Both the innate and the adaptive branches of the immune system are involved in the elimination of malignant cells. Generally, for the successful elimination of tumors by immunity, the in situ presence of immunoadjuvants and antigens, as well as a non-immunosuppressor tumor microenvironment, are essential.
2. Immunogenic Cell Death
As defined by the Nomenclature Committee on Cell Death, ICD is a modality of RCD
[4][5]. This implies that ICD activation depends on signaling transduction programs, and can thus be triggered or modulated by drugs and genetic components
[4].
ICD differs from other RCD types, such as necroptosis, ferroptosis and pyroptosis, not only by the conditions under which it is triggered, but also by the fact that it activates an adaptive immune response in immunocompetent syngeneic hosts against antigens expressed by the dying cell
[4]. The cells undergoing ICD exhibit morphological and molecular hallmarks of apoptosis with a well-defined pattern of release and exposure of DAMPs
[5]. Thus, cells at ICD exhibit the two conditions necessary for eliciting an adaptive immune response: antigenicity and adjuvanticity
[4][5].
DAMPs form a group of different molecules that normally perform structural and metabolic functions in living cells unrelated to their immune functions during ICD
[6]. However, when emitted with a specific temporospatial profile during ICD, DAMPs are able to trigger or boost antigen-specific immune responses
[7][8]. The activation of pattern recognition receptors (PRR) by DAMPs results in the maturation of dendritic cells (DCs) and the activation of CD4
+ and CD8
+ T cells
[9]. Different aspects of the activation of adaptive immune responses are fulfilled by the different DAMPs involved in ICD.
The time profile of the release and exposure, as well as the specific actions performed by the DAMPs, orchestrates the attraction, phagocytic activity and maturation of APCs in the tumor bed. The simple presence of a single DAMP or just a couple of them in the vicinity of tumor cells is generally not enough for the initiation or boosting of a cytotoxic, effective anticancer immune response. The absence of calreticulin or ANXA1, for example, is known to severely limit immune responses against tumor cells
[10][11][12]. Moreover, the tumor microenvironment must permit immune cells to be activated and to perform their roles properly in order for DAMPs to exert their immunoadjuvant effects.
Specific conditions are known to induce ICD, such as chemotherapy
[13][14][15], radiotherapy
[16][17] and PDT
[18][19][20][21][22][23]. Parameters such as the protocol of application and the drug used in these treatments are crucial to determine whether ICD is induced or not. In the case of chemotherapy, for instance, ICD can be induced by drugs such as mitoxantrone, oxaliplatin and cyclophosphamide, but not by cisplatin, etoposide and mitomycin C. In the case of PDT, the type and concentration of the photosensitizer, as well as the irradiation regimen, are key factors
[18][19].
3. Endoplasmic Reticulum Stress
Different ICD-inducers act as stressors of the endoplasmic reticulum (ER) of target cells
[7][9][24]. Indeed, the ER has been linked by many studies to programmed cell death
[24][25][26]. Stressing conditions, such as oxidative stress and hyperthermia, can impair the folding of proteins. Unfolded proteins bind the luminal ER chaperone GRP78/BiP, triggering the activation of three ER transmembrane proteins: inositol-requiring enzyme 1α (IRE1α), protein kinase RNA-like endoplasmic reticulum kinase (PERK), and activating transcription factor 6 (ATF6). The downstream cellular events following the activation of these ER sensors can either restore normal ER metabolism or induce cell death
[26].
The activated IRE1α dimerizes and is autophosphorylated, becoming able to catalyze the unconventional, cytosolic splicing of the mRNA for the transcription factor X box-binding protein 1 (uXBP1) to sXBP1, which is then translated. The XBP1 is a key protein in UPR, activating the transcription of different genes that can reinstate normal ER metabolism
[27]. The PERK protein also dimerizes and auto-phosphorylates, activating its kinase domain to phosphorylate the eukaryotic initiation factor 2α (eIF2α)
[28][29]. The phosphorylation of eIF2α is the key event in the integrated stress response (ISR), which is a part of the ER stress response, and is common to ICD induced by different cytotoxicants
[10]. Thus, the presence of phosphorylated eIF2α is a hallmark of ICD and can be used as a biomarker of ISR in cell cultures and in biological samples
[30].
Phosphorylated elF2α triggers the selective translation of the activating transcription factor (AFT4), which activates the expression of genes involved in protein folding, amino acid metabolism and regulation of oxidative stress
[31]. Also, ATF6 is translocated to the Golgi apparatus, where it is then cleaved to ATF6N, releasing its transcription factor moiety that activates the transcription of genes for chaperones, XBP1, C/enhancer binding protein-homologous protein (CHOP), and others
[26][32].
