Benzil (BZ) can be converted almost quantitatively to benzoyl peroxide (BP) in aerated polymer films upon irradiation at >400 nm (i.e., the long-wavelength edge of the n→π* absorption band of BZ, where BP does not absorb).
1. Introduction
Photon-induced transformations of 1,2-diphenylethanedione (benzil, BZ) and related compounds into benzoyl peroxide (BP) in glassy polymer matrices are the basis for this review. It will primarily treat photoperoxidations induced by molecular oxygen of BZ, compounds containing two BZ structures dissolved in polymers, and BZ groups covalently appended to polymers. The courses of the subsequent thermal or photochemical decompositions of the resultant BP photoproducts and their influence on the polymer properties are also described. They lead to a variety of crosslinks in the polymers. Polystyrene (PS) is featured here as a polymer for investigation.
A common method for synthesizing crosslinked PS involves copolymerization of styrene and a monomer with two or more vinyl groups. However, this method is not readily feasible for the preparation of crosslinked thin polystyrene films due to chemical, environmental and other considerations that accompany polymerization. Such films are prepared usually by the removal of solvents from solutions on substrates. Although less frequently used, post-polymerization crosslinking of PS offers much greater flexibility and specificity, especially in those cases which require radiation to form the needed crosslinks (e.g., the transformation of polymeric materials, such as photoresists, into micron- and submicron-sized structures for microelectronics
[1][2]). Currently, the most commonly employed photoresists involve reactions that create photo-acids or photo-bases
[3] in situ
[4][5].
Selective surface modification and functionalization processes that involve the introduction of crosslinks have become increasingly important today to produce chemical or biosensors, especially for classical resist applications in the fields of interface engineering and nanotechnology
[6][7]. Photo- or thermo-active agents to achieve these crosslinks have included a variety of reagents (e.g., nitrenes, carbenes, excited triplet states of carbonyl-containing compounds or sensitized decomposition of a perester) that can be covalently linked to a polymer or added as a low-molecular dopant containing two active groups that can react directly with a polymeric substrate to form a network
[1]. In this regard, the photoperoxidation of
BZ structures in the air (by molecular oxygen) is well suited to produce crosslinks within thin layers of polymers.
Additionally, there are clear advantages to linking the crosslinking agent directly to a polymer over adding a non-covalently linked dopant. Principal among these are the higher efficiency of crosslinking and the inability of the active units to separate into microphases over time, thereby reducing the efficiency of crosslinking and the distribution of the crosslinks; well-defined layers, patterns and images may be obtained. However, in all cases, the crosslinking agent must be compatible with and appropriate for the type of polymer being employed.
There are many specific examples of how these issues have been addressed. For instance, self-crosslinkable polymers have been prepared by post-modification of PS with reactive groups such as maleinimide
[8] or iodide
[9] or by post-modification of poly(4-chloromethyl styrene) with light-sensitive structures such as benzophenone, stilbazolium, fluorenone, carbazole and sulphonyl azide
[10]. Self-crosslinkable PS can also be prepared by copolymerization of styrene and a monomer containing a reactive functional group (e.g., azide
[11] and phenylindene
[12]). The photosensitized cleavage of peresters in copolymers containing
p-vinylbenzophenone-
p’-
tert-butyl perbenzoate units has been found to be reasonably efficient
[13][14]. Additionally, high crosslinking efficiency in surface layers of nanometer-range thicknesses has been induced by the thermal coupling reaction of two pendant benzocyclobutene structures
[15] in melts and by azide-alkyne
[16] groups.
Low-molecular-weight crosslinking agents such as very reactive difunctional Friedel-Crafts reagents
[17] have been used in bulk with PS, and bisazides
[18] have been doped into synthetic polymers for crosslinking their films. Perfluorophenylazides, which produce very high insertion yields, have been used to introduce functional groups, especially into synthetic polymers
[7]. Additionally, a highly efficient negative photoresist based on poly(vinyl phenol) has been developed using bis(perfluorophenyl azides) as the crosslinking agent
[19]. A major advantage of low-molecular-weight reagents is the possibility to use one dopant for crosslinking a variety of polymers. Photoperoxidation and crosslinking by a low-molecular-weight molecule containing two 1,2-dicarbonyl groups, doped into PS films, has been shown to be a very efficient crosslinking method (vide infra).
BZ-containing dopants are more soluble than the corresponding
BP-containing dopants in many polymers. As a result, the
BZ reagents can usually effect higher concentrations and more even distributions of crosslinks than can the
BP ones. Moreover, the more thermally stable
BZ groups can be heated, shaped, extruded, blended, etc. in polymer processing steps prior to the thermal initiation of crosslinking in which the thermally sensitive
BP initiators are generated in situ.
Diacylperoxides and many dialkyazo compounds are exploited frequently in polymer chemistry as polymerization initiators and crosslinkers due to their ease of thermal decomposition to form radicals. Although there is ample literature on polymeric azo radical initiators,
[20] the formation and subsequent use of polymeric diacylperoxides has not been reported previously and is summarized here.
2. Examples of the Application of Benzil Photoperoxidations
The feasibility of employing
VBZ/S as a negative photoresist (i.e., to form non-erasable images) has been demonstrated
[21]. A spin-coated 0.5 μm thick film on a silicon wafer was irradiated through a mask at 254 nm. The irradiated part became highly crosslinked, and the unirradiated parts could be dissolved in isobutyl methyl ketone to develop the image. The pattern after irradiation contained features comparable in size to the smallest apertures of the mask.
