Encyclopedia
Chronic tic disorder and Tourette syndrome are common childhood-onset neurological diseases. An autoimmune dysfunction has been proposed in the pathogenetic mechanism of Tourette syndrome and related neuropsychiatric disorders such as obsessive–compulsive disorder, autism, and attention-deficit/hyperactivity disorder.
- Tourette syndrome
- PANDAS
- immunological dysfunction
- basal ganglia
- neuroinflammation
1. Introduction
Gilles de la Tourette syndrome (TS) is a childhood-onset developmental neurological disease characterized by motor and phonic tics that was first described by the French physician Georges Gilles de la Tourette in 1885 [1]. Tic disorders are brief, repetitive, involuntary movements or sounds, such as grimacing, face-making, shoulder-jerking, or throat-clearing. The tics are usually preceded by a premonitory urge and are transiently relieved after the tics. The presentation of motor tics or phonic tics varies wildly, which may range from rapid meaningless movements or sounds to purposeful behaviors or speeches. Sometimes, tics can be orchestral, which means that different tics can occur one-by-one in a specific order. Moreover, the severity of the tics may fluctuate in different hours, days, or months, creating a “waxing and waning” character [2]. The diagnostic criteria of TS are as follows: (1) the presence of at least two motor tics and one phonic tic; (2) symptoms starting before 18 years and persisting for more than 1 year; (3) symptoms are not secondary to other neurological diseases such as encephalitis, stroke, or other intracranial lesions [3]. In different studies, the prevalence rate of TS is 0.1–6%, with male predominance, and the estimated pooled prevalence rate of TS is 0.53% [4][5][6][4,5,6]. Moreover, more than two-thirds of patients with TS have comorbidities, including attention-deficit hyperactivity disorder (ADHD) or obsessive–compulsive disorder (OCD) [7]. Other comorbidities, such as emotional disorder, depression, migraine or sleep disorders, or other neuropsychiatric disorders, are not unusual in patients with TS [7][8][7,8]. Tic symptoms usually occur between the ages of 4 and 6 years and reach utmost severity between age 10 and 12 years. More than half of the patients will have reduced severity by adulthood [2]. Some pharmacologic or nonpharmacologic treatments help patients deal with the symptoms in their daily life [9]. However, tic-suppressing agents are all symptomatic treatments because the pathophysiology of TS is still not understood.
Even though the main affected brain region in TS is still controversial, most of the studies have pointed out the abnormality of the basal ganglia and the related corticostriatal–thalamocortical (CSTC) circuit [6][10][11][12][13][6,10,11,12,13]. Dopamine, as the main excitatory neurotransmitter of the CSTC circuit, is revealed to play a role in the pathophysiology of TS [14][15][14,15]. Increased dopamine D2 receptor binding in the caudate nucleus has also been mentioned in some studies, which have also suggested the dysregulation of the dopaminergic system in patients with TS [16][17][16,17]. However, the etiology of TS is very complex. Current studies have suggested a multifactorial etiology in TS, including genetic, environmental, and immunological factors that establish one’s neurobiological vulnerability to TS [18][19][18,19].
An increasing number of studies have emphasized immunological involvement in TS. The correlation of tic disorder and group A Streptococcus (GAS) infection has already been confirmed for decades [20]. Tics or other neuropsychiatric disorders such as OCD might occur or worsen after GAS infection. Patients with TS also had higher rates of being GAS-positive in the throat specimen culture and higher anti-streptolysin O titers [21]. In addition, one disease entity that is characterized by sudden onset of tics, associated with obsessive–compulsive manifestation, behavior, and personality change in children with streptococcal infection, has been recognized in past decades; it is termed “pediatric autoimmune neuropsychiatric disorders associated with streptococcal infections” (PANDAS) [22]. As different infectious pathogens other than streptococcus have been identified to also be associated with neuropsychiatric manifestations, these disease entities are now called “pediatric acute-onset neuropsychiatric syndrome” (PANS) [23].
On the other hand, patients with TS have been found to have increased inflammatory activities with increased serum levels of tumor necrosis factor-alpha (TNF-α) and interleukin (IL)-12 [24]. A significant increase in the positive oligoclonal band (OCB) detection rate was also reported in patients with TS [25], which suggests abnormal plasma cell function.
