The structures of these gold derivatives (i.e. gold nanoparticles, gold (I)/ and (III) complexes and carbene-based gold complexes) were synthesized to evaluate the influence of increased activity and/or selectivity on their pharmacological effects.
Approximately 9 million people around the world fall ill and die from cancer diseases every year, many of who do not receive adequate treatment due to the high cost. It is esteemed that the incidence of cancer will double by 2035 [1]. In particular, breast cancer is the most frequent type diagnosed, about 25% of all cancers [2][3]. The anticancer therapy currently in use consists of three main approaches: surgical removal of the tumor mass, chemotherapy and radiotherapy. Unfortunately, several types of metastatic tumors have been found to be chemoresistant [4]. The most common form of breast cancer, which makes up 60% of all diagnoses, is hormone receptor (HR) positive and human epidermal growth factor receptor 2 (HER2) negative [5]. Several studies have shown that HR positive patients have a better response to hormone therapy. However, the lack of HER2 proteins causes a disposal of drugs specially designed to target these proteins as therapeutic options. The retinoblastoma (Rb) protein, a tumor suppressor, regulates RNA transcription during the G1 cell growth phase to stop the proliferation of malignant cells [6]. Cyclin D1 proteins bind to cyclin-dependent kinase (CDK) enzymes 4 and 6 thereby inhibiting the regulatory function of the Rb protein. The National Comprehensive Cancer Network (NCCN) recognized CDK 4/6 inhibitors are palbociclib, abemaciclib and ribociclib in combination with aromatase inhibitors. Combination therapy provides treatment for HR positive/HER2 negative advanced or metastatic breast cancer by lowering estrogen levels to inhibit cell growth and cyclin-dependent kinase to block malignant cell division and proliferation [7][8]. Abemaciclib and ribociclib showed a relative reduction in the risk of death of 25–30% [9]. By combining an aromatase inhibitor with palbociclib, progression free survival (PFS) is increased by 10 months, compared with hormone monotherapy [10]. Likewise, adding palbociclib to fulvestrant resulted in a double increase in PFS compared to those taking fulvestrant alone [11]. There is currently limited evidence to support the use of CDK 4/6 inhibitors as monotherapy. Increased data on the safety and tolerability of CDK 4/6 inhibitors in patients may help clinicians in the selection of initial therapy for patients with HR positive/HER2 negative breast cancer [12]. Platinum-based anticancer drugs such as cisplatin, carboplatin and oxaliplatin have been widely employed in the treatment of several types of cancer, such as lung, colorectal, ovarian and breast cancers [13]. However, the efficacy and, therefore, the use of such platinum-based drugs have decreased due to the high risk of serious toxicity, such as neurotoxicity [14][15]. Major advances have recently been made in drug delivery systems, due to miniaturization technologies that have improved the performance of existing drugs to provide new, more effective therapies [16]. The use of biomolecules such as peptides, nucleic acids and others reduced the amount of drug required by improving its targeted action [17]. The reduction in size at the nanometer level (<100 nm) has led to dramatic improvements in the way drugs are delivered [18]. All particles <100 nm in size could be formed via nanocrystals, drug–polymer complexation or using nanoscale shells that could trap drugs [19]. The fine size of nanoparticles or metal complexes allows for a loading of small molecules, peptides, proteins and nucleic acids that escape immunological detection unlike larger particles, which are easily excluded from the body. Recently, innovative research has developed towards metal-based anticancer drugs, such as gold derivatives, with the aim of improving the effectiveness, expanding the activity field and, above all, reducing the general toxicity [20][21]. The pharmacological activity of gold compounds has been tested since ancient times; these compounds have been used in a series of treatments, including that for the rheumatoid arthritis and as an antibacterial and antitumor. Different studies have shown that gold derivatives act differently from platinum anticancer drugs, since their primary target is the proteasome; in this regards future approaches will bring to the development gold complexes selective for specific cancer cells and tumor targets in order to increase their effectiveness and better control of undesired side effects [22][23]. The purpose of this review is to summarize the state of the art of the antitumor activity of gold compounds, complexes and nanoconjugates, providing a brief overview of their use against breast cancer. In particular, the following aspects will be treated:
Drug delivery systems;
Gold nanosystems;
Gold complexes.
Conventional cancer treatments, such as chemotherapy and radiotherapy, act in biological systems in a non-specific way, affecting both malignant and healthy cells. This affects the optimal therapeutic and implementation of gold derivatives.