The advantages of using pre-crosslinked positive resists have been discussed
[22]. Irradiation (>400 nm) in the air of a copolymer of phenyl vinyl ketone (PVK) with
VBZ (PVK
/VBZ) containing 1.5 wt% of
VBZ structural units
[23] in the film (for the photoperoxidation step), followed by thermolysis of the resulting pendant
BP groups, leads to crosslinking. Subsequent irradiation at 366 nm of the crosslinked polymer causes cleavage of the PVK chain between junction points of the polymer network through Norrish type II reactions (
Scheme 1Scheme 10)
[24][25][26][27]. Thus, the PVK
/VBZ copolymer represents a novel type of photoresist based on polymer network de-crosslinking. The process involves three steps: (1) photo-generation of peroxide-containing moieties; (2) crosslinking via thermolysis of the peroxides; and (3) subsequent photoinduced de-crosslinking of the polymer network. This material provides positive-tone images after UV exposure (>330 nm) and development in an organic medium, such as isopropyl methyl ketone.
Scheme 10. Cleavage of PS chains via Norrish type II photoreactions.
Decomposition of photogenerated
BP groups can be utilized for surface modification by grafting
[28]. Thermal decomposition of
BP groups of a photoperoxidized
BZMA/S was successfully utilized for grafting by immersing the film in a boiling 15% aqueous solution of methacrylic acid. Additionally, photosensitized decomposition (
λ = 366 nm) of
BP groups of a photoperoxidized
PCOCO/S film was used as a graft by immersing it in acrylic acid. Some examples of applications of the photoperoxidation of pendant copolymer
BZ groups are presented in
Table 24.
Table 24. Some examples of applications of photoperoxidation of pendant copolymer BP groups.
Copolymer |
Application |
[Ref.] |
VBZ/S |
Negative photoresist (254 nm) |
[21] |
PVK/VBZ |
Positive photoresist based on polymer network de-crosslinking |
[23] |
BZMA/S |
Thermal grafting of methacrylic acid |
[28] |
PCOCO/S |
Photografting (366 nm) of methacrylic acid |
[28] |
BZMA/MMA |
Copolymer grafting on polyethylene surfaces |
[28] |
3. Conclusions
The photochemistry of
BZ in solution leads to various products whose nature depends on the presence or absence of molecular oxygen, hydrogen-atom donors, the wavelength of irradiation, temperature and reactant concentration.
Upon irradiation at >370 nm,
BZ, either doped or covalently bound to a polymer matrix, can be converted to
BP almost quantitatively. The extent of conversion depends on the nature of the substituents on the
BZ structure. The presence of side products can be detected conveniently by FTIR spectroscopy in frequency regions between where the diagnostic peaks of the starting
BZ and the
BP peroxide products appear.
Cleavage of photochemically generated
BP groups bound to a polymer backbone leads to extensive crosslinking by the addition of intermediate benzoyloxy macroradicals to aromatic rings of PS or other aromatic polymers.
The proposed mechanism of the PS crosslinking in the thermal decomposition of compounds containing two
BP groups (
BP-O-BP) is based on correlations of crosslink density (concentration of crosslinks, concentration of junction points) and concentrations of
BP-O-BP (at low concentrations of
BP-O-BP). From these correlations, one crosslink requires four
BP-O-BP structures. The yield of acyloxy radicals from thermal scission of
BP-O-BP is quantitative. Each acyloxy radical can add to an aromatic ring or accept a hydrogen atom from a benzoyloxy radical–phenyl ring addition complex with equal probability. For the peroxides generated from compounds containing two
BZ structures (
BZ-O-BZ) in a polymer film, the crosslink density depends on the yield of the photooxidized product containing two
BP groups (N. B.,
BP-O-BP).
Because of the high reactivity of benzoyloxy radicals, the approaches described here should be amenable to crosslinking a wide variety of other polymers besides PS. Crosslinkers with two covalently attached
BZ groups offer two important practical advantages over those containing two covalently attached
BP structures: (1) they are safer to handle; (2) they are usually more soluble in polymers.
However, crosslinking with a
BZ-type crosslinker can be achieved in two steps by irradiating initially (at >370 nm) in the presence of molecular oxygen followed by thermal cleavage of the as-produced
BP compounds to generate benzoyloxy radicals. Alternatively, crosslinking can occur in one step by irradiation at shorter wavelengths, where
BP groups are formed and decomposed sequentially.
Self-supported PS films of thickness in the nm range cannot be prepared for reasons dealing with the mechanical properties of the polymer. Nano-thickness layers of PS film surfaces can be modified by crosslinking using
BZ structures bound to styrene copolymer chains and using doping agents containing two
BZ groups. Crosslinking by
BP groups formed photochemically by irradiation that does not overlap with the
BP absorptions can be initiated thermally.
BP groups prepared from
BZ groups in a
VBZ/S copolymer irradiated at 254 nm are simultaneously decomposed with the same light, crosslinking only layers within ~2.4 µm of the surface due to strong absorption of the PS phenyl rings
[21]. This depth is significantly greater than the nm range.
Clearly, the methods of crosslinking described here offer advantages over other published methods for the modification of surfaces and polymer films. Those advantages are described by several examples within this text.