1. Introduction
The increasing replacement of antibiotic-susceptible bacteria (ASB) with antibiotic-resistant bacteria (ARB) is one of the most concern of microbiologists and over the last two decades, antibiotic resistance has increased markedly in Gram-negative bacteria and has determined an improvement of mortality and of healthcare costs.
The increasing replacement of antibiotic-susceptible bacteria (ASB) with antibiotic-resistant bacteria (ARB) is one of the most concern of microbiologists and over the last two decades, antibiotic resistance has increased markedly in Gram-negative bacteria and has determined an improvement of mortality and of healthcare costs [1,2].
Gram-negative bacteria pose a major threat to human health, since they are the most critically resistant and rapidly spreading bacteria, frequently responsible for severe and often deadly infections, not only in the general population, but also in the hospital settings or among people with weak or not yet fully developed immune systems, such as newborns, elderly, people undergoing surgery and cancer treatment.
Gram-negative bacteria, such as
Klebsiella pneumoniae, Acinetobacter baumanni, Pseudomonas aeruginosa, Burkholderia cepacia
and
Escherichia coli, are responsible of severe infections including pneumonia, bloodstream infections, wound or surgical site infections and meningitis in healthcare settings.
, are responsible of severe infections including pneumonia, bloodstream infections, wound or surgical site infections and meningitis in healthcare settings [3].
Unfortunately, as very recently outlined by two reports published by the World Health Organization (WHO) on new antibiotic agents, among the 50 innovative molecules in development, very few target Gram-negative species .This findings raise deep concern, especially if considering a previous report published by WHO in 2017 indicating 12 classes of bacteria that are highly critical for human health, due to their extraordinary resistant traits, where, in addition to
Unfortunately, as very recently outlined by two reports published by the World Health Organization (WHO) on new antibiotic agents, among the 50 innovative molecules in development, very few target Gram-negative species [4,5].This findings raise deep concern, especially if considering a previous report published by WHO in 2017 [6] indicating 12 classes of bacteria that are highly critical for human health, due to their extraordinary resistant traits, where, in addition to Mycobacterium tuberculosis
, Gram-negative pathogens clearly outnumber the Gram-positive ones. The prevalence of Gram-negative bacteria over Gram-positive is evident in all the priority groups identified in the report, such as the “other priority pathogens” group (where
A. baumannii, P. aeruginosa
and
Enterobacteriaceae
are included), the “high priority” group (encompassing
Helicobacter pylori
, Campylobacter specie, Salmonella species and
Neisseria gonorrhoeae
) and the “medium priority” group (that include
Hemophilus influenzae
and Shigella species).
2. Resistance
Lastly, Gram-negative bacteria, unlike Gram-positive bacteria, are characterized by high and similar resistance levels, both in Europe and in the United States. In fact, citing the same report [6]: “when compared to the US data, the European Center for Disease Prevention and Control (ECDC) surveillance network showed overall lower rates of resistance in Gram-positive bacteria (although with large differences between countries) and the same worrying rates among Gram-negative bacteria”
Lastly, Gram-negative bacteria, unlike Gram-positive bacteria, are characterized by high and similar resistance levels, both in Europe and in the United States. In fact, citing the same report: “when compared to the US data, the European Center for Disease Prevention and Control (ECDC) surveillance network showed overall lower rates of resistance in Gram-positive bacteria (although with large differences between countries) and the same worrying rates among Gram-negative bacteria”
These reports, developed by a WHO-led group of independent experts, encourage the medical research community to develop innovative treatments for these resistant Gram-negative bacteria, which are spreading rapidly and, more than Gram-positive ones, require urgent solutions.
These reports, developed by a WHO-led group of independent experts, encourage the medical research community to develop innovative treatments for these resistant Gram-negative bacteria, which are spreading rapidly and, more than Gram-positive ones, require urgent solutions.
Incessantly, Gram-negative bacteria build-in abilities, to find new ways to be resilient to drugs and are also able to pass along genetic materials that allow other bacteria to become drug-resistant as well. Genotyping and sequencing the whole genome of large groups of isolated clinical bacterial has allowed the scientists to understand how antibiotic resistance develops and transmits both among bacteria and patients. The most clinically important resistance phenotypes include carbapenem resistant
Incessantly, Gram-negative bacteria build-in abilities, to find new ways to be resilient to drugs and are also able to pass along genetic materials that allow other bacteria to become drug-resistant as well [7]. Genotyping and sequencing the whole genome of large groups of isolated clinical bacterial has allowed the scientists to understand how antibiotic resistance develops and transmits both among bacteria and patients [8]. The most clinically important resistance phenotypes include carbapenem resistant Enterobacteriaceae
, extensively drug resistant (XDR)
P. aeruginosa
and XRD
A. baumannii.
New Delhi metallo-beta-lactamase 1 (NDM-1) makes bacteria resistant to a broad range of antibiotics, including those from the carbapenem family, which today are the last line of defense against antibiotic-resistant bacterial infections.
Antibiotic degradation, antibiotic target modification, modulation of permeability through the bacterial membrane and structural modifications of bacterial lipopolysaccharide are some of the established mechanisms of resistance and their knowledge have influenced the development of novel antibiotics for replacing ineffective beta lactams and have disposed innovative treatment practices in highly resistant infections.
Antibiotic degradation, antibiotic target modification, modulation of permeability through the bacterial membrane and structural modifications of bacterial lipopolysaccharide are some of the established mechanisms of resistance and their knowledge have influenced the development of novel antibiotics for replacing ineffective beta lactams and have disposed innovative treatment practices in highly resistant infections [9].
It was established that the traditional antibiotics in the form of single target small molecules or small hydrophobic drugs, often fail in fighting multidrug resistant bacteria and therefore the search for identifying structurally different and more effective forms of antimicrobial agents, active especially against Gram-negative strains is increasingly necessary and urgent.
It was established that the traditional antibiotics in the form of single target small molecules or small hydrophobic drugs, often fail in fighting multidrug resistant bacteria [10] and therefore the search for identifying structurally different and more effective forms of antimicrobial agents, active especially against Gram-negative strains is increasingly necessary and urgent.
In this regard, naturally occurring cationic antimicrobial peptides (CAMPs) are a wide well-performant class of not beta lactams antimicrobial agents, with a broad spectrum of action, active on a wide variety of Gram-positive and Gram-negative bacteria, fungi, protozoa and yeast.