Targeted delivery through gold derivatives can take place through two types: passive and active effect, reducing unwanted effects and the development of drug resistance [24]. Passive targeting allows the accumulation of a drug or drug transport system within a specific site due to the variation of physicochemical or pharmacological factors. This type of method exploits the size of the nanoparticles and the properties of the tumor vascular system, effectively improving the bioavailability and efficacy of the drug. The vascularity of the tumor is very different from normal tissue, in fact the blood vessels of the tumor tissues, unlike those in normal tissues, have spaces between the adjacent endothelial cells up to 600–800 nm. These pathophysiological features of tumor vessels induce the Enhanced permeability and retention EPR (Enhanced Permeability and Retention) effect, which allows macromolecules, including nanoparticles, to extravasate through these extravascular spaces and accumulate within tumor tissues [25]. The accumulation of tumor drugs is ten times greater when the drug is administered from a nanoparticle rather than as a free drug. Another contributor to passive targeting is the unique microenvironment that surrounds cancer cells, which is different from that of normal cells. Fast-growing hyperproliferative cancer cells use glycolysis for extra energy, resulting in an acidic environment. The pH-sensitive liposomes are designed to be stable at a physiological pH but degraded to release the active drug into target tissues where the pH is lower, such as in the acidic environment of cancer cells [26]. Active targeting involves the attachment of a fraction, such as a monoclonal antibody or a ligand, to deliver a drug to pathological sites or to cross biological barriers based on molecular recognition processes [27][28][29]. When designing the synthesis of nanoparticles, it is necessary to consider some factors: for example, the antigen or receptor should be expressed exclusively and homogeneously on tumor cells and not expressed on healthy ones. The internalization of conjugates occurs through receptor-mediated endocytosis. Indeed, when a conjugate binds to its receptor on the cell surface, the plasma membrane envelops the receptor and ligand complex to form an endosome, this is transferred to target organelles.
When the pH value inside the endosome becomes acidic and lysozymes are activated, the drug is released from the conjugate and enters the cytoplasm. The receptor released by the conjugate returns to the cell membrane to begin a second transport cycle by binding with new conjugates. Ligands targeting cell surface receptors can be natural substances that have the advantages of a molar mass and lower immunogenicity than antibodies. Molecular targeted therapy is a potential solution to overcome these challenges, it can be achieved through smart design (Figure 1). Both methods allow increasing the concentration of the anticancer drug directly inside the tumor cell, causing the decrease of toxicity for healthy cells [29]. Gold derivatives (gold compounds, complexes and nanoparticles) can be conjugated to a wide range of biologically active organic molecules, designed to cross the blood–brain barrier, interact with specific receptors entering the cell through an alternative path. In particular, passive targeting of gold nanoparticles is based on the effect of enhanced permeability and retention (EPR) and tumor angiogenesis, while active targeting is based on direct binding from the ligand to receptors expressed by tumor cells [25]. Antitumor agents can be released as a function of pH or temperature [30][31].
Conventional cancer treatments, such as chemotherapy and radiotherapy, act in biological systems in a non-specific way, affecting both malignant and healthy cells. This affects the optimal therapeutic and implementation of gold derivatives.Targeted delivery through gold derivatives can take place through two types: passive and active effect, reducing unwanted effects and the development of drug resistance [25]. Passive targeting allows the accumulation of a drug or drug transport system within a specific site due to the variation of physicochemical or pharmacological factors. This type of method exploits the size of the nanoparticles and the properties of the tumor vascular system, effectively improving the bioavailability and efficacy of the drug. The vascularity of the tumor is very different from normal tissue, in fact the blood vessels of the tumor tissues, unlike those in normal tissues, have spaces between the adjacent endothelial cells up to 600–800 nm. These pathophysiological features of tumor vessels induce the Enhanced permeability and retention EPR (Enhanced Permeability and Retention) effect, which allows macromolecules, including nanoparticles, to extravasate through these extravascular spaces and accumulate within tumor tissues [26]. The accumulation of tumor drugs is ten times greater when the drug is administered from a nanoparticle rather than as a free drug. Another contributor to passive targeting is the unique microenvironment that surrounds cancer cells, which is different from that of normal cells. Fast-growing hyperproliferative cancer cells use glycolysis for extra energy, resulting in an acidic environment. The pH-sensitive liposomes are designed to be stable at a physiological pH but degraded to release the active drug into target tissues where the pH is lower, such as in the acidic environment of cancer cells [27]. Active targeting involves the attachment of a fraction, such as a monoclonal antibody or a ligand, to deliver a drug to pathological sites or to cross biological barriers based on molecular recognition processes [28–30]. When designing the synthesis of nanoparticles, it is necessary to consider some factors: for example, the antigen or receptor should be expressed exclusively and homogeneously on tumor cells and not expressed on healthy ones. The internalization of conjugates occurs through receptor-mediated endocytosis. Indeed, when a conjugate binds to its receptor on the cell surface, the plasma membrane envelops the receptor and ligand complex to form an endosome, this is transferred to target organelles.When the pH value inside the endosome becomes acidic and lysozymes are activated, the drug is released from the conjugate and enters the cytoplasm. The receptor released by the conjugate returns to the cell membrane to begin a second transport cycle by binding with new conjugates. Ligands targeting cell surface receptors can be natural substances that have the advantages of a molar mass and lower immunogenicity than antibodies. Molecular targeted therapy is a potential solution to overcome these challenges, it can be achieved through smart design (Figure 1). Both methods allow increasing the concentration of the anticancer drug directly inside the tumor cell, causing the decrease of toxicity for healthy cells [30]. Gold derivatives (gold compounds, complexes and nanoparticles) can be conjugated to a wide range of biologically active organic molecules, designed to cross the blood–brain barrier, interact with specific receptors entering the cell through an alternative path. In particular, passive targeting of gold nanoparticles is based on the effect of enhanced permeability and retention (EPR) and tumor angiogenesis, while active targeting is based on direct binding from the ligand to receptors expressed by tumor cells [26]. Antitumor agents can be released as a function of pH or temperature [31,32].