2. Association between Infection and TS and Related Disorders
2.1. GAS Infection
2.1.1. Sydenham’s Chorea (SC) and Pediatric Autoimmune Neuropsychiatric Disorders Associated with Streptococcal Infections (PANDAS)
The most relevant and extensively studied infectious culprit associated with TS and related disorders is GAS. GAS is a common pathogen of acute pharyngitis in children and adolescents, which accounts for 20–37% of all pediatric cases [26][27][26,27]. The aberrant immune process associated with the existence of host autoantibodies against GAS antigens, following infection, may lead to rheumatic fever, a postinfectious autoimmune disease with multiorgan involvement. SC, a neurological manifestation or a variant of rheumatic fever, is characterized by an abrupt onset of chorea that typically involves the face and extremities. Patients may also present with various behavioral issues such as anxiety, OCD, and emotional liability [28].
The association of GAS with TS-related disorders has gained attention since the 1990s. Swedo et al. [22] described 50 children with a phenotype that is relatively distinct from SC. These children presented with acute onset of tic disorder, OCD, and emotional liability following GAS infection. This phenotype was designated as PANDAS. The working criteria for the diagnosis of PANDAS include (1) the existence of OCD or tic symptoms, (2) prepubertal onset, (3) symptoms occurring intermittently or following a sawtooth course, (4) temporal relationship of OCD/tic symptoms to GAS infection, and (5) presence of other neurological findings such as hyperactivity or choreiform movements. However, whether these criteria can be used to designate a unique clinical entity remains controversial. First, patients with SC might also develop a certain degree of tics. In addition, as tics and chorea are both rapid, involuntary, sudden-onset movement disorders, they might be difficult to differentiate in some cases. Moreover, Criterion 4 requires a temporal relationship of OCD/tic symptoms to GAS infection, which is supported by findings from a large population-based study, reporting that children with streptococcal throat infection have an increased risk of developing OCD and TS [29]. However, prospective longitudinal studies have shown that clinical exacerbation did not necessarily match temporally to GAS infection [30][31][30,31].
2.1.2. GAS and TS
Other than SC and PANDAS, evidence from clinical studies has suggested that GAS infection can act as a trigger factor or can have a disease-modifying role in TS [29][32][33][34][29,32,33,34]. In a Taiwanese nationwide population-based retrospective study, Wang et al. [35] showed an increased risk of TS and ADHD in 2596 children with GAS infection. This study corresponded to another population-based study performed in the United States, which showed that patients with OCD, TS, or tic disorder were more likely to have had a prior streptococcal infection before the onset of symptoms. Furthermore, those with recent multiple infections with GAS have an increased risk for TS [34]. In a prospective longitudinal study, patients with large fluctuation of symptoms in tics/OCD have persistently elevated streptococcal titers compared with those with a stable/remitting course [33], suggesting a disease-modifying role of GAS in TS. However, subsequent new GAS infections or immune markers do not predict clinical exacerbations [21][36][21,36].
2.2. Other Pathogens
A Danish large-scale nationwide population-based study found that both streptococcal throat infection and nonstreptococcal infection are associated with elevated risks of OCD and tic disorders [29]. This finding indicates that GAS is not the only pathogen that plays a role in the pathogenesis of TS. The reported pathogens include Mycoplasma pneumoniae, Enterovirus (EV), Chlamydia pneumoniae, Borrelia burgdorferi, Toxoplasma gondii, and even human immunodeficiency virus (HIV). However, evidence regarding the association among other infectious pathogens is limited and the results were based on a small number of cases. Mycoplasma infection has been considered to be associated with TS in case reports [37][38][37,38]. This finding was supported by a study that showed that patients with TS have a significantly higher IgA antibody titer against Mycoplasma pneumoniae than healthy controls. In addition, tic exacerbations in two children were associated with Mycoplasma infection, while the symptoms improved after treatment [39]. Other Taiwanese population-based studies have also shown that EV infection is significantly associated with a higher incidence of tic disorders. In addition, they found that children with allergic diseases, including allergic rhinitis or asthma, exhibited a significantly increased risk for subsequent tic disorders [40][41][40,41]. Antonelli et al. [42] described that episodes of worsening of tics occurred after discontinuations of antiretroviral drugs in a patient with HIV-1. That patient had an increase in HIV-1 viral load and a decrease in CD4+ cell count. Intriguingly, the symptoms significantly improved following the reintroduction of antiretroviral therapy. Furthermore, a 9-year-old boy with severe tic disorders had intrathecal production of B. burgdorferi-specific IgG antibodies, indicating neuroborreliosis. The tics resolved completely, along with a decrease in Borrelia-specific antibody titers, after treatment [43]. However, further large-scale studies focusing on underlying pathomechanisms are needed to validate the aforementioned findings.
