2. Monoclonal Antibodies (mAbs)
Immunotherapy with mAbs has improved the therapeutic arsenal in the fight against BC, specifically in HER2 receptor overexpressing tumors
[15][16]. Trastuzumab (Herceptin
®) was the first humanized mAb approved by the FDA in 1998 for the treatment of HER2+ metastatic BC in combination with CT. Trastuzumab directly targets the extracellular domain of the HER2 receptor, and several mechanisms of action have been described: the first one involves HER2 receptor degradation by binding its extracellular transmembrane domain, inducing HER2 internalization and degradation through a E3 ubiquitin ligase (c-CBL)
[17][18]; the second mechanism of action is to attract cytotoxic innate immune cells to the TME by binding the fragment crystallizable region (Fc region) of IgG1 (Trastuzumab) to the FcɣRIII/CD16 of NK cells, so-called “antibody-dependent cellular cytotoxicity” (ADCC)
[19][20].
NK cells release proinflammatory cytokines, such as INFɣ and TNFα, during ADCC, a mechanism known as antibody-dependent cytokine release (ADCR)
[20]. The crosstalk among NK cells, tumor cells, and the pro-inflammatory environment induced by ADCC may promote other immune cell populations, which has been called the “vaccination effect”
[21]. Finally, the extracellular binding of trastuzumab to HER2 leads to the inhibition of the RAS/MAPK and PI3K/AKT signaling pathways
[17][22]. Several studies have described its role in immune system activation, including an increase of TILs, which has been associated with a decrease in distant recurrence
[23]. Others reported that TILs had prognostic and predictive value as it improves the pathological complete response (pCR) and disease-free survival (DFS)
[24][25]. Bense et al. showed that the presence of different types of immune cells differed according to BC subtype
[26]. A high Treg fraction in HER2+ tumors was associated with a lower rate of pCR, DFS, and OS
[27]. Increased Tɣδ lymphocytes in all BC patients was associated with a higher rate of pCR, prolonged DFS, and OS. High levels of activated mast cells were associated with worse prognosis, DFS, and OS in HER2+ patients
[20]. Although it is a standard drug in targeted therapy against HER2, it should be noted that between 27% and 42% of patients develop de novo and acquired resistance to it in neoadjuvant and adjuvant therapy, which hinders its clinical benefit. This resistance mechanism involves the TNFα signaling pathway, which is also induced by the expression of mucin 4, a protein that masks the trastuzumab binding epitope on the HER2 receptor to promote the spread of tumor cells, and which is a biomarker of poor response to adjuvant trastuzumab
[22]. HLA-G expression in tumor cells has been identified as another mediator of trastuzumab resistance, which, when coupled to the HLA-G/KIR2DL4 interaction, enhances the vulnerability of HER2+ breast tumors to trastuzumab treatment in vivo
[28].
Pertuzumab (Perjeta
®) is a dual HER2/HER3 mAb that was approved by the FDA in 2012 in combination with trastuzumab and docetaxel for first-line treatment of HER2+ metastatic BC as it increased OS, according to the results obtained in the Cleopatra trial (NCT00567190)
[18][28]. It was subsequently approved in the early disease setting, based on the results from the NeoSphere (NCT00545688) and Aphinity (NCT01358877) trials. Pertuzumab binds to a different epitope within the extracellular domain of HER2 than trastuzumab, preventing ligand-dependent HER2/HER3 heterodimerization by inhibiting the PI3K and MAPK pathways
[18][29][30]. An in vitro study showed that both trastuzumab and pertuzumab alone activated ADCC with equal potency. However, no increase in ADCC activity was observed when administered combined. In vivo studies have shown that the combinatory treatment increased NK migration into the TME, which would delay trastuzumab resistance in BC xenograft models
[18].