Figure 1. Schematic illustration of targeted strategies for cancer therapy by functional Gold Nanoparticles (Au-NPs, NPs = NanoParticles). Malignant tissue is distributed unevenly concerning healthy cells, hence the gold nanoparticles that cross the empty spaces due to the increase in permeability and the retention effect of passive drug release. This figure also illustrates active targeting with direct binding of gold nanoparticles to receptors with specific ligands.
Medical research on gold nanoparticles has been directed towards the study of drug delivery systems, chemotherapeutic agents, detection and diagnostics [32][33]. Gold nanosystems turned out to be attractive due to their unique properties, mainly dependent on their size and shape [34]. The resulting physical properties of nanoparticles strongly depend on the particle size, density, nature of the protective organic shell and their shape [35]. The quantum size effect occurs when the de Broglie wavelength of the valence electrons has the same dimensional order as the particle itself. Thus, the particles electronically behave like zero-dimensional quantum boxes. Therefore, the electrons are free to move inside these metal boxes with a collective oscillation frequency characteristic of plasma resonance, called the plasmon resonance band (PRB) observed near 530 nm in the 5–20 nm diameter range. The plasmon resonance of nanoparticles is closely related to the size, shape and dielectric properties of the medium surrounding the nanoparticles [36]. By varying the shape of metal nanoparticles, such as nanospheres, nanotubes, nanoprisms or core–shell nanoparticles, their optical properties vary in a quantitative and dependent manner [37]. Gold nanoparticles are used as sensors for the early diagnosis of many diseases [38]. Alzheimer’s disease and breast cancer have been targeted for essential early diagnosis [39]. With early diagnosis, current drugs have the ability to postpone the onset of symptoms typical of the disease [40] and are therefore essential for greater treatment efficacy and a higher survival rate [41]. Gold nanoshells have been used as theranostics for the diagnosis and photothermal therapy of breast cancer cells in vitro [39]. Gold nanoshells induce an important photothermal response under illumination of near infrared radiation, showing good potential for cancer therapy, with 100% efficacy in tumor remission [41][42]. The surfaces of gold nanoshells can link targeting, diagnostic and therapeutic functionalities, forming a multifunctional nanocomplex. This system has also been used in vivo, enriching the near infrared fluorescence and, at the same time, the magnetic resonance imaging capability [43]. A gold nanoparticle delivery system conjugated with gemcitabine and cetuximab as a target agent has been tested in vitro and in vivo for the treatment of pancreatic cancer cells [44]. The results of these tests showed a greater inhibition of tumor growth through a targeted system. The targeted release of multifunctional nanoparticles [45], obtained by conjugating three different peptides, was investigated: an epidermal growth factor receptor (EGFR)-recognizing peptide, an aminoterminal peptide that recognizes the urokinase plasminogen activator receptor and a peptide cyclic that recognizes the integrin receptor, to study the accumulation of gold in tumor models. These experiments did not demonstrate a substantial improvement in tumor uptake compared to control particles in vivo. Instead, gold nanoparticles with a thiolate derivative of
cisplatin have been produced and tested against ovarian cancer cells [46]. The results showed that the gold conjugate with
cis
cis
cisplatin used alone [47]. The decrease in toxicity towards healthy cells is one of the many reasons why therapies with gold nanoparticles can prove superior to the use of drugs alone [48]. In vivo studies have shown how multifunctional fluorescent magnetic nanocomplexes are used to trace the distribution of the nanocomplexes on tumor tissues. Nanocomplexes conjugated with specific antibodies targeting human epidermal growth factor receptor 2 (HER2) that overexpress breast cancer tumors could then be identified using magnetic resonance imaging (MRI) of the nanocomplex. As antibody-conjugated nanocomplexes are tracked throughout the body, we observe clear differences in the amounts