3. Immune Dysregulation in TS
Both allergic and autoimmune diseases may arise from an impairment of the immune tolerance process. Clinical reports that linked allergic diseases to TS were based on population-based studies [44][45][44,45]. By using the National Health Insurance research database in Taiwan, Chang et al. [44] found that TS is associated with common allergic diseases, including rhinitis, asthma, dermatitis, and allergic conjunctivitis. This evidence supports the finding that immunological dysfunction may play a partial role in the pathogenesis of TS. However, the clinical response of TS to immunotherapy was inconsistent among studies. Although case reports or small case-series studies have shown improvement following immune-modulating therapies in TS, including intravenous immune globulin (IVIG) [46], cyclooxygenase-2 inhibitor [47], adrenocorticotropic hormone, and prednisone [48], a placebo-controlled study on adults with tics showed that IVIG failed to demonstrate significant improvement in adult tics [49].
3.1. Genetic Expression in TS
In current studies, there were only a few de-novo coding variants proven to be correlated with TS, including WWC1 (WW and C2 domain containing 1), CELSR3 (cadherin EGF LAG seven-pass G-type receptor 3), NIPBL (nipped-B-like), and FN1 (fibronectin 1) [50]. The WWC1 gene has a role in cell polarity, migration, and trafficking. The CELSR3 gene is also involved in cell polarity and is essential for axon pathfinding in the central nervous system of mice. The NIPBL gene has a critical function in cell meiosis and influences gene expression during development. The FN1 gene is involved in cell differentiation, migration, and cell adhesion [50][51][50,51]. Knowing the function of these genetic variants also provide some other avenues to discover the pathogenesis of TS. However, for immunological disturbance in TS, Ercan-Sencicek et al. reported a functional mutation of Hdc (histidine decarboxylase) in a two-generation family [52]. The Hdc gene has an important role in histamine synthesis. In Hdc knockout mice, increased tic-like behaviors such as excessive grooming were recorded [53]. Altered histamine synthesis might result in dysregulation of peripheral inflammation via microglia modulation [54]. This finding also highlights the role of microglia dysregulation in immunological dysfunction in TS patients.
Some genetic expressions have been proven to be correlated with the susceptibility of autoimmune dysfunction in TS. Some studies have mentioned the correlation between TS severity and gene expression in gamma aminobutyric acid (GABA), acetylcholine, and catecholamine pathways [55][56][55,56]. GABA-related gene expression in TS includes GABA-A receptor alpha 2, GABA-A receptor alpha 3, GABA-A receptor alpha 4, GABA-A receptor beta 1, GABA-A receptor rho 1, GABA-B receptor 2 (GABBR2), GABA receptor-associated protein (GABARAP), G protein-coupled receptor 156, and solute carrier family 6 member 1 [55]. The expression of GABARAP has shown a negative correlation with tic severity, whereas the expression of other genes has exhibited a positive correlation. GABA is the major inhibitory neurotransmitter in the brain, and altered GABAergic parvalbumin neurons have been observed in patients with TS [57]. Increased expression of genes related to GABA receptors may reflect endogenous compensation in TS. However, GABA and GABA receptors can also be detected in monocytes, macrophages, and lymphocytes. GABBR2 acts as a chemoattractant in neutrophils and the regulated inflammatory response during ischemia reperfusion [58].
In the cholinergic pathway, altered gene expressions also occur, including expressions of cholinergic receptor nicotinic alpha 1, cholinergic receptor nicotinic alpha 9, cholinergic receptor nicotinic alpha 10, cholinergic receptor nicotinic gamma, phospholipase D1 phosphatidylcholine-specific, solute carrier family 5 member 7, collagen-like tail subunit of asymmetric acetylcholinesterase, solute carrier family 33 member 1, and phosphate cytidylyltransferase 1 choline alpha. Acetylcholine receptors are expressed in GABAergic and dopaminergic neurons in the striatum; they regulate dopamine release [59]. Moreover, acetylcholine receptors are involved in the regulation of B- and T-lymphocytes [60]. Both mechanisms may explain the pathogenetic role of acetylcholine in TS.