Margetuximab (MGAH22) is a chimeric mAb with anti-HER2 activity
[31] whose fragment antigen-binding (Fab) portion shares the same HER2 specificity as trastuzumab, while the Fc portion is engineered by glycosylation, which increases and improves affinity for the FcɣRIIIa receptor, contributing to improved antibody-dependent cellular cytotoxicity
[19][32]. The Fc-independent properties of margetuximab are similar to trastuzumab, including the same binding affinity for HER2+ expressing tumor cells, hence having similar antiproliferative activity. It has been shown that margetuximab is more effective as an ADCC mediator than trastuzumab, both in vitro and ex vivo. In vitro studies suggest that margetuximab promotes greater NK cell activation, expansion, and proliferation than trastuzumab and pertuzumab
[19]. In terms of adaptive immune responses, increases in B-cell-mediated HER2-specific antibody levels were found in 42–69% of trastuzumab-treated patients and 94% of margetuximab-treated patients. In addition, increases in T-lymphocyte-mediated responses were observed in 50–78% of trastuzumab-treated patients and 98% of margetuximab-treated patients
[19]. In a phase I trial (NCT01148849), 66 patients with HER2-overexpressing advanced BC received intravenous infusion of MGAH22, which was well tolerated, and partial responses and stable disease were observed in 12% and 50% of patients, respectively; also tumor reduction was observed in over half (18/23, 78%) of response-evaluable patients with BC
[33].
Finally, margetuximab was approved by the FDA in 2020 in patients with HER2+ metastatic BC who received two or more regimens of anti-HER2 therapy. This approval was based on the SOPHIA study (NCT02492711), a phase III trial that compared margetuximab plus CT versus trastuzumab plus CT in 536 patients with HER2+ metastatic BC who had received at least two prior anti-HER2+ therapies
[31][34]. Efficacy analysis using FcɣRIIIa-158 allele expression in 506 patients showed beneficial results with margetuximab on PFS versus trastuzumab in FcɣRIIIa-158F carriers. In contrast, no benefit with margetuximab was observed over trastuzumab in FcɣRIIIa-158V homozygotes
[19][34].
Zanidatamab (ZW25) is a biospecific antibody that binds two different epitopes on HER2, HER2 extracellular domains (EDC2 and ECD4)
[31]. As a result of these modifications, ZW25 shows a more specific binding to tumor cells, thus inhibiting both ligand- and ligand-independent tumor growth and enhancing receptor internalization and degradation compared to trastuzumab
[31]. In vitro assays demonstrated that ZW25 leads to a concentration-dependent ADCC, causing lysis in 52% of HER2-expressing TNBC cell lines (0/1+). In several HER2-expressing cell lines, both activity and synergy with different chemotherapeutic agents such as taxanes, platinums, microtubule inhibitors, and DNA synthesis inhibitors have been observed
[21]. Forty-two patients were enrolled in a phase I basket trial (NCT02892123) and 71% received an average of five lines of anti-HER2 treatment for metastatic disease and 20 patients had locally advanced or unresectable. Single-agent anti-tumor activity and a good safety profile were observed after using this molecule. Overall, partial response rate was obtained in 33% of patients and disease control rate in 50%. The most common toxicity was grade 1–2 diarrhea and infusion reaction
[21][31]. A clinical trial of ZW25 with palbociclib plus fulvestrant (NCT04224272) is currently ongoing.
Research in the field of modified mAbs is booming, as they are considered as a promising treatment in the fight against cancer. This is because mAbs can directly target tumor cells to kill them (target therapy) while promoting a long-lasting immune system response. Thus, a considerable number of them, P95HER, MM111, HER2/CD3, among others, are still in preclinical and clinical research with promising results
[21].
3. Antibody Drug Conjugates (ADC)
ADCs are a complex class of drugs designed to deliver antineoplastic drugs in a most accurate and selective way
[35]. They consist of a recombinant humanized antibody that covalently binds to a cytostatic agent via a linker that couples the cytostatic to the antibody. This structure combines the potency of small cytostatic molecules with the high specificity of mAbs, targeting specific tumor antigens
[36]. Currently, ADCs approved for the treatment of BC target the HER2 receptor and the human trophoblast cell-surface antigen 2 (TROP-2), which is overexpressed in several epithelial neoplasms, especially in TNBC
[18]. HER2-targeted ADCs induce tumor cell apoptosis through two mechanisms: ADCC
[21] and complement-dependent cytotoxicity (CDC)
[37]. Two ADCs targeting the HER2 receptor, trastuzumab emtansine (T-DM1), and trastuzumab deruxtecan (T-Dxd), are currently approved by the FDA.