of tumor uptake between over-expressed HER2 and low-expression HER2 tumors. This study demonstrated that it is possible to visualize tumors in vivo and that MRI could reveal a detailed picture of the distribution of nanoparticles in tumors and internal organs [49]. The diagnostic capabilities of the nanocomplexes have been visualized in vivo on HER2-expressing breast cancer tumors in animal models. Molecular targeting is achieved by combining anti-HER2 antibodies on the surface of the nanoparticle via the streptavidin-biotin binding procedure. In addition, poly ethylene glycol (PEG) conjugated to nanocomplexes is used to weaken nonspecific binding in vivo, to sterically stabilize the complexes, to implement circulation time, to lower immunogenicity and, in combination with antibodies, to increase accumulation of nanoparticles in the tumor [50]. Advantageous biological systems were investigated that exploit polyvalent interactions, allowing an organism to take advantage of a set of monovalent ligands with lower affinity, rather than using new and higher affinity monovalent ligands for each function. Ligand binding to a gold nanoparticle in the multivalent mode is an effective way to generate a high local concentration of ligands. The binding equilibria between the surface-bound ligand and the receptor can be shifted towards the formation of more ligand–receptor pairs in the presence of a high local ligand concentration according to the Le Chatelier principle [51].
One type of ligands, conjugated to gold nanoparticles, are carbazoles, extensively studied for their antioxidant and antimicrobial properties. Carbazole derivatives have also become important for their efficient inhibition of topoisomerase, tubulin, telomerase, kinase and integrase [52][53]. These compounds induce antiproliferative activity and a significant apoptotic response in a selective manner towards tumor cells [54][55][56]. The gold nanoparticles functionalized with
N
Figure 2) have been employed as antiproliferative agents against breast and uterine cancer cell lines without affecting non-tumor cells [57].
Figure 2.
N
The unique properties of gold nanoparticles were exploited for detection assays, employing the nanoparticles as cell-permeable multivalent systems, and further investigating promising and targeted therapies for known receptors [58].
In recent decades, new gold complexes have been developed with antibacterial, antiviral, antiparasitic and antitumor activity [59]. Several intracellular protein targets, such as kinases, reductases, proteases and topoisomerases, interact with gold (III) complexes; in particular, the blocking of the latter leads to programmed cell death [60]. The ability of [Au(CˆNˆC)(IMe)]CF
3
3
1
1
Figure 3.
3
3
1
4
2) [59]. Abbreviations: CˆNˆC is the bi-cyclometallated di-anionderived from 2,6-diphenylpyridine, IMe is
N,N
A study conducted in 2012 described the use of oxoglaucine (OG) as a ligand, an alkaloid extract of oxoaporphine obtained from the overground parts of different plants, such as Annonaceae, Magnoliaceae and Papaveraceae [61]. The reaction was carried out between OG and a gold (III) salt, to obtain the complex of gold (III) (
2
4
−
Figure 3). In this compound, the oxoglaucine is protonated on the nitrogen atom while the gold (III) tetrachloride acts as a counter ion, balancing the charge. Crystallographic data confirmed that oxoglaucine organizes itself into a planar structure, capable of intercalating DNA [62]. The ability of compound
2
50
50 = 1.4 ± 0.7 μM) [61].
3
6), synthesized by Wilson et al. [63], in which the pyridyl- or isoquinolylamide bidentate anionic chelators are used as ligands, in order to stabilize gold (III) through the presence of donor σ atoms. Among these, only compound
6
50
50
6
cis
3+
7 showed the best antiproliferative activity, against different types of cell lines. Moreover, it exhibits a marked inhibition activity of TopoI at 500 nM and a total inhibitor at the dose of 5 μM. In particular, the presence of gold (III) is crucial for the inhibition of topoisomerase and for DNA intercalation [64].
Another study, conducted in 2016, ref. [65] focused on the synthesis of thiosemicarbazones coordinated with different metals (Pt, Pd and Au). Among these, the complex with the best cytotoxic activity against leukemic cells (HL-60 and THP-1, with IC
50
50
4
8
8
−1
−1
Figure 6.