Catecholamine-related gene expression has also been proven to be correlated with tic severity. Gunther et al. [56] found overexpression of dopamine receptor D2, histamine receptor H3, monoamine oxidase B, brain-derived neurotrophic factor, synaptosomal-associated protein 25 kDa, solute carrier family 6 member 4, and solute carrier family 22 member 3 in patients with TS. Dopamine was proved to be related to T-lymphocyte activation, chemotactic migration, and T-cell cytokine secretion [61]. Dysregulation of GABA, acetylcholine, and catecholamine pathways may have a direct influence on the dysfunction of the CSTC circuit, and they may interrupt the normal function of immune cells and result in TS indirectly. However, whether the altered expression of these genes is the cause or the consequence of TS is still unclear. Further evaluation is warranted to clarify these phenomena.
3.2. Aberrant Peripheral Immune Activities
3.2.1. Alternation in Immune Cell Subset and Immunophenotyping
Immunological tolerance to self-antigens and allergens is maintained via multiple suppressive mechanisms. CD4(+)CD25(+) Treg is a key player in this complex process, and its suppressive function is crucial to control autoimmunity, allergic response, and inflammatory response to infectious pathogens and allergens. Aberrant function or decreased number of Treg cells is associated with allergic diseases and numerous autoimmune diseases, including type 1 diabetes, multiple sclerosis, systemic lupus erythematosus, myasthenia graves, or rheumatoid arthritis [62].
Kawikova et al. [63] demonstrated a significant decrease in the number of Treg cells in patients with moderate-to-severe TS symptoms. Further decrease in the number of Treg cells was also observed during symptom exacerbation. This could be partly related to the immunomodulatory effects of dopamine. TS has been hypothesized to have dopaminergic hyperactivity [64]. In addition to its essential role in neurotransmission, dopamine has regulatory effects on the immune response. Dopamine was observed to suppress Treg cells [65]. Dopamine receptors expressed on immune cells mediate the immunomodulating effects of dopamine [66]. Consistent with this explanation, Ferrari et al. [67] reported higher expression levels of DRD5 dopamine receptor mRNA in peripheral blood lymphocytes of patients with TS. Another possible explanation is that the proallergic inflammatory environment might skew Treg cells toward a reactive pathogenic phenotype [68], which is in line with clinical reports that children were associated with a higher risk of TS in allergic diseases [44].
Further support to increase peripheral immune activity was obtained from a pilot study of lymphocyte immunophenotyping. Moller et al. [69] reported significantly increased numbers of both CD69+ B-lymphocytes and CD95+ T-lymphocytes in adults with TS. CD69 is considered an early activation marker of lymphocytes [70], thereby suggesting increased B-cell activation. CD95 is important in activation-induced cell death in T-cells [71]. An increase in the number of CD95+ T-cells may reflect augmented eradication of activated cells from the peripheral T-cell pool, thereby indicating increased immune activity.
3.2.2. Dysregulation of Effector Molecules and Immunoglobulin (Ig)
Release of both innate and adaptive immune cells is modulated by effector molecules, including cytokines, chemokines, and adhesive molecules. Leckman et al. [24] reported increased baseline plasma levels of proinflammatory cytokine TNF-α and IL-12 in children with TS and/or early-onset OCD. Interestingly, levels of these two cytokines further increased during periods of symptom exacerbation. In line with this finding, a later study also showed elevated levels of proinflammatory cytokines, including IL-17A, IL-6, IL-12, and TNF-α in pediatric patients with TS without OCD. Additionally, children who are medication-naïve showed higher TNFα levels than healthy controls [72]. However, studies have reported inconsistent findings [73][74][73,74], which showed a decrease or no significant difference in the level of inflammatory cytokines. Taken together, the proinflammatory immune response may be at least partly related to the pathogenesis of TS. However, inflammatory cytokine levels may be altered by age, sex, medications, and comorbidities. Further evidence on the presence of proinflammatory mechanisms in TS came from reports on the increase of plasma levels of neopterin [73][75][73,75]. Given that neopterin is a marker of cellular immune activation, whose production is induced by cytokine interferon-γ (INF-γ), the upregulation of neopterin in TS may reflect the activation of the T-cell immune response in these patients.