In this regard, naturally occurring cationic antimicrobial peptides (CAMPs) are a wide well-performant class of not beta lactams antimicrobial agents [11,12,13], with a broad spectrum of action, active on a wide variety of Gram-positive and Gram-negative bacteria, fungi, protozoa and yeast.
In particular, among CAMPs, polymyxins as colistin and polymyxin B, that differs by colistin only for a single amino acid in the peptide ring, are cyclic polypeptides produced by some strains of
In particular, among CAMPs, polymyxins as colistin () and polymyxin B, that differs by colistin only for a single amino acid in the peptide ring [14], are cyclic polypeptides produced by some strains of Bacillus polymyxa, specific to counteract Gram-negative bacteria that nowadays are highly critical for human health. In fact, polymyxins, although totally ineffective on Gram-positive bacteria, are highly active against most members of Gram-negative strains, including the Enterobacteriaceae family, counting
, specific to counteract Gram-negative bacteria that nowadays are highly critical for human health. In fact, polymyxins, although totally ineffective on Gram-positive bacteria [14], are highly active against most members of Gram-negative strains, including the Enterobacteriaceae family, counting E. coli, Enterobacter
spp.
, Klebsiella
spp.
, Citrobacter
spp.
, Salmonella
spp. and
Shigella
spp. and common non fermentative Gram-negative bacteria, such as
A. baumannii, P. aeruginosa
and
Stenotrophomonas maltophilia.
Figure 1. Structure of colistin.
These molecules, differently from conventional not cationic antibiotics, thanks to their positive charge, without needing to enter the bacteria cell and interfere with specific metabolic processes, act with a rapid and non-specific disruptive action on bacteria membranes and kill pathogens simply on contact, before they manage to organize adaptive processes for becoming resistant. Unfortunately, despite their considerable activity, the massive clinical application of native CAMPs, as well as of polymyxins, is hampered by their poor stability, high costs of production and strong toxicity for human cells.
These molecules, differently from conventional not cationic antibiotics, thanks to their positive charge, without needing to enter the bacteria cell and interfere with specific metabolic processes, act with a rapid and non-specific disruptive action on bacteria membranes and kill pathogens simply on contact, before they manage to organize adaptive processes for becoming resistant. Unfortunately, despite their considerable activity, the massive clinical application of native CAMPs, as well as of polymyxins, is hampered by their poor stability, high costs of production and strong toxicity for human cells.
Assuming that the cation character can represent a fundamental characteristic for manufacturing antimicrobial devices active where old molecules fail, in the recent years, starting from natural CAMPs, taken as template molecules, the scientists have endeavored to develop less toxic and more low-cost mimics of CAMPs.
Assuming that the cation character can represent a fundamental characteristic for manufacturing antimicrobial devices active where old molecules fail, in the recent years, starting from natural CAMPs, taken as template molecules, the scientists have endeavored to develop less toxic and more low-cost mimics of CAMPs.
Synthetic cationic peptides, natural and synthetic cationic polymers and positively charged dendrimers were proposed, to be used as novel and unconventional antimicrobial devices with potential to counteract infections by multidrug resistant Gram-negative strains [15,16,17,18,19].
Synthetic cationic peptides, natural and synthetic cationic polymers and positively charged dendrimers were proposed, to be used as novel and unconventional antimicrobial devices with potential to counteract infections by multidrug resistant Gram-negative strains.
Among the developed mimic of CAMPs, cationic antimicrobials in the form of macromolecules have gained increasing attention by the scientific community because an antimicrobial polymer if compared to small drug molecules could be endowed with several advantages, such as more long-term activity, limited residual toxicity, chemical stability, non-volatility and incapacity to permeate through the skin thanks to its macromolecular structure and high molecular weight (MW) [20,21].
Among the developed mimic of CAMPs, cationic antimicrobials in the form of macromolecules have gained increasing attention by the scientific community because an antimicrobial polymer if compared to small drug molecules could be endowed with several advantages, such as more long-term activity, limited residual toxicity, chemical stability, non-volatility and incapacity to permeate through the skin thanks to its macromolecular structure and high molecular weight (MW).
In the last decades, antimicrobial polymers have aroused increasing interest among scientific community until becoming a “hot” topic as confirmed and highlighted also by the publications trend in the years 1990–2020 ().
In the last decades, antimicrobial polymers have aroused increasing interest among scientific community until becoming a “hot” topic as confirmed and highlighted also by the publications trend in the years 1990–2020.
Figure 2. Number of publications as a function of time that contain the phrase “antimicrobial polymer” via Scopus.
These data include the cationic antimicrobial polymers literature (the scope of this review).
The graph in definitely emphasizes how over 30 years, the scientific production and therefore the research in the field of antimicrobial polymers went from being very limited until 2000, to growing steadily until it assumed an exponential increase in the last decade, probably hand in hand to how the concern for the dangers represented by multidrug-resistant Gram-negative bacteria has grown.
On this background, in this work, the most important achievements in the field of cationic antimicrobial polymers (CAPs) were reviewed. An updated information concerning the different types of the industrialized CAPs active on Gram-negative bacteria that are highly critical for human health, their structures, the supposed mechanism of action and their uses or field of applications, were reported. In order not to re-propose a simple update of other reviews already available, the most part of information was provided in the form of tables, a more “readers-friendly” tool, which allows faster consultation and quicker learning of the essential characteristics of the various antimicrobial agents herein discussed.
On this background, in the complete work published recently on Polymers and included in encyclopedia with the title "Antimicrobial Polymers", the most important achievements in the field of cationic antimicrobial polymers (CAPs) were reviewed. An updated information concerning the different types of the industrialized CAPs active on Gram-negative bacteria that are highly critical for human health, their structures, the supposed mechanism of action and their uses or field of applications, were reported.
Synthetic Cationic Antimicrobial Polymers (CAPs)
Polymers Containing Quaternary Phosphonium and/or Ammonium and/or Guanidinium Groups
Polymeric quaternary ammonium salts (PQASs), quaternary phosphonium salts (PQPSs), polymeric guanidine (PGSs) and biguanidine salts (PBGSs) are classes of cationic polymer materials with high potential as antimicrobial agents, due to the high and permanent cationic character of their quaternary groups [66,75,76,100,101,102,103].