Trastuzumab emtansine is formed by humanized trastuzumab mAbs conjugated by a non-cleavable thioether linkage to DM1, a derivative of the natural maytansinoid toxin, which inhibits tubulin polymerization leading to cell death. The drug-to-antibody ratio (DAR) is 3.5
[35][38], matching with the average number of drugs conjugated with the antibodies, which is an important attribute of ADCs. T-DM1 was the first ADC approved by the FDA in 2013, supported by the results of the EMILIA trial (NCT00829166), which demonstrated increased PFS and OS in patients treated with this ADC compared to patients treated with lapatinib plus capecitabine for metastatic disease. Similarly, T-DM1 was later approved by the FDA in the adjuvant setting due to the results of the KATHERINE study (NCT01772472), in which T-DM1 patients with residual disease after neoadjuvant trastuzumab therapy were treated. This drug is still being studied in other disease settings and combined with other anti-HER2 drugs, such as tucatinib, a recently approved tyrosine kinase inhibitor. Two clinical trials are still ongoing, CompassHER2-RD (NCT03975647)
[35][38] and HER2CLIMB (NCT03975647)
[39][40].
T-Dxd is a humanized anti-HER2 IgG1 mAbs (MAAL-9001) with the same amino acid sequence as trastuzumab, bound by a cathepsin cleavable linker, a maleimide tetrapeptide, to the cytostatic exatecan derivative MAAA-1181a (Dxd), a DNA topoisomerase I inhibitor. Upon binding to HER2, T-Dxd internalizes, releases the cytostatic, and causes DNA damage and cell death by apoptosis
[41]. It has a potentially greater anti-tumor effect than T-DM1 due to a DAR of 8. This drug was tested in both in vivo and in vitro models, where the pharmacological activities of T-Dxd were evaluated in comparison to those of T-DM1, in HER2-positive cell lines and patient-derived xenograft (PDX) models. This confirmed the higher membrane permeability to Dxd compared to DM1 and also greater stability in plasma, as well as potent antitumor effects in cancers with low HER2 expression, which did not occur for T-DM1
[35]. In 2019, the FDA granted the approval of T-Dxd for patients with HER2+ metastatic BC who had received two prior lines of anti-HER2-based therapy in the metastatic setting, based on the results of the DESTINY-Breast 03 trial (NCT0352910). There are currently several phase Ib/II clinical trials to test this molecule for HER2+ and HER2 low disease, both early stage and metastatic. In the case of HER2 low, the current ongoing trials are the DESTINY-Breast 04 (NCT03734029) and the DESTINY Breast 06 (NCT04494425) studies
[35][36][37][38][39][40][41][42].
Trastuzumab docarmazine (SYD985) and disitamab vedotin have demonstrated efficacy against tumor cells and are also being tested for efficacy and safety in clinical trials in HER2+ metastatic disease (NCT03262935, NCT03500380). SYD985 has been found to be effective in tumors with both high and low HER2 expression
[35][36][37][42].