A few reports have also described dysregulation of Ig in patients with TS. Bos-Veneman et al. [76] presented a consistent decrease of IgG3 plasma levels and a trend for lower IgM levels in two independent samples (adults and children) of patients with TS. However, the Ig levels did not correlate with tic severity. IgG3 is pivotal in activating the classical complement cascade, promoting the destruction of microbial pathogens through the formation of membrane attack complexes. Decreased IgG3 levels may lead to a defective immune response to pathogens, resulting in persistent inflammation. Additionally, Kawikova et al. [77] observed reduced plasma IgA levels in adults with TS and/or OCD, particularly in the PANDAS subgroup, thus implying that mucosal immunity may be impaired in these patients. However, whether this finding could apply to TS, in general, remains unclear and warrants further investigation.
3.3. Aberrant Neuronal-Immune Activities
Evidence has pointed to immune dysregulation in TS; however, the mechanistic details of this pathophysiology remain obscure. Studies on antineuronal antibodies, cerebrospinal fluid (CSF), or brain tissue may provide more information on the investigation of how immune dysregulation contributes to the pathogenesis of TS and the extent of neuroinflammation.
3.3.1. Alteration in Microglia
In a transcriptome analysis of the basal ganglia in postmortem brains from nine patients with TS, Lennington et al. [78] described the upregulation of immune-related genes as well as increased CD45+ microglial expression, indicating microglial activation in the striatum. However, an important caveat is that this study was performed in adult refractory TS, which is a severe form of TS. In line with this report, by using positron emission tomography imaging with (11)C-[R]-PK11195 (PK), a ligand that binds to the transporter protein expressed by activated microglia, Kumar et al. [79] presented increased PK binding in the caudate nuclei bilaterally in children with PANDAS and TS. This indicated that localized inflammatory microglial activation occurred in the striatum in patients with TS. Microglia, the resident immune cells of the central nervous system, were also found to have an important role in neuronal survival as well as the maintenance of neurogenesis [80][81][80,81]. Animal studies may provide insight into the microglial-related pathomechanism in TS. The Hdc-knockout (KO) mouse model, which recapitulates the human TS phenotype, has shown normal expression of inflammatory markers but reduced arborization of microglia as well as a reduced number of microglia expressing insulin-like growth factor 1 (IGF1) in the basal condition [82], suggesting an impairment of protection to neurons, as IGF1-expressing microglia are essential for neuronal survival and neurogenesis [80]. However, an inflammatory challenge with bacterial lipopolysaccharide (LPS) dramatically resulted in microglial activation in the striatum and enhanced induction of proinflammatory cytokines (TNF-α and IL-1β) in Hdc-KO mice compared to wild-type controls. These findings in the mouse model suggest that there may be deficits in microglia-mediated neuroprotection, along with overreactivity to environmental challenges in TS [82][83][82,83].
3.3.2. Antineuronal Antibodies
SC and PANDAS may share an underlying pathogenesis. Accumulating evidence shows that autoantibodies target antigens in the basal ganglia of these patients [84][85][86][87][88][84,85,86,87,88]. Through the molecular mimicry process, autoantibodies against N-acetyl-beta-D-glucosamine (GlcNAc), the dominant epitope of the GAS carbohydrate, cross-react with neuronal antigens, leading to neurological symptoms [85][89][85,89]. Cross-reacting neuronal antigens include lysoganglioside-GM1 and beta-tubulin, both of which immunologically mimic GLcNAc [84][85][86][84,85,86]. They further induced CaMKII kinase activation [84][85][84,85]. CaMKII, an enzyme highly expressed in the brain, plays a pivotal role in the regulation of glutamatergic synapses and is important in neuronal signaling cascades and synthesis of neurotransmitters, including dopamine. It has an important function in behavior, learning, and memory [90]. Therefore, CaMKII dysfunction may be partly related to behavioral issues such as anxiety, OCD, and emotional liability in these patients.
