IIIA-IIIB | ||||||||||||
Not yet |
Metastatic | Not yet |
Not YetNot yet |
Not yet |
Not Yet |
|||||||
II |
I/II 135 |
44Tiragolumab + Atezolizumab vs. Placebo |
IIIA-IIIB |
Pembrolizumab ± Ipilimumab |
Advanced NSCLCMedian PFS 5.4 m vs. 3.6 m |
TRAEs 12% vs. 3% grade 3–4–5 |
NR |
Median PFS 4.1 m,NR |
||||
Median OS 10.9 m | TRAEs 29% grade 3–5 | |||||||||||
II |
III 214 |
568 Pembrolizumab + cCRT + Paclitaxel + Carboplatin vs. Pembrolizumab + cCRT + Pemetrexed + Cisplatin |
Pembrolizumab ± Ipilimumab IIIA-IIIB |
Metastatic Not yet |
TRAEs 64.3% vs. 51% grade 3–4–5 |
Median PFS 8.2 m, 8.4 m. Not yet |
Median OS 21.4 m, 21.9 m Not yet |
|||||
TRAEs 62.4% vs. 50.2% grade 3–5 |
II |
|||||||||||
79 |
] CRT ± Nivolumab |
II IIIA-IIIB |
Median PFS 12.7 m, Median OS 38.8 m |
TRAEs 9% vs. 18% grade 3–4–5 |
NR |
28 NR |
||||||
Cemiplimab (3 weeks) ± Ipilimumab or Cemiplimab (108 weeks) | Advanced NSCLC |
PD-L1 1–50%: ORR 45.5% PD-L1 <1%: ORR 36% |
TRAEs 18.2%, 18.2% |
III |
/ |
Nivolumab + cCRT + Nivolumab ± Ipilimumab vs. cCRT + Durvalumab |
||||||
Checkmate 012 [91][ | IIIA-IIIB | 81] |
Not yet |
Not yet |
I |
Not yet |
Not yet |
|||||
78 |
Nivolumab + Ipilimumab (every 12 or 6 weeks) |
Recurrent IIIB or IV |
Median PFS 8.1 m, 3.9 m. Median OS NR |
Any AE: 82%, 72% |
||||||||
Checkmate 227 [92] |
II |
[82] 105 |
cCRT + Nivolumab ± Ipilimumab |
IIIA-IIIB |
Not yet |
TRAEs 32% vs. 44% grade 3–4 |
Not yet |
Not yet |
||||
III |
1739 |
PD-L1 pos or neg: Nivolumab ± Ipilimumab vs. platinum-based CT |
IV or recurrent |
Median PFS: PD-L1 ≥1%: 5.1 m, 4.2 m, 5.6 m, PD-L1 <1%: 5.1 m, 5.6 m, 4.7 m; Median OS: PD-L1 ≥1%: 17.1 m, 15.7 m, 14.9 m, PD-L1 <1%: 17.2 m, 15.2 m, 12.2 m. |
Any AE: 77%, 65.5, 84%, 76%, 92%, 78% |
|||||||
Checkmate 9LA [93] |
II |
[83] 150 |
III |
719 RT ± Durvalumab |
Platinum-based CT ± Nivolumab + Ipilimumab IIIA-IIIB |
IV or recurrent Not yet |
Median PFS 6.8 m, 5 m. Median OS 15.6 m, 10.9 m Not yet |
Not yet |
Any AE: Not yet |
|||
91%, 87% |
II |
551 |
ICIs |
IIIA-IIIB (with dGA) |
Median OS 13.3 m, Median PFS 2.8 m |
NR |
||||||
I/II |
35 |
Ipilimumab + SBRT |
Advanced NSCLC |
Median PFS 3.2 m, Median OS 10.2 m | NR |
TRAEs 34% grade 3NR |
||||||
II |
107 |
|||||||||||
NCT03223155 [95][ | ICIs | 85] IIIA-IIIB (BRAF-, HER2-, MET-, RET-) |
Median OS 4.7 m, Median PFS 16.2 |
TRAEs 10% grade 3–4 |
Not yet |
Not yet |
||||||
I |
II |
323 |
CRT + Durvalumab |
IIIA-IIIB |
Median OS 47 m, |
Median PFS 17.5 m |
TRAEs 6% grade 3–4, 0.5% grade 5 |
NR |
NR |
Neoadjuvant Immuno-Chemotherapy |
||||||||
---|---|---|---|---|---|---|---|---|
Trial/Study Name |
Phase |
Patient N |
Neoadjuvant Therapy |
Patient Population |
Outcomes |
Safety |
MPR |
PCR |
II |
46 |
Nivolumab + Carboplatin + Paclitaxel |
IIIA |
PFS 77%, OS 12–18-24 m: 97.8–93.5–89.9% |
30% TRAEs grade 3–4 |
83% |
71% |
|
II |
30 |
Atezolizumab + Carboplatin + nab-paclitaxel |
IB-IIIA |
R0 in 26/29 pts |
50% TRAEs grade 3–4 |
57% |
33% |
|
II |
86 |
Paclitaxel + Carboplatin ± Nivolumab |
IIIA-IIIB |
Median OS 81.9% at 36 m |
25% vs. 10.3% TRAEs grade 3–4 |
52.6% vs. 13.8% |
36.8% vs. 6.9% |
|
III |
358 |
CT ± Nivolumab |
IB-IIIA |
R0 in 83% vs. 75% |
11% vs. 15% TRAEs grade 3–4 |
37% vs. 9% |
24% vs. 2% |
|
III |
NR |
Pembrolizumab + CT |
IIA-IIIA-IIIB (N2) |
NR |
NR |
NR |
NR |
|
III |
NR |
CT ± Durvalumab |
IIA-IIIA-IIIB (N2) |
NR |
NR |
NR |
NR |
|
III |
NR |
CT ± Nivolumab |
IIA-IIIB (T3N2) |
NR |
NR |
NR |
NR |
|
III |
NR |
CT ± Atezolizumab |
II-IIIA-IIIB (T3N2) |
NR |
NR |
NR |
NR |
MPR: Major Pathological Response, PCR: Pathological Complete Response. TRAEs: Treatment-Related Adverse Events, PFS: Progression-Free Survival, OS: Overall Survival, CT: Platinum-doublet chemotherapy, m: months, NR: Not Reported.
MPR: Major Pathological Response, PCR: Pathological Complete Response. TRAEs: Treatment-Related Adverse Events, PFS: Progression-Free Survival, OS: Overall Survival, CT: Chemotherapy, RT: Radiotherapy, cCRT: concurrent Chemo-Radiotherapy, D: Durvalumab, O: Oleclumab, M: Monalizumab, m: months, ICIs: Immune-checkpoint Inhibitors, dGA: driver Genic Alteration, NR: Not Reported.
TRAEs: Treatment-Related Adverse Events, PFS: Progression-Free Survival, OS: Overall Survival, CT: Platinum-based chemotherapy, m: months, ICIs: Immune Checkpoint Inhibitors, NR: Not Reported.