Polymers Containing Quaternary Phosphonium and/or Ammonium Groups
PQASs and PQPSs can be obtained either through direct polymerization of monomers already containing quaternary groups, by incorporating the quaternary moieties into the previously synthesized polymers or including them by electrostatic interactions with previously synthetized sulfonate polymers.
Polymers with quaternary ammonium or phosphonium salts are materials widely explored as antimicrobial devices and have proved potent activity [104,105,106,107] and effectiveness even against bacteria that are resistant to other cationic antibacterial agents [108].
Both of them proved to be more active of the corresponding starting small molecules monomers mainly against Gram-negative bacteria with an effectiveness that resulted enhanced by the increase of polymeric chain length and by the hydrophobicity of the macromolecules [79,102,109,110].
In general, low MW antimicrobial agents including cationic monomers present several issues counting environmental toxicity and short-term antimicrobial ability. Their introduction into polymer molecules achieving biocide polymers as PQASs and PQPSs allows enhancing their efficacy and selectivity, prolonging their lifetime, minimizing the environmental problems and the residual toxicity [20].
PQASs and PQPSs, when inserted on surfaces to achieve antimicrobial surfaces able to kill airborne as well as waterborne microbes, significantly limit bacteria colonization without release of antimicrobials into the environment.
In addition, they proved higher activity of non-polymeric small antimicrobial drugs because, while their action consists in impairing the adhesion of bacteria by reducing their contact ability to the surface (without killing them), PQASs and PQPSs with quaternary ammonium or phosphonium units, commonly kill bacteria on contact [20,110,111,112,113,114].
Based on the mode of incorporation of quaternary ammonium or quaternary phosphonium monomers in the polymers, PQASs and PQPSs are classified in two categories: ionically bound or covalently attached.
Generally, the polymeric materials with active cations electrostatically bound exhibited strong antibacterial action, thanks to the release in the aqueous environment of the active cationic groups through an ion exchange mechanism. Differently, in order to exert an antimicrobial action, the class of compounds where the active cations are covalently linked, requires the contact of the polymer with the microorganisms [66].
In addition, studies of comparison between PQASs and PQPSs showed that the latter possess antimicrobial activity higher than that of polymeric quaternary ammonium salts, because of a difference of electronegativity between nitrogen and carbon atoms and phosphorous and carbon atoms [109].
The reason is attributable to the mechanism of action of the ammonium and phosphonium polymers that involves as usual, a destructive electrostatic interaction with the bacteria cell wall [66,115].
Concerning Gram-negative bacteria, the results of investigations carried with different experimental methods in the last decades, supported the hypothesis that antimicrobial polymers bearing cationic charges on the quaternary ammonium/phosphonium groups, kill bacteria by electrostatic interaction with the outer membrane (OM) and cytoplasmic membrane (CM), followed by their damage, cell lysis with release of crucial ions such as potassium [65].
Due to the difference of electronegativity existing between nitrogen and phosphorous atoms and the adjacent carbons, in ammonium cation, nitrogen exhibits a negative charge, while in phosphonium, phosphorous owns a positive charge [116].
Consequently, the stronger polarization and positive charge of phosphorous atoms in PQPSs favor easier interactions with bacteria wall thus resulting in higher effectiveness [117]. A positively charged antimicrobial random co-polymer encompassing both kinds of cationic groups was synthetized, via free radical polymerization (FRP) of acrylamide (AM), diallyl dimethyl ammonium chloride (DADMAC) and (4-penten-1-yl) triphenylphosphonium bromide (PTBT).
The obtained poly(PTPB-r-AM-r-DADMAC) copolymers, different for the content of PTBT, in addition to possess antiviral activity, proved to be effective against E. coli but only when the content in phosphonium monomer was higher than 49%, confirming the higher effectiveness of cation phosphonium [68].
Later, with a similar procedure, tri-blocks copolymers containing both phosphonium and ammonium groups were synthetized by AM, tributyl(4-vinylbenzyl)phosphonium (QPM) and [2-(acryloyloxy)ethyltrimethylammonium chloride (ATC) and were tested for antimicrobial and antiviral activities.
The results from antibacterial evaluations on S. aureus and E. coli and from viricidal investigations on influenza virus and adenovirus, demonstrated an excellent antibacterial activity versus both Gram-positive and Gram-negative bacteria and antiviral activity versus both enveloped and non-enveloped viruses [67].
In a study by Kougia et al. (2015), a library of homopolymers and copolymers with quaternary cationic groups either electrostatically bound or covalently linked were prepared. Furthermore, copolymers, obtained by copolymerizing the cationic monomer vinylbenzyl dimethylhexadecylammonium chloride (VBCHAM) and either hydrophilic or hydrophobic comonomers, were synthetized. Even if phosphonium co-polymers were also investigated, the study mainly focused on quaternary ammonium polymers. The antimicrobial activity, determined as a function of the contact time at 4 °C and 22 °C was evaluated against P. aeruginosa, E. coli, S. aureus and Enterococcus fecalis and eventual relationship between polymer chemical structure and antimicrobial activity was investigated and discussed [66].
VBCHAM-based copolymers in which acrylic acid (AA) was used as the comonomer and copolymers presenting both covalently attached and electrostatically bound quaternary ammonium groups showed the highest antimicrobial activity [66].
In particular, seven cationic macromolecules from this study named poly(cetyltrimethylammonium-4-styrene)sulfonate (PSSAmC16), poly(cetyltrimethylphosphonium-4-styrene)sulfonate (PSSPhC16), poly(VBCHAM), poly(methymetacrylate-co-VBCHAM) [P(MMA-co-VBCHAM)], poly(cetyltrimethylammonium-4-styrene) sodium sulfonate-co-VBCHAM) [P(SSNa-co-VBCHAM)], poly(acrylamide-co-VBCHAM) [P(AA-co-VBCHAM)] and poly(cetyltrimethylammonium-4-styrene)sulfonate-co-VBCHAM) [P(SSAmC16-co-VBCHAM)] were reported in and the antimicrobial activity of each one against Gram-negative bacteria were provided.
In order to evaluate practical applications of developed CAPs, it was investigated if their antimicrobial activity could be maintained when they are embodied in polysulfone (PSF), a polymer typically used in medical devices. For this experiment, the copolymers P(AA-co-VBCHAM) and P(SSAmC16-co-VBCHAM) and the homopolymer PSSAmC16, which were the most active, were entrapped in PSF and the CAPs-enriched PSF-based membrane were essayed. The results confirmed that the developed antimicrobial materials remain remarkably efficient even when they are incorporated in PSF membranes [66].