The UPR is important for cells under stress to survive and restore homeostasis. The activation of this response is often observed in cancer cells, as the tumor is often a stressing environment, with acidic pH and hypoxia, for instance. Thus, the phosphorylation of eIF2α is frequently observed in cancer cells and plays an important role in tumor growth, invasion, and angiogenesis
[33]. In this situation, tumors can cope with the constant stress and progress.
However, if the UPR is unable to restore the ER protein folding capacity, then cell death is triggered. In this context, the pro-apoptotic factor CHOP plays a key role
[33][34][35]. The PERK/eIF2α/ATF4 pathway activates the production of CHOP
[31], which activates the expression of the BH3-only protein Bim. This leads to the activation of Bax/Bak and the release of cytochrome C to the cytosol, with the consequent induction of apoptosis
[34][36].
4. ICD and DAMPs in Cancer Therapy
The literature on ICD in cancer biology has been significantly expanded over the last years, providing new possibilities for cancer treatment. Firstly, the discovery that ICD can be induced by certain classical anticancer agents has made it clear that some treatment regimens should be designed not only to directly eliminate tumor cells, but also to optimize their capacity to induce immune responses against tumor antigens. Secondly, ICD inducers can be used in combination with immunotherapeutics, such as immune checkpoint inhibitors.
Recently, Ganassin et al. (2022) demonstrated that curcumin, a polyphenol obtained from turmeric, causes ER stress and ICD in colorectal adenocarcinoma CT26 cells. The researchers observed that, when treated with curcumin, these cells exhibited an initial increase of intracellular Ca
2+, which was followed by the activation of XBP1, a protein involved in the UPR response. The ER stress initiated by curcumin was accompanied by the induction of ICD.
Regarding chemotherapeutics, different drugs have been found to induce ICD in preclinical studies
[12]. Moreover, chemotherapeutics such as doxorubicin, mitoxantrone, idarubicin, cyclophosphamide, bortezomib and oxaliplatin have already been clinically tested as ICD inducers, mainly in combination with immunotherapeutics
[15]. For instance, the combination of doxorubicin, an ICD inducer, with the PD-1-targeting immune-checkpoint blocker, nivolumab, resulted in 35% objective response rates (ORRs) in the treatment of metastatic triple negative breast cancer patients
[15][37]. When nivolumab was combined with cisplatin, a non-ICD inducer chemotherapeutic, ORRs were lower (23%)
[37]. A number of other clinical studies are already under way to test this immunostimulatory combination using not only immune-checkpoint blockers, but also CAR-T cells, DC-based vaccines, immunostimulatory cytokines, and others
[15].
Interesting results of the Phase II study published by Bota et al. (2018) also show that ICD-inducers can improve clinical outcomes in glioblastoma (WHO grade IV astrocytic glioma) immunotherapy
[38]. The researchers used an allogeneic/autologous therapeutic glioblastoma vaccine (ERC1671, Gliovac), which is a mixture of inactivated tumor cells and lysates of tumor cells derived from the treated patient and three other glioblastoma patients, combined with recombinant colony stimulating factor 2 (CSF2, best known as GM-CSF, used to activate immune responses). The patients received a short regimen of low-dose cyclophosphamide (50 mg/day for 4 days) prior to vaccination. Cyclophosphamide is an ICD-inducer, used in this case, for relaxing the immunosuppressive environment. Indeed, low-dose cyclophosphamide has been reported to suppress Treg cell response, helping to promote DC expansion and antitumor cytotoxic T cell-mediated response
[39]. The protocol of treatment described by Bota et al. (2018) also included the treatment of these glioblastoma patients with bevacizumab, a monoclonal antibody specific to VEGF. The results showed increased survival for the patients thus treated (12 months vs. 7.5 months for patients receiving bevacizumab only). Although the researchers did not discuss the occasional contribution of ICD to the outcomes, the benefit observed with this protocol makes it worth investigating the possible contribution of ICD in preclinical and clinical models, which could help to improve this combinatory therapy in the future.
Radiotherapy has been shown to induce ICD as well. In clinical practice, radiotherapy and chemoradiotherapy were shown to induce the exposure of the ICD-related DAMPs calreticulin, HSP70 and HMGB1 when applied either as a pre- or post-operative protocol of different cancers
[40]. The results, however, are still contradictory. A possible cause for this can be the different experimental settings used and insufficient data regarding ICD hallmarks.
Lämmer et al. (2019) investigated the expression of cytosolic HSP70 in tumor tissue of 60 patients diagnosed with primary glioblastoma. As discussed before, HSP70 is released during ICD, acting as a DAMP. The tumors were surgically resected and patients were then treated with radiotherapy and temozolomide chemotherapy. The progression-free survival and overall survival were significantly longer in patients exhibiting a higher expression of cytosolic HSP70. The researchers hypothesized that this result may be due to the induction of ICD by the combination of radiotherapy and chemotherapy given to patients.