Autoantibodies targeting dopamine receptors may also play an important role in the pathogenesis of SC and PANDAS. However, the findings have been inconsistent, which might be due to the different antibody-detection techniques (i.e., enzyme-linked immunosorbent, Western blot, and cell-based assays) applied in the different studies. Using cell-based assays, Dale et al. [87] detected surface dopamine-2 receptor (D2R) IgG antibodies in the sera of 30% of patients with SC in comparison with 9% of patients with TS but none in patients with PANDAS and the controls. No dopamine-1 receptor (D1R) IgG was detected in the disease or control groups. However, subsequent studies have shown that anti-D1R and anti-D2R were significantly elevated in patients with active SC and PANDAS [86][88][86,88]. The anti-D2R/anti-D1R ratio is correlated with the severity of neuropsychiatric symptoms in SC [88].
The findings from animal models provide further support for the streptococcal autoimmune hypothesis, as a passive transfer of antistreptococcal antibodies into murine models led to behavioral alteration and characteristic behaviors of both PANDAS and SC [91]. Antistreptococcal antibodies were deposited in the striatum with specific brain proteins such as dopamine receptors and serotonin transporters in in-vitro studies; the antibodies also reacted with D1 and D2 dopamine receptors and 5HT-2A and 5HT-2C serotonin receptors [91].
However, evidence that supports antineuronal antibodies in TS has been vague [92][93][92,93] (Table 1). Wenzel et al. [25] observed positive CSF OCB in 20–38% of adults with TS, indicating intrathecal antibody synthesis, but the same group failed to detect any specific antineuronal antibody in the CSF in their subsequent study [25][94][25,94]. In contrast to the findings in adult TS, an exploration study measured arrays of immune cells, cytokines, OCB, and other IGs on the CSF of children with TS, and they did not show significant difference regarding immune cell subsets, cytokines, or chemokines. Additionally, none of the patients had positive CSF OCB [95]. In a large-scale study involving children with TS of different stages, only two children had antibodies binding to the N-methyl-D-aspartate receptor. No other specific antibodies were detected. Therefore, current evidence supports the role of pathogenic antibodies in the pathogenesis of TS. However, as only specific antigens of interest have been screened, further screening for other specific antigens should be performed.
Table 1. Studies of antineuronal antibody and CSF immunoglobulin in tic disorders and Tourette syndrome.
| Reference | Method | Specimen | Main Findings | ||||||
|---|---|---|---|---|---|---|---|---|---|
|
[87] |
CBA | Serum | Elevated D2R IgG in 4/44 (9%) | ||||||
|
[92] |
CBA | Serum | In a pediatric TS cohort of 30 siblings at preclinical and onset, 158 at chronic phase, 2 had NMDAR Ab weak positive, no other specific Abs (NMDAR, CASPR2, LGI1, AMPAR, and GABAAR) were detected; found Ab reactive with brain tissue, mainly to the hippocampus, the basal ganglia or the cerebellum in 12% | ||||||
|
[93] |
CBA | Serum | In 51 adult TS, no specific Abs (CASPR2, LGI1, NMDAR, AMPA1, AMPA/2, or GABAB1/B2) were detected | ||||||
|
[25] |
IF | CSF | Presence of OCB in 38% (8 of 21) adult TS | ||||||
|
[94] |
IF, CBA | CSF | Presence of OCB in 20% (4 of 20) adult TS; did not detect Abs to any of the antigens on SY5Y neuronal stem-cells and astrocytes cultures | ||||||
|
[95] |
IF | CSF | In 5 pediatric TS, none were detected for OCB and other immunoglobulins |
Abbreviation: AMPAR: α-amino-3-hydroxy-5-methyl-4-isoxazolepropionic acid receptor; Abs: antibodies; CASPR2: contactin-associated protein 2; CBA: cell-based assay; CSF: cerebrospinal fluid; D2R: dopamine-2 receptor; GABAAR: Gamma-aminobutyric acid type A receptor; GABAB1/B2: Gamma-aminobutyric acid B1/B2 receptor; IF: isoelectric focusing; IgG: immunoglobulin G; LGI1: leucin-rich glioma-inactivated protein; NMDAR: N-methyl-D-aspartic acid receptor; OCB: oligoclonal band; TS: Tourette syndrome.