Polymers Containing Quaternary Guanidinium Groups
Among biguanidinium polymers, poly(hexamethylene biguanide chloride) (PHMB) was the first antimicrobial polymer whose mechanism of interaction with phospholipid membranes was studied by Broxton and coworkers on E. coli [77,118].
In particular, it was observed, that the sequence of events during PHMB interaction with the cell envelope of E. coli involves first, a rapid attraction of PHMB toward the negatively charged bacterial cell surface, thanks to strong and specific adsorption to phosphate groups of compounds present in OM. As a consequence, the integrity of the OM is impaired and PHMB is allowed to proceed and to be attracted to the inner CM, where an additional binding of PHMB to phospholipids occurs. Consequently, also the integrity of inner membrane begin to impair and if PHMB concentrations are low, the increment of membrane permeability causes only the loss of potassium ions (K+) and provokes bacterial stasis. Progressively, higher concentrations of PHMB, increases the extent of the damage and the size of pores, which allow the loss of larger inorganic species as Cs +, Na +, Li + and inorganic phosphate. This event leads to a complete loss of membrane functionalities with leak of other essential cellular components, precipitation of intracellular constituents and bacterial death [77].
The damage to the CM by PHMB is non-specific, immediate and irreversible. Practically, a scenario similar to that observed for polyvinyl benzyl dimethyl butyl ammonium chloride [65,75].
In regard of growth inhibitory activity and bactericidal activity, PHMB with high MW, i.e., n ≥ 10, proved to be effective at very low value of MIC and MBC (), PHMB with 2 > n < 10, proved good activity () while the activity of low MW dimers was questionable. It failed to inhibit motility in actively growing cultures and did not totally inhibit growth [77].
In a study by Ikeda et al. (1984), it was aroused a concern about the exact evaluation of antimicrobial activity of biguanidinium compounds in culture medium, because of interfering interactions between the polymeric biguanides and some culture medium constituents.
In this regard, acrylate monomers with pendant biguanide groups were successfully synthesized and their homopolymers and copolymers with acrylamide were prepared by radical polymerization using AIBN as initiator. Evaluated in a clean system, these CAPs showed to be higher effective against Gram-positive bacteria, rather than on Gram-negative strains, but to be much more active than the monomeric species [15,65].
Synthetic guanidinium and biguanidinium antimicrobial polymers endowed with a proper amphiphilic balance, which allows high selectivity for bacteria and good antimicrobial activity, are considered the best mimics of CAMPs.
In this regard, polyhexamethylene guanidine hydrochloride (PHMG) and three its analogs, i.e., polybutamethylene guanidine hydrochloride, polyoctamethylene guanidine hydrochloride (POMG) and poly(m-xylylene) guanidine hydrochloride, were prepared by reacting guanidine hydrochloride with the proper di-alkyl amine. The antimicrobial properties of the obtained polymers were investigated on 370 clinical strains, often involved in nosocomial infections, 96 isolates of which were antibiotics-resistant. MIC values and MBC data obtained through the time killing essay were measured and were reported in [78].
The best compound was POMG, that provided MIC values (0.5–16 µg/mL) even lower than those of chlorhexidine digluconate (2–64 µg/mL) against all the 370 antibiotics-susceptible and antibiotics-resistant clinical strains. Concerning the interest of the present review, POMG displayed excellent activity (2–16 µg/mL) against several representative of Gram-negative bacteria () [78].
The killing curves showed that POMG was bactericidal at 5 µg/mL, concentration that caused an approximate 6 log10 reduction in the numbers of CFU for clinically isolated P. aeruginosa at 4 h [78].
The broad activity of POMG against antibiotic-resistant bacteria suggests that cationic guanidine-based polymers possess high potential for the development of novel potent antimicrobials for clinical applications.
Copolymers with functionalized guanidine pendant groups were prepared by RAFT polymerization and were evaluated for their antimicrobial activity against some Gram-positive strains, C. albicans and E. coli, as well as for the hemolytic toxicity [69,74]. While antimicrobial activity versus Gram-positive bacteria and antifungal effects resulted considerable, antibacterial activity on E. coli was debatable.
Polynorborane-based Antimicrobial Polymers
Designed just to mimic CAMPs, polynorboranes (PNBs)-based antimicrobial polymers possess an amphiphilic structure characterized by having the cationic hydrophilic fragment segregated onto one region (or face) of the macromolecule and the hydrophobic portion, usually constituted by hydrocarbon chains, distinctly onto the opposite face.
In this regard, such polymers are called “facially amphiphilic” (FA) and were synthetized by polymerizing FA norbornene-based monomers, with different protonated groups, such as primary amine, guanidine or pyridine, located on a side alkyl chain, pending from the nitrogen atom of the bicyclic norbornane structure ().
The mechanism of action of these polymers, involves as usually, an initial interaction with OM, the creation of pores, the insertion of the biocide into the bacteria cell wall, a second electrostatic interaction with CM, the impairment of its integrity, the progressive increase of its permeability up to its disruption, loss of cytoplasmic material and bacteria death. The type of counterions, the length of alkyl side chains and also the molecular charge density strongly influence the activity and the selectivity of PNBs polymers.
Thanks to their amphiphilic structure, antimicrobial PNBs possess particular ability in inserting and disrupting the CM of bacteria.
Alkyl hydrophobic norbornene-type polymers and the analogous oxanorbornene-based hydrophilic macromolecules, containing primary alkyl ammonium groups as cationic moieties were prepared by Ilker et al. (2004) [86]. The first ones, although very active versus representatives of Gram-negative bacteria, proved to be not selective for pathogens, thus resulting considerably toxic on mammalian cells, as established by the vesicle-dye leakage assays (). On the contrary, the latter were less cytotoxic, but practically inactive [86].
By random copolymerization of two types of alkyl hydrophobic norbornene monomers, it was possible to tune the overall hydrophobicity of the polymer achieving CAPs with high selectivity (>100) and considerable activity against E. coli (MIC [µg/mL, (µΜ)] = 40, 2.6–3.3).