Rothammer et al. (2019) analyzed the concentration of HSP70 in the serum of 40 breast cancer patients, who received breast-conserving surgery and adjuvant radiotherapy
[41]. Patients with higher serum concentrations of HSP70 had an increased probability of developing contralateral recurrence or metastases within two years of receiving radiotherapy.
Protocols based on the combination of radiotherapy and immunotherapeutics have also been tested, and it remains unclear if patients benefit from radiotherapy-induced ICD, as the clinical data are contradictory. For instance, in the treatment of rectal cancer, the increase in HMGB1 was associated both with poorer
[42] and with better
[43] responses to chemoradiotherapy.
Hongo et al. (2015) studied 75 patients with lower rectal cancer who were treated with preoperative chemoradiotherapy, consisting of radiotherapy (1.8 Gy × 28 fractions) and chemotherapy with a 5-fluorouracil (FU) prodrug (300 mg/m
2/day) and leucovorin (75 mg/day). After chemoradiotherapy, tumors were surgically resected and analyzed for their expression of HMGB1. The patients with a higher expression of HMGB1 had a poorer response to chemoradiotherapy
[42]. In the study by Huang et al. (2018), the presence of HMGB-1 in the cytosol, resulting from its translocation from the nucleus, was analyzed in the samples of locally advanced rectal cancer from 89 patients. The researchers reported that patients whose cancer exhibited cytosolic HMGB-1 before neoadjuvant chemoradiotherapy had a better clinical outcome.
PDT has also been shown to induce ICD. This therapy is based on the pre-treatment of target cells with a photosensitizer, which is next photoactivated to generate reactive species and cause oxidative stress in situ
[44]. As a consequence of the photoreactions thus induced, reactive species are produced, which can overwhelm the antioxidant defenses of the cell, generating oxidative stress and cell death
[18]. This approach has been shown to induce ICD in specific conditions. The type and concentration of the photosensitizer
[19][45], as well as the light dose
[18], can significantly affect its ICD-inducing capacity. Moreover, oxygen supply in the target tissue can also affect PDT outcomes.
Doix et al. (2019) reported that the combination of a therapeutical vaccine based on DCs stimulated with PDT-killed cells and radiotherapy can delay the development of experimental squamous cell carcinoma in mice. Firstly, the researchers showed that the non-porphyrinic photosensitizer OR141, at low doses, induced ICD in SCC7 squamous cell carcinoma cells in vitro. These PDT-killed SCC7 cells were then used to prime and stimulate the maturation of DCs in vitro, which were then employed as a therapeutic vaccine against xenografts of SCC7 cells developed in the flank of C3H mice. This DC vaccine was subcutaneously injected three times at one-week intervals near the tumor-draining lymph node. One week later, radiotherapy mediated by a Cesium-137 γ-ray irradiator was applied onto the tumors. Occasionally, a fourth injection of the DC vaccine was performed at the time of radiotherapy application (peri-radiotherapy). It was observed that the tumor growth was delayed only when the DC vaccine was applied during the peri-radiotherapy period.
Rodrigues et al. (2022) showed that PDT using the photosensitizer aluminum-phthalocyanine mainly induced necrosis at the highest photosensitizer concentration and light dose, while milder protocols of PDT were able to efficiently induce ICD in both colorectal CT26 and mammary 4T1 murine adenocarcinoma cells
[18]. In vitro, the milder PDT protocol consisted of 12.2 nM aluminum-phthalocyanine for colorectal adenocarcinoma CT26 cells and 9.0 nM aluminum-phthalocyanine for breast adenocarcinoma 4T1 cells, both irradiated with 25 J/cm
2 red light dose. The exposure or release of calreticulin, HSP70, HSP90 and HMGB-1 close to that promoted by this PDT protocol was comparable to that observed with mitoxantrone treatment. Increasing the photosensitizer concentration and light dose resulted in a reduction on the release of these DAMPs. This shows that the PDT regimen has to be fine-tuned to induce ICD.
As commented previously, there are several ICD inducers described in the literature. Among them are classical approaches, such as chemotherapy, PDT and radiotherapy. These classical therapies are usually aimed at tumor destruction, mainly by inducing direct cytotoxicity to target tumor cells, regardless of the death mechanism underlying this effect. This cytotoxicity induced in a noncontrolled fashion can fail to trigger immune activation. Immune-targeted cytotoxic cancer treatments have to thus be designed to induce ICD, representing an adaptation in former protocols in order to increase the immunogenicity of cancer treatments.
Several ICD inducers are used in well-recognized therapies. Thus, the translation of this knowledge to clinical protocols can be easier if compared to the implementation of new anticancer drugs which are currently under development. As previously discussed, the literature shows evidence of abscopal effects in radiotherapy and PDT protocols, for example, that could be due to ICD. However, due to the complexity of cancer cells and tumor tissues, it is probable that personalized approaches are necessary to the successful use of immune-activating strategies in the clinic. Another barrier to the development of clinical protocols for ICD induction is the lack of standardization in ICD studies. Thus, the use of widely recognized, bona-fide parameters that demonstrate that an immunogenic response is being induced is essential for translating research into clinical protocols
[46]. This can be supported by guidelines proposed in the literature
[5].