8
Heterocyclic and metallocene complexes have also been investigated for their potential antitumor activity [66][67][68]. These metal complexes have the general formula L
n
m, where M is the metal that constitutes the reactive center, in its oxidation state equal to 0, L is the carbene, which is the ligand able to influence the electronic properties of the metal and consequently, the possible catalytic activity of the complex and X is a non-carbenic ligand of anionic nature, such as a halide, a carboxylate or an alkoxide [69][70]. The stability and chemical reactivity of these complexes can be influenced by the covalent bonds coordinated with various transition metal centers through σ donation and π-retro-donation, the aromaticity of the NHC ligand and the volume of the side chains [71]. Among these, heterocyclic gold
N-carbene (NHC) complexes attract particular interest in the pharmaceutical research sector, meeting the requirements for efficient and rapid drug design, and for thence to their chemical stability [72]. A number of gold NHC complexes have been biologically tested and, in particular, some of them have also shown anticancer effects in vitro. Au–NHC complexes offer a wide range of biological activities, such as antiarthritic [73], antimicrobial [74] and especially antitumor ones. The anticancer properties of Au (I/III)–NHC complexes have been studied in different cellular backgrounds, such as melanoma, breast, prostate and hepatocellular carcinoma cell lines. It has been shown that Au–NHC complexes can differently affect cell cycle distribution, expressions of several key regulators of apoptosis, mitochondrial integrity, activation of caspases and generation of reactive intracellular oxygen species (ROS) [75]. The structures of these gold NHC complexes were synthesized to evaluate the influence of increased lipophilicity on their pharmacological effects [76]. The lipophilic cation, whose π-electrons are delocalized, can cross biological membranes more rapidly and concentrate within the mitochondria of cancer cells. The lipophilicity of the complex increases when the nitrogen atoms are functionalized with lipophilic substituents. The effect of different substituents on the N-1 atom on pharmacological activity was tested. In particular, position 1 was functionalized with 2-cyclopentanol (L1), 2-cyclohexanol (L2) and 2-hydroxy-2-phenylethyl (L3) while in position 3 a methyl group was always present (
Figure 7.
n
n
Figure 8.
a
cis
b
cis
3
2
2, has initiated and focused the pharmacological research towards metal-based drugs, such as gold (I, III) compounds, in particular, those that exhibit antiarthritic, antitumor and cytotoxic activity. The study of the effectiveness of anticancer drugs, e.g., 6-mercaptopurine and cyclophosphamide, in the treatment of rheumatoid arthritis, derived from their known immunosuppressive and anti-inflammatory actions [77][78]. This study established a connection between the two therapies, antiarthritic and antitumor. One of the reasons why scientific research has become interested in gold compounds is their square planar geometry, which unites them to platinum in
cis
cis
Figure 8b) against HeLa cells [79] and subsequent research on its antitumor activity were investigated. The in vitro cytotoxic activity of auranofin, tested on various cell lines, was similar or even greater than
cis
A good cytotoxic activity was also evaluated in vivo against P388 lymphocytic leukemia implanted in mice [80]. Several gold (I) thiolates have been tested for their anticancer activity. Aurothioglucose (
Figure 9b) inhibited primary tumor growth in mice with Lewis carcinoma and reduced lung metastases [80]. Unlike
cis
6
Figure 9.
a
b
The in vitro cytotoxicity of several gold compounds against B16 melanoma and P388 leukemic cells was examined in a study of auranofin and similar compounds [80]. The result shows that a wide variety of gold (I) phosphine thiolates possesses a significant cytotoxic activity. The presence of a phosphine or arsine as a binder has resulted in an increase in cytotoxicity and in vivo antitumor activity against P388 leukemia, compared to other species. The importance of the type of phosphine, used in the binuclear gold (I) compounds containing bidentate phosphines, was tested in vivo against leukemia P388, by systematically varying the nature of the phosphine and keeping the thiolate, R1S
−
3
2
3
2
6
5
2
Figure 10.
a
3
2
3
2
b
6
5
2
In summary, it can be stated that the most active class, among the compounds examined, was the one containing both phosphine and thioglucose ligands. The cytotoxicity and antitumor activity of several gold compounds with phosphine binders was tested and proved cytotoxic against B16 melanoma, subcutaneous breast adenocarcinoma, M5076 reticulum cell sarcoma leukemia and P388 and L1210 leukemia [81]. In addition, two new 1-acridin-9-yl-3-methylthiourea complexes Au(I), [Au(ACRTU)
2
9
3
6
10
cis
9
cis