Similar results were obtained later by Gabriel et al. (2009), for slightly modified oxanorbornene-based hydrophilic polymers that proved to be endowed with low cytotoxicity and good selectivity, but were practically inactive () [85].
Later a good solution, in terms of preparing compounds with high antimicrobial activity on bacteria and low hemolytic toxicity on human cells, was to replace the primary ammonium group onto the side alkyl chain with the guanidinium one [87].
In this regard, a polyguanidinium oxanorbornene (PGON) compound was synthesized from norbornene monomers via ring-opening metathesis polymerization (ROMP), which in time killing studies proved to be lethal for bacteria and not only bacteriostatic () [87].
A broad library of highly active antimicrobial FA oxanorbornene monomers were prepared and after ROMP and deprotection, provided several series of polynorbornene-derived polymers with tunable activity and selectivity [119]. Polyamine oxanorbornene-based antimicrobial random copolymers, with high hydrophobicity were prepared by performing two different approaches. One strategy involved the copolymerization of two hydrophobic FA monomers with cationic primary ammonium groups on side alkyl chains, while the other consisted in copolymerizing one cationic primary ammonium oxanorbornene monomer and a hydrophobic alkyl amine oxanorbornene comonomer.
By following the second strategy, a series of copolymers endowed with significant antibacterial activity and tunable selectivity were prepared [85].
Amphiphilic polyoxanorbornene-based polymers having different quaternary alkyl pyridinium side chains were synthesized by Eren et al. (2008), but with questionable success [88].
Compounds with a C4 side chain or shorter proved low antimicrobial activity and low hemolytic toxicity on human red blood cells, while compounds with a side chain longer than C6 proved high antimicrobial effect, but low selectivity for bacterial over mammalian cells [88].
Polymers Containing not Quaternized Amine Groups
For years, it was thought that fixing permanent cationic charges on polymers by quaternization of amine or phosphorus groups could be the best way to achieve polymers with enhanced antimicrobial effects. To disprove this belief, polymer systems encompassing not quaternary protonated amine groups were synthetized and their antimicrobial activity was evaluated and compared to that of N-quaternized analogous derivatives.
In this regard, polystyrene-based polymers, containing tertiary amine groups susceptible of reversible protonation, exerted bactericidal activity similar to that of the peptide toxin melittin and somewhat lower activity than that of a potent derivative of the host defense peptide known as magainin II [71].
For clarity, host defense peptide is another broader term to call CAMPs, which takes into account, that small cationic amphipathic peptides have strong potential not only as antimicrobials, but also as antibiofilm agents, immune modulators and anti-inflammatories [120].
The not quaternary compounds, compared to the permanently cationic corresponding N-quaternized macromolecules, showed far higher antimicrobial activity, suggesting that reversible N-protonation leads to greater biocidal activity than irreversible N-quaternization [71].
Unfortunately, protonable amine polymers, not exerting their antibacterial activity by a detergent like membrane disruption mechanism, lacked the selectivity of magainin II and showed high hemolytic toxicity, mimicking the not selective melittin behavior [71].
Amphiphilic methacrylamide random copolymers, bearing reversibly protonated primary or tertiary amine groups and encompassing a hydrocarbon hydrophobic side chains, were prepared and their antimicrobial and hemolytic properties were compared with those of similar macromolecules, containing quaternary ammonium groups [72].
The not quaternized copolymers owing the primary amine groups proved considerable antimicrobial activity on E. coli by a membrane-disrupting action [72] and were tunable in order to achieve CAPs with considerable antimicrobial activity and low hemolytic toxicity (). Concerning this, Palermo et al. (2009) demonstrated that antimicrobial activities and biocompatibility depend in a different manner on the mole fraction of the alkyl side chains, on the length of alkyl groups and on ionic charge density [121].
As examples, dense cationic charge leads to cytotoxicity, whereas excessive hydrophobicity leads to hemolysis associated to higher antimicrobial activity and a careful balance of structural features is necessary for achieving a well-performant antimicrobial device with low level of toxicity.
Analogs macromolecules containing tertiary amine groups proved minor antimicrobial activity by 100 times and less selectivity, while the quaternized co-polymers, in order to exert acceptable antimicrobial activity required a greater amount of hydrophobic comonomer and therefore showed poor selectivity and high hemolytic toxicity [72].
Water-soluble poly(diallylamines) (PDAAs) with cationic charges, thanks to the presence of pyrrolidine links with secondary or tertiary amine groups, protonated with trifluoroacetic acid, revealed potent antimicrobial activity against a representative set of bacteria and versus Candida albicans [79].
In particular, the less active poly(diallylammonium trifluoroacetate) (PDAATFA) derivative with MW = 24 kDa was bactericidal at 125 μg/mL and bacteriostatic at 62 μg/mL concentrations versus E. coli at all the conditions adopted for the experiments [79,80].
The analogs tertiary poly(diallylmethylammonium trifluoroacetate) (PDAMATFA) proved to be bactericidal versus E. coli even at the lower concentration of 62 μg/mL. PDAATFA and PDAMATFA derivatives with higher MW (62 kDa and 55 kDa, respectively) proved to be bactericidal also against P. Aeruginosa, P. Mirabilis and K. Pneumoniae () [80,81].
According to what reported in 2009, without however presenting numeric data as proof, the quaternary hydrophobic polymers of this series and in particular poly(diallyldimethylammonium chloride) (namely PDADMAC in the cited work) would own week antimicrobial activity [79].
On the contrary, more recent studies showed that PDADMAC, differently named PDDA (poly (diallyldimethyl) ammonium chloride), displayed the capability of reducing of CFU counting to one of P. Aeruginosa MDR and K. Pneumoniae KPC+ at minimal concentrations of 1.5 and 0.9 µg/mL, respectively [81] and excellent microbicidal action against E. coli ATCC 25,922 (5 µg/mL) and P. Aeruginosa (2 µg/mL) at dosage where hemolysis was 0% [80,82,83,84,122].
The antimicrobial activity against Gram-negative bacteria of PDAA series increases with MW and with the hydrophobic-hydrophilic balance of the cationic polymers [80].
In a study by Yang et al. (2014), it was examined whether by converting the hydrophobic moiety of a synthetic antimicrobial peptide (SAMP) into a hydrophilic one could provide hydrophilic cationic polymer compounds with maintained antimicrobial activity, but enhanced biocompatibility and selectivity for bacteria cells [73].