Sacituzumab-govitecan (Trodelvy) is a treatment to target TROP2, expressed in some tumors including BC. It is involved in promoting cell proliferation, survival, and invasion. In vitro data indicate that cell lines overexpressing this protein are very sensitive to Trodelvy
[43][44]. This is the first anti-TROP-2 ADC in its class, composed of humanized mAbs, a cleavable linker that binds the cytostatic SN-38, an active metabolite of Irinotecan, a topoisomerase I inhibitor
[45]. It was recently approved by the FDA for the treatment of metastatic TNBC that had received at least two prior therapies for metastatic disease, based on the results of the ASCENT clinical trial, IMMU-132-01 (NCT01631552)
[39][44][46]. This molecule improved both survival and objective response rates (ORRs) compared to CT in patients who were not initially diagnosed with TNBC
[47]. There are a large number of clinical trials with this molecule both in early disease in the neoadjuvant and adjuvant setting (NCT04230109) and in combination with other drugs such as immune checkpoint inhibitors (NCT04448886; NCT04468061; NCT03424005) and Poly (ADP-ribose) polymerase inhibitors (NCT040392230; NCT03992131)
[35][44].
Ladiratuzumab-vedotin (SGN-LIV1A) is a humanized mAb targeting zinc transporter (LIV-1), expressed in TNBC and luminal BC, prostate cancer, and melanoma
[35]. This antibody is bound by a cleavable linker conjugated to a potent cytostatic microtubule disrupting agent, thereby inducing tumor cell apoptosis
[48]. There are several ongoing phase-I clinical trials, such as NCT01969643, examining safety, tolerability, pharmacokinetics, and anti-tumor activity in patients with LIV-1 positive metastatic BC. Other studies combine SGN-LIV1A with pembrolizumab (NCT03310957) and atezolizumab (NCT03424005)
[35].
Glembatumumab-vedotin (GV) is an ADC consisting of a human glycoprotein non-metastatic B (gpNMB) specific IgG2 antibody linked by a linker to a monimethyl auristatine E (MMAE). The gpNMB protein is overexpressed in approximately 40% of TNBCs and is associated with poor prognosis
[49]. Preclinical studies have implicated this protein in invasion, metastasis, and angiogenesis
[50][51]. Two clinical trials were conducted with this molecule with the main purpose to know its effectiveness: the EMERGE study (NCT01156753) and the METRIC study (NCT01997333), which enrolled patients with advanced TNBC expressing the gpNMB protein
[52].
Patritumab deruxtecan consists of a humanized IgG1 anti-HER3 mAb covalently linked to a cytostatic topoisomerase I inhibitor, derived from exatechin, by a tetrapeptide-based cleavable linker. The results of the JapicCTI-163401 clinical trial (NCT02980341) demonstrated promising antitumor activity in previously treated patients with metastatic BC and HER3 expression
[35].
The lack of effective therapy for TNBC has encouraged research into new treatments with different therapeutic targets. The “recepteur d’origine nantais” (RON), which belongs to the tyrosine kinase receptor of the MET proto-oncogene family, is involved in the pathogenesis of TNBC and its expression has prognostic value
[52][53][54]. Two anti-RON mAbs, Zt/g4 and PCM5B14, have been selected for the development of anti-RON ADCs as cytostatic compounds with different mechanisms of action. Maytansinoid derivate 1 (DM1), MMAE and duocarmycin (DCM) have been conjugated to generate ADCs, such as Zt/g4-MMAE and PCM5314-DCM
[52][53][54]. Preclinical studies have shown the therapeutic superiority of anti-RON ADCs, suggesting those drugs as novel therapies for the future treatment of TNBC
[53][54][55].
Of note, another molecule, the leucine-rich repeat containing protein (LRRC15), has become a promising anticancer agent due to its overexpression in both the stroma and tumor-associated fibroblasts (CAFs) of some tumors, such as sarcoma, glioblastoma, melanoma, BC, among others
[56][57]. Tumor-specific ADCs with LRRC15 expression, such as ABBV-085, are currently under testing in phase I clinical trials (NCT02565758) in sarcomas and other solid tumors, such as head and neck squamous cell carcinoma and BC
[58]. The therapeutic objective of this target is to attack the tumor stroma, which is involved in oncogenesis, treatment resistance, and metastasis.