5. Delivery of DAMPs and ICD-Inducers to Tumor Tissues
As commented previously, ICD is triggered by the combined release of a specific set-up of DAMPs that includes calreticulin, HMGB-1, and ATP, among others. These molecules are exposed to the external cell membrane, and/or released to the external media in dying cells. All of these events are part of a cyclic process which is finely regulated during this specific sub-type of apoptosis. In terms of cell biology, as previously mentioned, several therapeutic procedures can trigger this event and have been investigated in both pre-clinical and clinical applications
[47].
However, due to the variety of these different types of stimuli, the exposure or release of DAMPs can vary among the therapeutic strategies. Moreover, it is possible that, for clinical applications, the control of DAMPs exposure and release can be different among patients and tumor stages due to internal sub-tumoral tissue organizations and the different phenotypes of cancer cells. This situation makes the clinical translation difficult, delaying this therapy for patients.
Alternatively, some researchers proposed the use of gene therapy to deliver DNA sequences that could increase DAMPs expression in target tumor cells. The rationale for this strategy is supported by the fact that some tumor types have a reduced expression of DAMPs, such as calreticulin. For instance, Garg et al. (2015) described a pre-clinical tumor model that reduces the constitutive calreticulin expression, thus reducing the effectiveness of immunogenic protocols
[43]. The researchers defined this tumor model as resistant to immunization against cancer cells. In terms of microevolution, it makes sense, as calreticulin is a molecule that activates tumor cell phagocytosis by APC. In this situation, selected tumor clones could reduce the expression of DAMPs, thus impairing ICD activation.
Due to the challenge of tumor targeting, nanoparticles or nanocarriers could be used to concentrate ICD inducers and DAMP molecules close to tumor tissues
[18][19][48]. This is the classical argument for using nanotechnology for tumor therapy. Within this approach, nanocarriers are passively or actively delivered to the tumor regions and release the carried ICD activators to induce cell death and initiate the immune recognition and then the immune surveillance against malignant cells. This approach is somewhat different from the direct delivery of DAMPS to tumor tissues, but has been used successfully
[48].
In the ICD approach widely proposed in the literature, conventional drugs, such as doxorubicin or mitoxantrone, for example, will lead tumor cells to succumb to ICD and release DAMPS. The preclinical results are promising; however, there are some concerns about the translation possibilities for this strategy, especially for the passive delivery of nanocarriers for tumor tissues. The main problems are the structural differences between preclinical induced tumor tissues and natural tumors that are developed in clinical conditions
[49]. The argument is that passive targeting is not reproduced in clinical conditions. Despite all this discussion, there is some evidence that, at least in part, nanocarriers can increase the delivery of drugs and immunoadjuvant molecules to tumor tissues.
In the work by Zhou et al. (2022), murine melanoma (B16F10) cells were subjected to different treatments, such as hypoxia, cisplatin, radiotherapy, photodynamic therapy, and hypochlorous acid (HOCl). The cell-delivered secretions (CDS) of melanoma cells treated with HOCl activated dendritic cells and macrophages and produced the best antitumor immune response when compared to the other treatments. Aiming to increase the effectiveness of the treatment, the HOCl-CDS produced in vitro was then associated to nanofibers of a scaffold hydrogel containing melittin and RADA24 peptides. This nanosystem was then injected into the subcutaneous melanoma in vivo (C57BL/6 mice). The results indicated that the obtained hydrogel induced cell death, cytotoxicity in T lymphocytes, and increased the antitumor effect of the immune checkpoint inhibitors.
Another example of a successful use of nanocarriers for increasing the immunogenicity of tumors was published by Sethuraman et al. (2020)
[44]. The researchers describe a liposome nanocarrier with a DNA plasmid encoding calreticulin. They observed that this strategy increased the expression of calreticulin in target tumor cells, reducing tumor growth due to immune activation. Interestingly, when they combined this liposomal formulation with the application of focused ultrasound treatment, the results were better. This improvement is probably related to the temperature increase provided by the ultrasound. In higher temperatures, some amount of cell death could be triggered, which in combination with calreticulin superexpression could increase the immune activation.
The researchers did not evaluate the modality of cell death induced by the treatment. However, it shows the potential of DAMPs delivery for immune system activation. As a potent phagocytosis inducer, calreticulin is a key factor for alternative types of immune activation. As noted previously, this protein was included as a molecular signature for the ICD, but its presence in external spaces may also promote tumor recognition by APC, thus contributing to immunological surveillance
[45].