In this regard, not quaternary primary ammonium trifluoroacetate copolymers (SAMPs) were prepared from N-(tert-butoxycarbonyl)aminoethyl methacrylate and butyl methacrylate. Then, by replacing butyl methacrylate with 2-hydroxyethyl methacrylate (HEMA), hydrophilic cationic mutants of previously prepared SAMPs were obtained.
The reactions were performed via AIBN-initiated free radical copolymerization or via RAFT copolymerization. The so obtained BOC-protected copolymers, after deprotection with trifluoroacetic acid provided the copolymer products [73]. Antibacterial assays showed that long hydrophilic-and-cationic mutants of SAMPs were membrane active against bacteria but showed strikingly reduced hemolytic toxicity and drastically enhanced selectivity [69,73].
Polymers, encompassing both tertiary amines groups protonable in a reversible way and permanent protonated azetidinium moieties, were prepared by a simple two steps procedure [70]. Briefly, waterborne multifunctional poly(vinylamine)s were first, prepared modifying commercial poly(vinyl amine), through a reaction with functional cationic couplers, in order to improve its hydrophobicity. Second, the modified poly(vinyl amine)s were furtherly functionalized by reaction with a bifunctional coupler, thus inserting azetidinium groups and alkyl chains.
A library of cationic polymer compounds was achieved, whose structure-activity relations, antimicrobial activities against Gram-positive and Gram-negative bacteria and hemolytic toxicity were determined.
Finally, the best polymer was used to prepare antimicrobial cotton surfaces, which were tested on E. coli establishing a 99.9% bacterial growth inhibition [70].
Polymers Containing Sulfonium Groups
Cationic polymers bearing sulfonium groups are similar to quaternary ammonium materials in terms of charge, but few studies were performed for evaluating their antibacterial and/or hemolytic activity.
In this regard, a study performed in 1990s reports the synthesis of poly(p-vinylbenzyl tetramethylene sulfonium tetrafluoroborate salts with different MW values and the assessment of their biocidal activity against S. aureus and E. coli in comparison to those of the corresponding monomer [123].
The low MW monomer showed no activity against both the Gram-positive and Gram-negative bacteria, while even if practically ineffective against E. coli, the polymer macromolecules, exhibited acceptable antimicrobial activity, increasing with the increase of the MW, versus S. aureus.
In particular, the best performant polymer (MW = 46,800) was able to kill all the bacterial cells within 30 min at the concentrations of 100 and 10 µg/mL and was capable of destroying more than 99.9% of S. aureus cells at the lowest concentration of 1 µg/mL within 120 min of contact [123].
The sequence of events in the mode of action of sulfonium tetrafluoroborate polymers matched the common mode of cationic biocides, which involves a phase of adsorption onto the bacterial OM, followed by impairments of membrane integrity and diffusion through the cell wall.
A second phase of binding to the CM, followed by its disruption and release of cytoplasmic constituents such as K+ ions, DNA and RNA up to cell death, follows.
As far as our knowledge allows, only another study dealing with sulfonium compounds with antimicrobial activity was reported. Although it does not deal with polymeric materials but concerns a library of 14 not polymeric low MW sulfonium salts, it has however reported. The prepared sulfonium salts were evaluated both for their antimicrobial activity and biocompatibility and the results showed that the major part of sulfonium salts proved higher biocompatibility and lower toxicity than those of the less toxic compound among the ammonium and phosphonium salts, taken as references. Concerning antimicrobial activity, the well performant compound was more active against S. aureus and B. subtilis by 3–4 times if compared to the best ammonium and/or phosphonium salts, but less active versus E. coli and P. aeruginosa by 5–8 times. Although sulfonium salts could be advisable as highly biocompatible devices to counteract infections by Gram-positive bacteria, their clinical applications are limited by their low thermal stability [124].
In this regard, the author suggest that the conversion of the best representatives of the reported library in polymeric compounds could be an idea for both improving antibacterial effects and enhancing stability of the small molecules.
Polymers Containing Heterocycles with Permanently Cationic Quaternized Nitrogen Atoms
A series of synthetic biodegradable polycarbonates containing propyl and hexyl halogenated side chains were prepared via ring-opening polymerization (ROP) performed under an inert atmosphere in a nitrogen-filled glovebox. Subsequently, they were quaternized under ambient laboratory conditions with different heterocycles, such as methyl, ethyl and butyl imidazoles and pyridines. Alkyl imidazole, as well as pyridine and dimethylamine pyridine (DMAP) polymer derivatives were achieved and were investigated concerning their antimicrobial activity (MIC) against S. aureus, E. coli, P. aeruginosa and C. albicans (fungus) [89].
In addition, hemolytic cytotoxicity (HC50) were assessed and the results were compared with those from analogous polymer scaffolds quaternized with trimethylamine (TMA). All compounds, TMA derivatives included, showed very low hemolytic toxicity, but concerning antimicrobial activity, heterocyclic compounds proved higher activity than TMA macromolecules, especially against S. aureus.
However, remaining within the interests of this review, heterocyclic polymers proved higher activity against E. coli and lower on P. Aeruginosa and hexyl derivatives both containing pyridine, DMAP or alkyl-imidazole groups were the best performants and the MIC observed against E. coli were < 4 µg/mL and in the range 31–63 and 8–31 µg/mL, respectively () [89].
Studies concerning the mechanisms of action performed on E. coli confirmed the usual a-specific disruptive action on bacterial cell membranes that assure a minor tendency to develop drugs resistance.
A copolymer of 4-vinylpyridine (4VP), styrene (St) and divinylbenzene (DVB), namely P(4VP-St-DVB), was prepared by suspension polymerization and subsequently was quaternized with excesses of halohydrocarbons (RX) such as benzyl bromide (BzBr), C4H9Cl, C4H9Br and C4H9I to prepare series of insoluble pyridinium-type polymers, namely Q-P(4VP-St-DVB)-RX [46].
Living and death cells of E. coli, suspended in sterilized and distilled water, were the selected candidates on which the capability of the prepared pyridinium CAPs of interacting and adhering to bacteria cells wall was investigated, while living cells were used to evaluate their antimicrobial properties by a colony count method [46].