4. Immune Checkpoints Blockers (ICB)
It has been described that some BC subtypes have a dense lymphocytic infiltration, with TILs cells. A higher proportion of TILs is associated with a favorable prognosis
[59][60] and, therefore, with an elevated expression of PD-L1
[61][62]. Consequently, a high proportion of TILs in TNBC and HER2+ tumors will predict a better response to PD-1 inhibitors
[63], which would confirm the therapeutic potential of immune checkpoint blockade in BC patients
[64]. PD-L1 is expressed not only on tumor cells but also on immune cells (activated T cells, MDSCs, B lymphocytes, monocytes, macrophages, NK cells, and DCs) and on endothelial cells
[65][66][67]. The interaction between PD-1 and PD-L1 inhibits innate and adaptive immunities, which contributes to an immune evasion mechanism exploited by tumor cells
[68][69]. Therefore, the disruption of this interaction has become one of the most studied therapeutic pathways in immunotherapy by the use of PD-1 inhibitors.
The blockade agents mainly studied in BC are anti-PD-1, such as nivolumab and pembrolizumab, and anti-PD-L1, including atezolizumab, durvalumab, and avelumab
[69] (
Figure 21). The first results of phase I a/b and phase II clinical trials have been generated, carried out in monotherapy in different BC immunophenotypes, although mostly focused on metastatic TNBC with positive PD-L1 expression, such as the KEYNOTE 12 study (NCT01848834) with pembrolizumab, the PCD4989g trial (NCT01375842) with atezolizumab, or the JAVELIN study (NCT01943461) with avelumab incorporated TNBC, HER2+ and ER+/HER2- patients, among others
[20]. Currently, the only FDA-approved anti-PD-1 regimen for TNBC is pembrolizumab combined with CT, in early disease, regardless of the PD-L1 expression, based on the results of the KEYNOTE 522 trial (NCT03036488), which showed that the combination in neoadjuvant treatment and then as a pembrolizumab single agent for adjuvant treatment improved pCR and event-free survival (EFS). In the metastatic setting with PD-L1 expression, the KEYNOTE 355 trial (NCT02819518) tested the combination of pembrolizumab with CT as a first-line treatment, showing improved OS. Another FDA-approved regimen is atezolizumab with CT based on the results of the IMPASSION 130 trial (NCT02425891) for PD-L1-expressing metastatic TNBC, which demonstrated that atezolizumab with nanoparticle albumin-bound (nab)-paclitaxel prolonged PFS in patients with PD-L1-expressing metastatic TNBC compared to patients receiving placebo plus nab-paclitaxel. A variety of clinical trials are still ongoing to study alternative combinations of IBCs with other drugs in luminal tumors, HER2+ and TNBC
[69][70][71][72][73][74][75][76][77].
Figure 21. Schematic representation of anti-PD-1/PDL1: Binding of PD-1 to its ligand, PDL-1, results in suppression of proliferation and immune response of T cells. Antibody blockade of PD-1 or PD-L1 reverses this process, resulting in enhanced anti-tumor immune responses.
Besides PD-L1 expression in tumors, tumor mutation burden (TMB) and deficient DNA mismatch repair genes are some biomarkers known to be associated with response to ICBs
[78][79]. However, modest results have been observed in BC, where tumors are rarely hypermutated
[80]. BC type 1 or 2 susceptibility genes (
BRCA1 and
BRCA2), the most frequent hereditary germline mutated genes in BC, play critical roles in DNA repair through homologous recombination, to maintain genome integrity
[80].
BRCA1 and
BRCA2 are tumor-suppressor proteins essential for cell division, DNA replication error control, and apoptosis. They are present in approximately 5% of patients with BC and increase lifetime risk of BC 60–70%
[81][82].
BRCA 1-associated tumors mostly show a triple negative phenotype (70–85%), with high grade, extensive lymphocyte infiltration in TME and higher mutational burden, suggesting that they generate more neoantigens to incite T-cell response
[80][81]. On the other hand, luminal tumors (ER+, HER2 negative) are usually related to
BRCA 2 germline mutations. There seems to be an increased expression of PD-1 and PD-L1 within tumors that are
BRCA mutated
[80][83]. In a study by the Memorial Sloan Kettering Cancer Center,
BRCA2 alterations in tumors related to a higher TMB showed enhanced response to ICBs
[78].