The results showed that, except for the compound containing iodine, insoluble pyridinium-type polymers, were capable to imprison both living and death bacterial cells by a partially irreversible adsorption or adhesion process, without killing the living cells. From these results, the cationic polymers developed could be advisable for the treatment of waste waters [46].
A number of polymers, such as high-density polyethylene (HDPE), low-density poly ethylene (LDPE), polypropylene (PP), nylon 6/6 and poly(ethylene terephthalate) (PET) were functionalized with poly(vinyl-N-hexyl pyridinium bromide) (hexyl-PVP) obtaining quaternary pyridinium antimicrobial surfaces whose antibacterial effects were essayed on S. aureus and E. coli.
Suspensions of bacteria in distilled water were sprayed on the hexyl-PVP-modified polymer slides, to simulate airborne bacteria. The slides were incubated overnight and the results from the counting of survived colonies showed that all polymers provided high bactericidal activity on contact, managing to kill up to 99% of bacteria [47].
The proposed methodology is eligible to render numerous products bactericidal, with limited costs, being the surfaces renewable by periodic washings.
Previously, the same authors was reported the same idea, by functionalizing glass slides with the same hexyl-PVP and performing the same procedure. Antimicrobial quaternized pyridinium glass surfaces were obtained, that proved to be able to kill on contact the 94%, > 99%, > 99.8% and > 99% of S. aureus (ATCC, strain 33,807), S. epidermidis (wild type), P. aeruginosa (wild type) and E. coli (ZK 605), respectively [48].
Unfortunately, their extensive applications are strongly limited by their poor water solubility, low biocompatibility and high risk of skin irritation. In order to address these issues, it was reported the preparation of more hydrophilic methacrylate-based copolymers with bactericidal activity and biocompatibility higher than those of quaternized poly(vinylpyridine) [90].
As comonomers were used either biocompatible HEMA and poly(ethylene glycol) methyl ether methacrylate (PEGMA). First, copolymers with different content of comonomers were prepared starting from vinylpyridine, by radical polymerization.
Second, the copolymers were quaternized with hexylbromide.
Pathogenic E. coli (O157:H7) was treated with the copolymers, in order to assess their antimicrobial effects and the results showed that several of the copolymers possessed antibacterial activity ∼20 times greater than that of pure quaternized poly(vinylpyridine) homopolymer. Even if the evidences of the study supported the hypothesis of good biocompatibility, the authors made no claim as to the biocompatibility of these materials [90].
In the same year, Allison et al. (2007) studied the biocompatibility of analogous pyridinium co-polymers by interaction with human red blood cells, to analyze hemolysis. The results showed that blood compatibility does not depend on the length of PEG chain in copolymers containing PEGMA. A critical weight ratio PEGMA/VP was determined which divide copolymers with no-hemolysis activity from those with 100% hemolysis [125].
Later, the hemolytic cytotoxicity expressed as HC50, the minimum bactericidal concentrations (MBC) determined by the ability of the antimicrobial materials to kill 106 colonies of E. coli O157 and the selectivity for some of the quaternized poly(vinylpyridine) and poly(ethylene glycol) methyl ether methacrylate copolymers, at different content of vinylpyridine (VP) [P(VP-co-PEGMA 1100)-HB] were investigated [126].
In addition, biocompatibility was evaluated by cell viability assays performed on human intestinal epithelial cells cultivated in vitro, that offer specific advantages over red blood cells (RBC) hemolysis assays, as a measure of biocompatibility of these copolymers.
The results confirmed acceptable MBC values (70 µg/mL), associated to very low HC50 (10,000 µg/mL) and high cells viability (1000 µg/mL) and therefore both low hemolytic activity and good selectivity and cells viability for P(VP-co-PEGMA 1100)-HB containing 50% VP.
Copolymers containing < 50% VP were endowed with high biocompatibility and very low HC50, but were ineffective as antimicrobials, while copolymers containing 75% and 90% VP were more effective but endowed with very low biocompatibility and high EC50 [126].
The VP monomer was employed also to prepare poly(4-vinyl pyridine/poly(vinylidene fluoride) (P4VP/PVDF) polymeric microbeads, by the phase inversion technique [91].
PVDF was used as filler to achieve beads with proper mechanical strength. N-alkylation of the P4VP moieties was developed by using alkyl chains of different lengths, because known to be able to affect the antibacterial efficacy of the pyridinium-type polymers based on their number of carbon atoms [47,48].
Several P4VP/PVDF were achieved and were investigated for their antimicrobial efficacy against both bacterial and fungal spores. E. coli and Aspergillus niger were the representative pathogens of the two categories, respectively [91].
The pyridinium groups quaternized with C4–C10 alkyl chains proved the highest antimicrobial activity by a membrane disruptive action and in particular an number of beads of 0.8 wt % killed almost the 100% of pathogens within 20 min of an E. coli suspension of 105 CFU/mL.
A larger number of beads was necessary to kill A. niger spores at the same time, because of the more resistant nature of the fungal wall. The developed antimicrobial beads are highly stable and allows repeated applications, maintaining effective micro biocidal properties [91].
Quaternized Branched Polyethyleneimine Ammonium Salts
Polyethylenimine (PEIs) or polyaziridine are polymers in which the monomeric unit of the N,N-diethylamine is repeated, forming compounds encompassing amine groups and C2 aliphatic spacers.
PEIs can be linear, branched or dendrimeric, the first ones containing all secondary amines, while the others primary, secondary and tertiary amino groups.
They are produced on industrial scale, are commercially available and find applications in many fields, due to their positively charged character [127].
Among the several applications, PEIs are reported to be an effective permeabilizer of the OM of Gram-negative bacteria [51].
In this regard, the effect of commercial b-PEI (50 kDa) on the OM of representatives of Gram-negative bacteria as E. coli, P. aeruginosa and S. typhimurium was investigated by evaluating the bacterial uptake of l-N-phenylnaphthylamine, which is a hydrophobic probe indicating increased hydrophobic permeation of the OM. The uptake was prominent at the low concentration of 20 µg/mL. In addition, PEIs were able to sensitize the bacteria under study to the hydrophobic antibiotics as clindamycin, erythromycin, fucidin, novobiocin and rifampicin, to the lytic action of the detergent SDS and concerning P. aeruginosa, also to the non-ionic detergent Triton X-100. From the results, it was reported that PEIs showed to be a potent permeabilizer of the OM of Gram-negative bacteria, even if it does not inhibit the growth of bacteria to any significant extent [51].
On the contrary, alkylated quaternized PEIs attached to flat macroscopic surfaces and to nanoparticles proved high bactericidal effects toward both Gram-positive and Gram-negative pathogenic bacteria.
Concerning this, the findings regarding the antimicrobial properties of surfaces observed by immobilizing quaternized alkyl polyvinylpyridinium salts onto coating glass and plastic slides were extended to b-PEIs, used in place of PVP.
b-PEI (≥ 25 kDa) were first, attached to NH2-glass slides and to magnetic Fe3O4 nanoparticles containing NH2 groups, then were either alkylated only with an alkyl bromide derivative or furtherly methylated by reaction with iodomethane [52].
After a screening performed on S. aureus to detect the candidate suitable for further investigation, the hexyl-PEI glass slides and NPs were tested against other airborne S. epidermidis, P. aeruginosa and E. coli with promising results. The bactericidal efficiency versus Gram-negative bacteria of our interest was in the range 67%–74% for the devices containing only the C1–C18 alkyl chain and 95%–97% for the furtherly methylated ones () [52].
The year later, following an analogous synthetic pathway, the same authors immobilized 750 kDa b-PEIs onto cotton, wool, nylon or polyester cloths and furtherly alkylated the PEIs-modified materials with ethyl and methyl chains achieving permanently cationic PEIs-based textiles. Their micro biocidal efficiencies were assessed towards airborne bacteria and fungi [53].
The promising results showed that micro biocidal efficiency against E. coli was in the range 96%–99%, whereas versus P. aeruginosa in the range 97%–98%.
Heine and co-workers reported the synthesis of two kinds of amphiphilic compounds (series B-I and B-II) and then the preparation of three kinds of amphiphilic poly(ethylene imine)s (series PEI-I, PEI-II and PEI-III) randomly linked to cationic and hydrophobic groups (PEI-I), to compounds of series B-I (PEI-II) and to compounds of series B-II (PEI-III).
In particular, compounds B-I encompass alkyl chains directly attached to the cationic group, while compounds B-II have the cationic group and the alkyl chains connected by a spacer [92].
All compounds B-I and B-II and modified PEI polymers were tested to evaluate their antibacterial properties against Bacillus subtilis, S. aureus and E. coli, while the more active were selected to investigate the hemolytic toxicity. Concerning amphiphilic compounds, the highest activity against E. coli of our interest, was showed by two compounds of B-I type having C14–C18 chains (MIC = 8 and 10 µg/mL), but while the most active was hemolytic at concentration far higher than MIC (EC50 = 22 µg/mL), the other showed an EC50 lower than MIC (4 µg/mL).
The most active among compounds of B-II type similarly possessed C14–C18 chains and showed a higher MIC of 20 µg/mL and an EC50 = 28 µg/mL.
Polymer materials were less active than amphiphilic compounds and showed higher hemolytic toxicity. On E. coli, PEI-II polymers were the most active (MIC of 60–100 µg/mL) but were also the most toxic for red blood cells (EC50 << 1 µg/mL) [92].
Conclusions and Perspectives
The incidence of multidrug resistant Gram-negative infections are one of the emerging problems that disturbs several human activities and life sectors such as food industry, food processing, transportation and healthcare services. Gram-negative bacteria cause infections including pneumonia, bloodstream infections, wound or surgical site infections and meningitis above all in healthcare settings. The concern associated to Gram-negative infections is destined to increase in importance, as traditional therapeutic remedies have become limited. Nowadays, Gram-negative bacteria are resistant to multiple drugs due to built-in abilities, which over the years have make them able to find new ways to be resilient and to pass genetic materials that enabled other bacteria to become drug-resistant as well. The well-known cephalosporins, fluoroquinolones and carbapenems gradually have turned out to be ineffective with the result of a worrying higher mortality rate across the world. Aggressive recommendations, if implemented, can prevent the spread of Gram-negatives, but in order to actually address this issue, it is necessary to identify probable novel lead molecules to combat these infections.
Natural cationic antimicrobial peptides (CAMPs), as polymyxins, possess high activity versus alarming bacteria as multi-drugs resistant Gram-negative Klebsiella spp., Acinetobacter spp., P. aeruginosa and E. coli but, in addition to be high-costly and unstable, are too toxic for human cells for being extensively used in clinical applications. On the example of CAMPs, in the last decades and up today, researchers’ efforts were and are focused on the synthesis of less toxic compounds that mimic AMPs, in terms of mechanism of action and effectiveness. Synthetic cationic compounds and antimicrobial peptides were developed and essayed with promising outcomes.
In this challenge, polymers have gained increasing attention by the scientific community, as promising materials to prepare antimicrobial agents, because differently from small drug molecules, they could be endowed with more long-term activity, limited residual toxicity, chemical stability, non-volatility and incapacity to permeate through the skin thanks to its macromolecular structure and high MW.
Starting from these observations, cationic polymeric materials encompassing the main structural features of CAMPs, mimicking their a-specific mechanism of actions, based on the disruption of OM and CM and able to kill rapidly bacteria on contact, were developed.
Although the pending issue of hemolytic toxicity and biodegradability of cationic polymeric materials is still left not completely solved, these macromolecules possess a higher affinity towards the anionic membrane of bacteria and a reduced toxicity toward eukaryotic cells, have low tendency to develop resistance and could have a decisive role in the global effort to find effective solutions for counteracting resistant Gram-negative bacteria.
However, although the scientific advances achieved during the last years are encouraging, further research work both in vitro and in vivo, is mandatory to enhance the antimicrobial activity versus more strains of bacteria, to increase the long-term stability, to nullify the residual toxicity, to develop cost-effective solutions and to allow a more extensive clinical application.
In the opinion of the authors, among the profuse production of CAPs, the compounds containing guanidine or bi-guanidine residues appear as the materials that best find an optimal compromise between good antimicrobial activity, low hemolytic toxicity and good biocompatibility.
Considering the performances shown by guanidinium antimicrobial polymers already prepared and bearing in mind the incomparable properties of dendrimers, already widely used in the biomedical field, a promising new strategy could be to prepare biodegradable dendrimers functionalized with guanidine residues, with heterocycles having nitrogen atoms with characteristics similar to those of guanidine such as imidazole or with biocompatible molecules containing such residues as arginine and histidine.