Platinum agents, such as cisplatin and carboplatin, and poly(adenosine diphosphate–ribose) polymerase inhibitors (PARPi), such as olaparib and niraparib, have demonstrated efficacy for the treatment of
BRCA1-mutated BC in clinical trials in both early and advanced stages
[81][83]. Monotherapy with PARPi has not shown activity outside patients with
BRCA mutations, and they have not been studied in tumors with DNA repair defects other than
BRCA [84]. However, the appearance of resistance to treatments invariably occurs, creating the need to explore new drug combinations to achieve more durable responses
[83]. The combination of CT and anti-PD-1 demonstrated an improvement in survival in
BRCA1-mutated tumors
[83] and the combination of PARPi and ICBs has been explored in many clinical trials, showing promising results
[78][82][84]. Increasing evidence shows an interaction between olaparib-induced DNA damage and the immune system: PARPi release DNA fragments, neoantigens which make tumor cells more immunogenic and more sensitive to anti-PDL-1/PD-1 immunotherapy
[82][85].
The TOPACIO phase II clinical trial combined niraparib and pembrolizumab (NCT02657889) to treat patients with advanced or metastatic TNBC despite
BRCA status, demonstrating safety and tolerability, with better clinical activity in
BRCA-mutated tumors, with an ORR of 47%, a disease control rate of 80%, and a median PFS of 8,3 months in these patients
[84]. The MEDIOLA phase I/II clinical trial (NCT02734004] explored the combination of durvalumab and olaparib in patients with germline
BRCA 1- or
2-mutated metastatic BC
[82]. The rationale was based on preclinical data that suggest that PARPi might elicit an antitumor immune response. Further, 80% of patients had disease control at 12 weeks (primary endpoint), with median duration of response 9,2 months and ORR 63%. Median PFS was 8.2 months. Clinical outcomes were similar between patients with
BRCA1 versus
BRCA2 mutations and the combination was well tolerated
[82]. However, both studies were carried out in a small population (47 and 30 patients, respectively) and a control group was not used. There are several ongoing studies combining other PARPi with immunotherapy agents, as found in
Table 1.
Table 1. Clinical trials testing PARPi combinated with immunotherapy in gBRCA1/2 m breast cancer.
| PARPi + Immunotherapy |
Class |
Settings |
Table 2. Ongoing clinical trials testing immunotherapy combined with chemotherapy in breast cancer.
| Immunotherapy |
Treatment | Clinical Trial Phase |
Status |
Additional Treatments |
Settings |
Clinical Trial PhaseClinical Trials Reference |
| Status |
Clinical Trial Reference |
| Talazoparib + Avelumab |
PARPi + anti-PD-L1 |
Metastatic solid tumor (TNBC, NSCLC, UC, CRPC) |
II |
Completed * |
NCT03330405 |
| Vaccines |
Talimogene laherparepvec |
Paclitaxel |
TNBC |
I/II |
Active, not recruiting |
NCT02779855 |
| Niraparib + Pembrolizumab |
PARPi + anti-PD-1 |
TNBC or recurrent ovarian cancer |
I/II |
| Mammaglobin-A DNA |
Neoadjuvant hormonal therapy |
HR+ BC |
IB | Completed Has Results |
NCT02657889 (TOPACIO) |
| Recruiting |
NCT02204098 |
Olaparib + Atezolizumab |
PARPi + anti-PDL-1 |
| PVX-410 |
Alone/Combined with Durvalumab | Non-HER2positive mBC |
II |
Active, not recruiting |
NCT02849496 |
| Olaparib + Durvalumab |
PARPi + anti-PDL-1 |
mTBNC |
II |
Completed Has Results |
NCT03167619 (DORA) |
| Olaparib + MEDI4736 |
PARPi + anti-PDL-1 |
gBRCAm HER2 negative mBC |
I/II |
Active, not recruiting |
NCT02734004 |